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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+2.48%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$604M
AUM Growth
+$8.45M
Cap. Flow
-$2.32M
Cap. Flow %
-0.38%
Top 10 Hldgs %
22.43%
Holding
403
New
39
Increased
149
Reduced
118
Closed
29

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$34.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.8M
3
TGT icon
Target
TGT
+$2.96M
4
MCD icon
McDonald's
MCD
+$2.46M
5
CAH icon
Cardinal Health
CAH
+$2.26M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$19.4M
2
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$19.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.64M
4
ABBV icon
AbbVie
ABBV
+$4.73M
5
QCOM icon
Qualcomm
QCOM
+$3.07M

Sector Composition

Rank Sector Weight
1 Technology 10.27%
2 Energy 9.72%
3 Financials 9.21%
4 Consumer Staples 8.44%
5 Industrials 8.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYNH
301
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$322K 0.05%
+7,225
New +$313K
TRGP icon
302
Targa Resources
TRGP
$60.7B
$320K 0.05%
6,507
+77
+1% +$3.34K
HAR
303
DELISTED
Harman International Industries
HAR
$320K 0.05%
3,789
-3,221
-46% -$264K
FIS icon
304
Fidelity National Information Services
FIS
$21B
$319K 0.05%
4,143
– –
Y
305
DELISTED
Alleghany Corp
Y
$319K 0.05%
608
-5
-0.8% -$2.67K
GEL icon
306
Genesis Energy
GEL
$1.82B
$316K 0.05%
8,335
+25
+0.3% +$916
NI icon
307
NiSource
NI
$22.2B
$316K 0.05%
13,104
-1,500
-10% -$37.5K
JCI icon
308
Johnson Controls International
JCI
$87.3B
$310K 0.05%
+6,670
New +$309K
TFC icon
309
Truist Financial
TFC
$63B
$309K 0.05%
8,191
-19,438
-70% -$724K
MDIV icon
310
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$307K 0.05%
16,211
+122
+0.8% +$2.37K
PCI
311
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$306K 0.05%
15,000
– –
LM
312
DELISTED
Legg Mason, Inc.
LM
$306K 0.05%
9,145
– –
DELL icon
313
Dell
DELL
$285B
$305K 0.05%
+22,758
New +$309K
DE icon
314
Deere & Co
DE
$164B
$304K 0.05%
3,560
– –
RFI
315
Cohen & Steers Total Return Realty Fund
RFI
$307M
$302K 0.05%
22,910
-7,590
-25% -$104K
CLNY
316
DELISTED
Colony Capital, Inc.
CLNY
$295K 0.05%
16,200
-100
-0.6% -$1.77K
IBOC icon
317
International Bancshares
IBOC
$4.71B
$291K 0.05%
9,778
– –
IWR icon
318
iShares Russell Mid-Cap ETF
IWR
$56.8B
$287K 0.05%
6,592
-72
-1% -$3.12K
ADBE icon
319
Adobe
ADBE
$87.3B
$281K 0.05%
+2,590
New +$260K
KYNB
320
Kyntra Bio
KYNB
$29.2M
$276K 0.05%
533
– –
EMWP
321
DELISTED
Eros Media World PLC
EMWP
$276K 0.05%
+900
New +$308K
EW icon
322
Edwards Lifesciences
EW
$48.7B
$271K 0.04%
+6,750
New +$254K
NOC icon
323
Northrop Grumman
NOC
$74.8B
$267K 0.04%
1,247
– –
OHAI
324
DELISTED
OHA Investment Corporation
OHAI
$267K 0.04%
85,008
+70
+0.1% +$180
HDS
325
DELISTED
HD Supply Holdings, Inc.
HDS
$265K 0.04%
8,300
+2,300
+38% +$79.6K
11 12
13
14 15

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GA
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NNP
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JJIJ
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PWA
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NIA
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USCA RIA's Q3 2016 Portfolio in Review

As of Q3 2016, USCA RIA held 403 positions worth $604M, up 1.4% from $595M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

USCA RIA's Q3 2016 filing shows 39 new, 149 increased, 118 reduced and 29 closed positions. Its largest new stake was US Bancorp: 48,412 shares worth $2.08M. The largest sale was iShares 20+ Year Treasury Bond ETF, an estimated $19.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Energy and Financials.

  • USCA RIA's largest Q3 2016 buy was US Bancorp: 48,412 shares worth $2.08M.
  • USCA RIA added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2016, an estimated $34.2M increase.
  • USCA RIA's biggest Q3 2016 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $19.4M.
  • USCA RIA fully exited iShares 10-20 Year Treasury Bond ETF in Q3 2016, selling an estimated $19.1M.
  • USCA RIA's ten largest holdings make up 22% of its $604M portfolio in Q3 2016.
  • USCA RIA opened 39 new positions and closed 29 in Q3 2016.
  • USCA RIA's portfolio value rose 1.4% quarter-over-quarter to $604M.

Based on USCA RIA's 13F filing for Q3 2016, filed 15 Nov 2016.