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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+4.55%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$463M
AUM Growth
+$64.5M
Cap. Flow
+$50.1M
Cap. Flow %
10.82%
Top 10 Hldgs %
17.74%
Holding
404
New
37
Increased
164
Reduced
119
Closed
38

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$9.11M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$6.49M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.33M
4
PFE icon
Pfizer
PFE
+$2.52M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.98M

Top Sells

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$2.5M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.99M
3
AFL icon
Aflac
AFL
+$1.53M
4
RSG icon
Republic Services
RSG
+$1.51M
5
MCD icon
McDonald's
MCD
+$1.5M

Sector Composition

Rank Sector Weight
1 Energy 10.59%
2 Technology 9.64%
3 Consumer Staples 9.4%
4 Healthcare 8.52%
5 Financials 8.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDN icon
301
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.87B
$256K 0.06%
3,432
+270
+9% +$20K
SKYY icon
302
First Trust Cloud Computing ETF
SKYY
$2.73B
$254K 0.05%
8,453
-319
-4% -$9.66K
PX
303
DELISTED
Praxair Inc
PX
$254K 0.05%
2,478
+368
+17% +$40.1K
KMX icon
304
CarMax
KMX
$8.31B
$252K 0.05%
4,677
+800
+21% +$45.7K
FIS icon
305
Fidelity National Information Services
FIS
$20.8B
$251K 0.05%
4,143
– –
IBOC icon
306
International Bancshares
IBOC
$4.65B
$251K 0.05%
9,756
+20
+0.2% +$549
NOC icon
307
Northrop Grumman
NOC
$77B
$251K 0.05%
1,327
-93
-7% -$17K
WPC icon
308
W.P. Carey
WPC
$16.9B
$251K 0.05%
4,348
-1,459
-25% -$87.5K
IJK icon
309
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.9B
$249K 0.05%
6,176
+532
+9% +$21.8K
EOI
310
Eaton Vance Enhanced Equity Income Fund
EOI
$811M
$248K 0.05%
18,450
-100
-0.5% -$1.27K
NXR
311
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$245K 0.05%
16,871
-134
-0.8% -$1.89K
ADBE icon
312
Adobe
ADBE
$85.8B
$243K 0.05%
+2,590
New +$233K
BTI icon
313
British American Tobacco
BTI
$130B
$242K 0.05%
4,382
+558
+15% +$32K
FPX icon
314
First Trust US Equity Opportunities ETF
FPX
$1.55B
$240K 0.05%
4,700
+300
+7% +$15.5K
PSQ icon
315
ProShares Short QQQ
PSQ
$684M
$240K 0.05%
920
-115
-11% -$30.4K
FPE icon
316
First Trust Preferred Securities and Income ETF
FPE
$6.31B
$234K 0.05%
12,327
+216
+2% +$4.09K
NSC icon
317
Norfolk Southern
NSC
$79.7B
$234K 0.05%
2,761
– –
IMAX icon
318
IMAX
IMAX
$2.43B
$233K 0.05%
6,550
-950
-13% -$35.6K
NGD
319
DELISTED
New Gold Inc
NGD
$233K 0.05%
+100,223
New +$248K
HACK icon
320
Amplify Cybersecurity ETF
HACK
$2.63B
$231K 0.05%
8,900
-1,050
-11% -$27.7K
WATT icon
321
Energous
WATT
$83.8M
$231K 0.05%
49
-6
-11% -$26.6K
NXQ
322
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$231K 0.05%
16,889
-143
-0.8% -$1.92K
POT
323
DELISTED
Potash Corp Of Saskatchewan
POT
$227K 0.05%
13,232
-200
-1% -$3.98K
MOO icon
324
VanEck Agribusiness ETF
MOO
$989M
$224K 0.05%
4,820
-400
-8% -$19.2K
PDP icon
325
Invesco Dorsey Wright Momentum ETF
PDP
$1.54B
$223K 0.05%
5,400
+400
+8% +$16.8K
11 12
13
14 15

Similar funds

A
AdvicePeriod Los Angeles, California $1.54B AUM 29.32% 1-Year Est. Return
GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q4 2015 Portfolio in Review

As of Q4 2015, USCA RIA held 404 positions worth $463M, up 16% from $398M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

USCA RIA deployed $50.1M of net new capital in Q4 2015, opening 37 new positions and adding to 164 existing holdings. Its largest new stake was Alphabet (Google) Class A: 90,040 shares worth $3.5M.

By sector, the portfolio is most concentrated in Energy at 11% of assets, down from 13% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was GE Aerospace, an estimated $2.5M trimmed.

  • USCA RIA's largest Q4 2015 buy was Alphabet (Google) Class A: 90,040 shares worth $3.5M.
  • USCA RIA added most to iShares Core US Aggregate Bond ETF in Q4 2015, an estimated $9.11M increase.
  • USCA RIA's biggest Q4 2015 reduction was GE Aerospace, cutting an estimated $2.5M.
  • USCA RIA fully exited Republic Services in Q4 2015, selling an estimated $1.51M.
  • USCA RIA's ten largest holdings make up 18% of its $463M portfolio in Q4 2015.
  • USCA RIA opened 37 new positions and closed 38 in Q4 2015.
  • USCA RIA's portfolio value rose 16% quarter-over-quarter to $463M.

Based on USCA RIA's 13F filing for Q4 2015, filed 8 Feb 2016.