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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
-8.19%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.79%
10 Year Est. Return
–
AUM
$398M
AUM Growth
+$21.2M
Cap. Flow
+$60.3M
Cap. Flow %
15.13%
Top 10 Hldgs %
17.26%
Holding
410
New
69
Increased
154
Reduced
84
Closed
43

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$3M
2
GLD icon
SPDR Gold Trust
GLD
+$2.88M
3
QCOM icon
Qualcomm
QCOM
+$2.63M
4
JNJ icon
Johnson & Johnson
JNJ
+$2.58M
5
MON
Monsanto Co
MON
+$2.53M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$7.4M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.4M
3
SURE icon
AdvisorShares Insider Advantage ETF
SURE
+$1.79M
4
HAS icon
Hasbro
HAS
+$1.28M
5
HSNI
HSN, Inc.
HSNI
+$1.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 19.76%
2 Energy 13.32%
3 Technology 10.07%
4 Financials 9.74%
5 Consumer Staples 9.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMX icon
301
CarMax
KMX
$8.81B
$230K 0.06%
+3,877
New +$243K
NXPI icon
302
NXP Semiconductors
NXPI
$56.4B
$228K 0.06%
2,613
-3,555
-58% -$320K
WATT icon
303
Energous
WATT
$61.4M
$228K 0.06%
55
-18
-25% -$76.7K
FPE icon
304
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$227K 0.06%
+12,111
New +$230K
IBM icon
305
IBM
IBM
$222B
$226K 0.06%
1,634
+296
+22% +$43.7K
NXQ
306
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$223K 0.06%
+17,032
New +$222K
IJK icon
307
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$222K 0.06%
5,644
– –
NFLX icon
308
Netflix
NFLX
$340B
$222K 0.06%
+21,500
New +$231K
EOI
309
Eaton Vance Enhanced Equity Income Fund
EOI
$829M
$221K 0.06%
18,550
– –
ULTA icon
310
Ulta Beauty
ULTA
$22.1B
$221K 0.06%
1,350
-500
-27% -$82.3K
EFF
311
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$220K 0.06%
15,000
– –
GS icon
312
Goldman Sachs
GS
$301B
$219K 0.06%
1,262
+250
+25% +$49K
QDF icon
313
Northern Trust Quality Dividend ETF
QDF
$2.24B
$219K 0.06%
+6,550
New +$230K
RLY icon
314
State Street Multi-Asset Real Return ETF
RLY
$1.35B
$218K 0.05%
+9,600
New +$231K
LUMN icon
315
Lumen
LUMN
$6.23B
$216K 0.05%
8,580
– –
PX
316
DELISTED
Praxair Inc
PX
$215K 0.05%
2,110
+45
+2% +$4.96K
FPX icon
317
First Trust US Equity Opportunities ETF
FPX
$1.48B
$214K 0.05%
4,400
-6,001
-58% -$320K
LLY icon
318
Eli Lilly
LLY
$1.05T
$213K 0.05%
2,540
– –
NSC icon
319
Norfolk Southern
NSC
$78.3B
$211K 0.05%
2,761
– –
ALU
320
DELISTED
Alcatel-Lucent
ALU
$211K 0.05%
57,900
– –
BTI icon
321
British American Tobacco
BTI
$121B
$210K 0.05%
+3,824
New +$212K
FDN icon
322
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.43B
$209K 0.05%
+3,162
New +$220K
UAL icon
323
United Airlines
UAL
$35.9B
$207K 0.05%
3,901
– –
VNQ icon
324
Vanguard Real Estate ETF
VNQ
$38.6B
$206K 0.05%
2,724
– –
IBN icon
325
ICICI Bank
IBN
$107B
$205K 0.05%
26,893
+603
+2% +$5.15K
11 12
13
14 15

Similar funds

A
AdvicePeriod Los Angeles, California $1.54B AUM 29.32% 1-Year Est. Return
GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q3 2015 Portfolio in Review

As of Q3 2015, USCA RIA held 410 positions worth $398M, up 5.6% from $377M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

USCA RIA deployed $60.3M of net new capital in Q3 2015, opening 69 new positions and adding to 154 existing holdings. Its largest new stake was Monsanto Co: 25,656 shares worth $2.19M.

By sector, the portfolio is most concentrated in Miscellaneous at 20% of assets, down from 22% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $7.4M trimmed.

  • USCA RIA's largest Q3 2015 buy was Monsanto Co: 25,656 shares worth $2.19M.
  • USCA RIA added most to Microsoft in Q3 2015, an estimated $3M increase.
  • USCA RIA's biggest Q3 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $7.4M.
  • USCA RIA fully exited AdvisorShares Insider Advantage ETF in Q3 2015, selling an estimated $1.79M.
  • USCA RIA's ten largest holdings make up 17% of its $398M portfolio in Q3 2015.
  • USCA RIA opened 69 new positions and closed 43 in Q3 2015.
  • USCA RIA's portfolio value rose 5.6% quarter-over-quarter to $398M.

Based on USCA RIA's 13F filing for Q3 2015, filed 13 Nov 2015.