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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+1.65%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$32.1M
Cap. Flow
+$22.5M
Cap. Flow %
2.21%
Top 10 Hldgs %
14.93%
Holding
481
New
35
Increased
212
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.31M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.11M
3
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$3M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$2.94M
5
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$2.25M

Top Sells

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$6.08M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.38M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$3.99M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.17M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.51M

Sector Composition

Rank Sector Weight
1 Financials 13.8%
2 Technology 11.17%
3 Healthcare 9.91%
4 Energy 9.17%
5 Industrials 8.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOC icon
276
Northrop Grumman
NOC
$75.8B
$657K 0.06%
1,752
– –
XLU icon
277
State Street Utilities Select Sector SPDR ETF
XLU
$24B
$651K 0.06%
+20,118
New +$621K
OXY icon
278
Occidental Petroleum
OXY
$57.3B
$645K 0.06%
14,497
+1,125
+8% +$53.2K
SDY icon
279
State Street SPDR S&P Dividend ETF
SDY
$21.6B
$644K 0.06%
6,272
+65
+1% +$6.55K
SPG icon
280
Simon Property Group
SPG
$73B
$644K 0.06%
4,140
-200
-5% -$31.1K
WPM icon
281
Wheaton Precious Metals
WPM
$50B
$644K 0.06%
24,529
+250
+1% +$6.73K
CAT icon
282
Caterpillar
CAT
$412B
$642K 0.06%
5,081
-30
-0.6% -$3.81K
PB icon
283
Prosperity Bancshares
PB
$8.71B
$636K 0.06%
9,000
– –
IGSB icon
284
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$634K 0.06%
11,804
– –
AER icon
285
AerCap
AER
$23.4B
$630K 0.06%
11,500
– –
MAC icon
286
Macerich
MAC
$7.17B
$630K 0.06%
+19,940
New +$629K
KSU
287
DELISTED
Kansas City Southern
KSU
$628K 0.06%
4,725
-8,703
-65% -$1.08M
DBL
288
DoubleLine Opportunistic Credit Fund
DBL
$278M
$621K 0.06%
29,970
+7,600
+34% +$157K
TFI icon
289
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
$617K 0.06%
+12,173
New +$618K
CPT icon
290
Camden Property Trust
CPT
$11.2B
$616K 0.06%
5,550
– –
DGRW icon
291
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.5B
$603K 0.06%
13,369
-64
-0.5% -$2.83K
FNF icon
292
Fidelity National Financial
FNF
$13.1B
$595K 0.06%
13,926
– –
BTT icon
293
BlackRock Municipal 2030 Target Term Trust
BTT
$1.42B
$576K 0.06%
24,325
+2,000
+9% +$47.2K
DLR icon
294
Digital Realty Trust
DLR
$66.4B
$570K 0.06%
4,390
+1,020
+30% +$124K
MU icon
295
Micron Technology
MU
$1.12T
$570K 0.06%
13,300
– –
TEAF
296
DELISTED
Ecofin Sustainable & Social Impact Term Fund
TEAF
$563K 0.06%
33,771
-6,259
-16% -$107K
GSLC icon
297
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.2B
$561K 0.06%
9,364
+256
+3% +$15.2K
TELL
298
DELISTED
Tellurian Inc.
TELL
$560K 0.06%
67,340
– –
CTVA icon
299
Corteva
CTVA
$59.4B
$543K 0.05%
19,402
+314
+2% +$9.08K
AIG icon
300
American International
AIG
$41.4B
$531K 0.05%
9,530
+602
+7% +$33.3K
10 11
12
13 14

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GA
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NNP
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JJIJ
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BAWC
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RP
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PWA
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NIA
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USCA RIA's Q3 2019 Portfolio in Review

As of Q3 2019, USCA RIA held 481 positions worth $1.02B, up 3.3% from $985M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

USCA RIA's Q3 2019 filing shows 35 new, 212 increased, 128 reduced and 28 closed positions. Its largest new stake was iShares MSCI USA Min Vol Factor ETF: 64,925 shares worth $4.16M. The largest sale was Main Street Capital, an estimated $6.08M.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 14% a quarter earlier, followed by Technology and Healthcare.

  • USCA RIA's largest Q3 2019 buy was iShares MSCI USA Min Vol Factor ETF: 64,925 shares worth $4.16M.
  • USCA RIA added most to iShares Core US Aggregate Bond ETF in Q3 2019, an estimated $7.31M increase.
  • USCA RIA's biggest Q3 2019 reduction was Main Street Capital, cutting an estimated $6.08M.
  • USCA RIA fully exited Twilio in Q3 2019, selling an estimated $1.46M.
  • USCA RIA's ten largest holdings make up 15% of its $1.02B portfolio in Q3 2019.
  • USCA RIA opened 35 new positions and closed 28 in Q3 2019.
  • USCA RIA's portfolio value rose 3.3% quarter-over-quarter to $1.02B.

Based on USCA RIA's 13F filing for Q3 2019, filed 31 Oct 2019.