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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
-11.18%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$752M
AUM Growth
-$230M
Cap. Flow
-$119M
Cap. Flow %
-15.83%
Top 10 Hldgs %
15.62%
Holding
497
New
27
Increased
160
Reduced
169
Closed
79

Top Buys

Rank Stock Value
1
D icon
Dominion Energy
D
+$3.62M
2
AOS icon
A.O. Smith
AOS
+$3.06M
3
IGI
Western Asset Investment Grade Defined Opportunity Trust
IGI
+$2.86M
4
GIS icon
General Mills
GIS
+$2.77M
5
QCOM icon
Qualcomm
QCOM
+$2.75M

Top Sells

Rank Stock Value
1
SPG icon
Simon Property Group
SPG
+$7.01M
2
IBM icon
IBM
IBM
+$5.89M
3
ETN icon
Eaton
ETN
+$5.54M
4
WFC icon
Wells Fargo
WFC
+$4.53M
5
NVDA icon
NVIDIA
NVDA
+$4.34M

Sector Composition

Rank Sector Weight
1 Financials 12.87%
2 Technology 10.38%
3 Healthcare 9.91%
4 Consumer Staples 9.22%
5 Energy 8.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEU icon
276
Vanguard FTSE All-World ex-US ETF
VEU
$65.8B
$433K 0.06%
9,503
+2,628
+38% +$126K
CELG
277
DELISTED
Celgene Corp
CELG
$433K 0.06%
6,752
-3,007
-31% -$222K
FRA icon
278
BlackRock Floating Rate Income Strategies Fund
FRA
$381M
$431K 0.06%
36,205
+230
+0.6% +$2.96K
GS icon
279
Goldman Sachs
GS
$317B
$428K 0.06%
2,562
+747
+41% +$151K
KYN icon
280
Kayne Anderson Energy Infrastructure Fund
KYN
$2.53B
$427K 0.06%
31,009
+4,760
+18% +$76.2K
FIS icon
281
Fidelity National Information Services
FIS
$20.7B
$425K 0.06%
4,143
– –
FNF icon
282
Fidelity National Financial
FNF
$13.1B
$422K 0.06%
13,976
– –
MFL
283
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$415K 0.06%
32,555
+7,200
+28% +$87.8K
CQP icon
284
Cheniere Energy
CQP
$31.9B
$406K 0.05%
11,253
+2,149
+24% +$78.2K
KHC icon
285
Kraft Heinz
KHC
$30.1B
$404K 0.05%
9,376
-1,900
-17% -$98.4K
DE icon
286
Deere & Co
DE
$165B
$403K 0.05%
2,701
– –
DVY icon
287
iShares Select Dividend ETF
DVY
$23.6B
$403K 0.05%
4,513
– –
CEM
288
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$393K 0.05%
7,550
-10
-0.1% -$626
WPM icon
289
Wheaton Precious Metals
WPM
$50B
$390K 0.05%
19,978
+601
+3% +$10.2K
VALE icon
290
Vale
VALE
$63.1B
$384K 0.05%
29,118
-131
-0.4% -$1.87K
BHK icon
291
BlackRock Core Bond Trust
BHK
$638M
$381K 0.05%
31,190
-1,420
-4% -$17.5K
IJS icon
292
iShares S&P Small-Cap 600 Value ETF
IJS
$8.1B
$381K 0.05%
5,782
-27,480
-83% -$2.04M
MU icon
293
Micron Technology
MU
$1.12T
$381K 0.05%
12,000
-2,750
-19% -$104K
NVO
294
Novo Nordisk
NVO
$213B
$381K 0.05%
16,556
+1,754
+12% +$39K
AVB icon
295
AvalonBay Communities
AVB
$27.1B
$376K 0.05%
2,160
– –
TDIV icon
296
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.07B
$376K 0.05%
11,337
+1,223
+12% +$43.3K
CCMP
297
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$376K 0.05%
+3,948
New +$387K
PR
298
Permian Resources
PR
$17.9B
$375K 0.05%
34,050
-13,694
-29% -$235K
MEN
299
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$371K 0.05%
37,425
+14,550
+64% +$143K
EQT icon
300
EQT Corp
EQT
$33.4B
$370K 0.05%
19,600
-56,669
-74% -$1.15M
10 11
12
13 14

Similar funds

A
AdvicePeriod Los Angeles, California $1.54B AUM 29.32% 1-Year Est. Return
GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q4 2018 Portfolio in Review

As of Q4 2018, USCA RIA held 497 positions worth $752M, down 23% from $982M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

USCA RIA withdrew a net $119M in Q4 2018, closing 79 positions and reducing 169 holdings. Its most notable exit was NVIDIA, an estimated $4.34M position sold in full.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 12% a quarter earlier, followed by Technology and Healthcare.

Against the trend, USCA RIA opened a new position in A.O. Smith worth $2.84M.

  • USCA RIA's largest Q4 2018 buy was A.O. Smith: 66,526 shares worth $2.84M.
  • USCA RIA added most to Dominion Energy in Q4 2018, an estimated $3.62M increase.
  • USCA RIA's biggest Q4 2018 reduction was Simon Property Group, cutting an estimated $7.01M.
  • USCA RIA fully exited NVIDIA in Q4 2018, selling an estimated $4.34M.
  • USCA RIA's ten largest holdings make up 16% of its $752M portfolio in Q4 2018.
  • USCA RIA opened 27 new positions and closed 79 in Q4 2018.
  • USCA RIA's portfolio value fell 23% quarter-over-quarter to $752M.

Based on USCA RIA's 13F filing for Q4 2018, filed 12 Feb 2019.