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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+5.88%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$982M
AUM Growth
+$50.8M
Cap. Flow
+$3.99M
Cap. Flow %
0.41%
Top 10 Hldgs %
14.52%
Holding
490
New
41
Increased
233
Reduced
128
Closed
20

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$7.6M
2
KMI icon
Kinder Morgan
KMI
+$5.16M
3
MET icon
MetLife
MET
+$4.23M
4
WFC icon
Wells Fargo
WFC
+$3.63M
5
OXY icon
Occidental Petroleum
OXY
+$3.22M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$7.32M
2
VLO icon
Valero Energy
VLO
+$7.24M
3
ADM icon
Archer Daniels Midland
ADM
+$3.77M
4
LOW icon
Lowe's Companies
LOW
+$3.74M
5
TGT icon
Target
TGT
+$3.64M

Sector Composition

Rank Sector Weight
1 Financials 12.16%
2 Technology 11.11%
3 Healthcare 9.59%
4 Consumer Staples 8.33%
5 Energy 8.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGB
276
Blackstone Strategic Credit 2027 Term Fund
BGB
$504M
$646K 0.07%
40,635
+1,300
+3% +$20.8K
XYL icon
277
Xylem
XYL
$27.8B
$639K 0.07%
8,001
+201
+3% +$15K
AER icon
278
AerCap
AER
$23.4B
$637K 0.06%
11,079
-2,448
-18% -$138K
SPYV icon
279
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$35.7B
$630K 0.06%
+20,233
New +$624K
PB icon
280
Prosperity Bancshares
PB
$8.71B
$624K 0.06%
9,000
– –
XLI icon
281
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$624K 0.06%
7,963
+810
+11% +$61.7K
CLIX icon
282
ProShares Long Online/Short Stores ETF
CLIX
$7.06M
$622K 0.06%
13,059
+450
+4% +$22K
KHC icon
283
Kraft Heinz
KHC
$30.1B
$621K 0.06%
11,276
-1,024
-8% -$61.2K
SNY icon
284
Sanofi
SNY
$104B
$621K 0.06%
13,895
+2,400
+21% +$103K
DGRW icon
285
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.5B
$620K 0.06%
13,997
-949
-6% -$41K
MCF
286
DELISTED
Contango Oil & Gas Co.
MCF
$618K 0.06%
100,000
– –
ETP
287
DELISTED
Energy Transfer Partners, L.P.
ETP
$613K 0.06%
27,550
-1,125
-4% -$24.4K
IGSB icon
288
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$612K 0.06%
11,804
-104
-0.9% -$5.39K
XLE icon
289
State Street Energy Select Sector SPDR ETF
XLE
$39.3B
$609K 0.06%
16,086
+2,594
+19% +$97.3K
SHY icon
290
iShares 1-3 Year Treasury Bond ETF
SHY
$25.3B
$607K 0.06%
7,307
+677
+10% +$56.3K
FYC icon
291
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.25B
$599K 0.06%
11,451
+482
+4% +$24.6K
AIG icon
292
American International
AIG
$41.4B
$587K 0.06%
11,024
+542
+5% +$29.1K
TELL
293
DELISTED
Tellurian Inc.
TELL
$586K 0.06%
65,340
– –
NSC icon
294
Norfolk Southern
NSC
$78.3B
$581K 0.06%
3,220
– –
DELL icon
295
Dell
DELL
$284B
$577K 0.06%
21,183
-432
-2% -$11.5K
SYK icon
296
Stryker
SYK
$122B
$571K 0.06%
3,211
+23
+0.7% +$3.93K
JEF icon
297
Jefferies Financial Group
JEF
$12.8B
$554K 0.06%
28,195
-1,229
-4% -$25.6K
CEM
298
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$549K 0.06%
7,560
+400
+6% +$29.3K
QABA icon
299
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$91.1M
$544K 0.06%
10,203
+101
+1% +$5.64K
XBI icon
300
State Street SPDR S&P Biotech ETF
XBI
$10.2B
$542K 0.06%
5,658
+470
+9% +$45.6K
10 11
12
13 14

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GA
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NNP
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JJIJ
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BAWC
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RP
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PWA
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NIA
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USCA RIA's Q3 2018 Portfolio in Review

As of Q3 2018, USCA RIA held 490 positions worth $982M, up 5.5% from $931M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

USCA RIA's Q3 2018 filing shows 41 new, 233 increased, 128 reduced and 20 closed positions. Its largest new stake was Occidental Petroleum: 39,819 shares worth $3.27M. The largest sale was Pfizer, an estimated $7.32M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 12% a quarter earlier, followed by Technology and Healthcare.

  • USCA RIA's largest Q3 2018 buy was Occidental Petroleum: 39,819 shares worth $3.27M.
  • USCA RIA added most to CVS Health in Q3 2018, an estimated $7.6M increase.
  • USCA RIA's biggest Q3 2018 reduction was Pfizer, cutting an estimated $7.32M.
  • USCA RIA fully exited TJX Companies in Q3 2018, selling an estimated $3.19M.
  • USCA RIA's ten largest holdings make up 15% of its $982M portfolio in Q3 2018.
  • USCA RIA opened 41 new positions and closed 20 in Q3 2018.
  • USCA RIA's portfolio value rose 5.5% quarter-over-quarter to $982M.

Based on USCA RIA's 13F filing for Q3 2018, filed 2 Nov 2018.