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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+2.85%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$650M
AUM Growth
+$46.1M
Cap. Flow
+$32.7M
Cap. Flow %
5.04%
Top 10 Hldgs %
19.71%
Holding
417
New
43
Increased
151
Reduced
120
Closed
41

Top Buys

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$4.82M
2
CMI icon
Cummins
CMI
+$4.69M
3
HPQ icon
HP
HPQ
+$3.68M
4
MPC icon
Marathon Petroleum
MPC
+$3.47M
5
GIS icon
General Mills
GIS
+$3.21M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$7.76M
2
PRU icon
Prudential Financial
PRU
+$3.66M
3
GD icon
General Dynamics
GD
+$2.85M
4
JPM icon
JPMorgan Chase
JPM
+$2.24M
5
SNY icon
Sanofi
SNY
+$2.17M

Sector Composition

Rank Sector Weight
1 Technology 11.26%
2 Energy 10.33%
3 Financials 10.18%
4 Consumer Staples 8.79%
5 Healthcare 8.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HEDJ icon
276
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.84B
$420K 0.06%
14,636
-1,130
-7% -$30.9K
WWAV
277
DELISTED
The WhiteWave Foods Company
WWAV
$414K 0.06%
7,450
– –
IBOC icon
278
International Bancshares
IBOC
$4.72B
$410K 0.06%
10,061
+283
+3% +$10.1K
L icon
279
Loews
L
$23.6B
$407K 0.06%
8,694
– –
NOC icon
280
Northrop Grumman
NOC
$74.6B
$407K 0.06%
1,752
+505
+40% +$117K
SJI
281
DELISTED
South Jersey Industries, Inc.
SJI
$407K 0.06%
12,085
-1,200
-9% -$37.4K
ULTA icon
282
Ulta Beauty
ULTA
$20.8B
$404K 0.06%
1,583
-210
-12% -$52.5K
CPK icon
283
Chesapeake Utilities
CPK
$3.25B
$402K 0.06%
6,000
-2,880
-32% -$184K
SYK icon
284
Stryker
SYK
$119B
$400K 0.06%
3,338
– –
ETP
285
DELISTED
Energy Transfer Partners, L.P.
ETP
$396K 0.06%
16,500
– –
HCA icon
286
HCA Healthcare
HCA
$82.5B
$393K 0.06%
5,316
+150
+3% +$11.2K
PHYS icon
287
Sprott Physical Gold
PHYS
$14.9B
$392K 0.06%
41,700
– –
BPL
288
DELISTED
Buckeye Partners, L.P.
BPL
$391K 0.06%
5,915
– –
B
289
Barrick Mining
B
$62.8B
$386K 0.06%
+24,161
New +$383K
FNX icon
290
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.39B
$381K 0.06%
6,757
– –
LBTYK icon
291
Liberty Global Class C
LBTYK
$3.44B
$381K 0.06%
12,814
+916
+8% +$28.1K
RAI
292
DELISTED
Reynolds American Inc
RAI
$378K 0.06%
6,753
-10,748
-61% -$570K
APA icon
293
APA Corp
APA
$12.8B
$375K 0.06%
5,913
-225
-4% -$14.2K
NSC icon
294
Norfolk Southern
NSC
$74.3B
$372K 0.06%
3,439
+770
+29% +$77.8K
HEP
295
DELISTED
Holly Energy Partners, L.P.
HEP
$368K 0.06%
11,478
– –
KED
296
DELISTED
Kayne Anderson Energy
KED
$368K 0.06%
18,935
+1,425
+8% +$26.8K
DE icon
297
Deere & Co
DE
$164B
$367K 0.06%
3,560
– –
Y
298
DELISTED
Alleghany Corp
Y
$367K 0.06%
604
-4
-0.7% -$2.23K
BAX icon
299
Baxter International
BAX
$11.2B
$366K 0.06%
8,263
– –
CPE
300
DELISTED
Callon Petroleum Company
CPE
$361K 0.06%
2,350
+58
+3% +$8.86K
10 11
12
13 14

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GA
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NNP
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JJIJ
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BAWC
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RP
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PWA
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NIA
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USCA RIA's Q4 2016 Portfolio in Review

As of Q4 2016, USCA RIA held 417 positions worth $650M, up 7.6% from $604M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

USCA RIA deployed $32.7M of net new capital in Q4 2016, opening 43 new positions and adding to 151 existing holdings. Its largest new stake was Tyson Foods: 30,201 shares worth $1.86M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Financials.

On the sell side, the largest reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $7.76M trimmed.

  • USCA RIA's largest Q4 2016 buy was Tyson Foods: 30,201 shares worth $1.86M.
  • USCA RIA added most to AbbVie in Q4 2016, an estimated $4.82M increase.
  • USCA RIA's biggest Q4 2016 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $7.76M.
  • USCA RIA fully exited General Dynamics in Q4 2016, selling an estimated $2.85M.
  • USCA RIA's ten largest holdings make up 20% of its $650M portfolio in Q4 2016.
  • USCA RIA opened 43 new positions and closed 41 in Q4 2016.
  • USCA RIA's portfolio value rose 7.6% quarter-over-quarter to $650M.

Based on USCA RIA's 13F filing for Q4 2016, filed 9 Feb 2017.