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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+2.48%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$604M
AUM Growth
+$8.45M
Cap. Flow
-$2.32M
Cap. Flow %
-0.38%
Top 10 Hldgs %
22.43%
Holding
403
New
39
Increased
149
Reduced
118
Closed
29

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$34.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.8M
3
TGT icon
Target
TGT
+$2.96M
4
MCD icon
McDonald's
MCD
+$2.46M
5
CAH icon
Cardinal Health
CAH
+$2.26M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$19.4M
2
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$19.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.64M
4
ABBV icon
AbbVie
ABBV
+$4.73M
5
QCOM icon
Qualcomm
QCOM
+$3.07M

Sector Composition

Rank Sector Weight
1 Technology 10.27%
2 Energy 9.72%
3 Financials 9.21%
4 Consumer Staples 8.44%
5 Industrials 8.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAX icon
276
Baxter International
BAX
$11.2B
$393K 0.07%
8,263
-19,100
-70% -$901K
LBTYK icon
277
Liberty Global Class C
LBTYK
$3.42B
$393K 0.07%
11,898
+431
+4% +$13.3K
SJI
278
DELISTED
South Jersey Industries, Inc.
SJI
$393K 0.07%
13,285
-52,959
-80% -$1.62M
APA icon
279
APA Corp
APA
$12.8B
$392K 0.06%
6,138
– –
HCA icon
280
HCA Healthcare
HCA
$82.4B
$391K 0.06%
5,166
+300
+6% +$23K
PAYX icon
281
Paychex
PAYX
$39.4B
$390K 0.06%
6,744
+93
+1% +$5.58K
SYK icon
282
Stryker
SYK
$119B
$389K 0.06%
3,338
– –
HEP
283
DELISTED
Holly Energy Partners, L.P.
HEP
$389K 0.06%
11,478
– –
HACK icon
284
Amplify Cybersecurity ETF
HACK
$2.65B
$384K 0.06%
13,754
-906
-6% -$23.8K
TXN icon
285
Texas Instruments
TXN
$268B
$382K 0.06%
5,445
+399
+8% +$27.2K
XHR
286
Xenia Hotels & Resorts
XHR
$1.97B
$377K 0.06%
24,861
– –
AVB icon
287
AvalonBay Communities
AVB
$27B
$370K 0.06%
2,080
+910
+78% +$164K
BUD icon
288
AB InBev
BUD
$161B
$364K 0.06%
2,770
+500
+22% +$63.2K
CPE
289
DELISTED
Callon Petroleum Company
CPE
$360K 0.06%
+2,292
New +$303K
L icon
290
Loews
L
$23.4B
$358K 0.06%
8,694
-69
-0.8% -$2.83K
FNX icon
291
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.39B
$357K 0.06%
6,757
– –
ZTS icon
292
Zoetis
ZTS
$31B
$348K 0.06%
6,700
– –
LOW icon
293
Lowe's Companies
LOW
$114B
$347K 0.06%
4,799
-42
-0.9% -$3.27K
NEAR icon
294
iShares Short Maturity Bond ETF
NEAR
$4.8B
$347K 0.06%
6,912
– –
PPL
295
PPL Corp
PPL
$27B
$338K 0.06%
9,766
+1,100
+13% +$39.6K
HQL
296
abrdn Life Sciences Investors
HQL
$597M
$335K 0.06%
17,880
-1,300
-7% -$24.5K
FDN icon
297
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.97B
$334K 0.06%
4,101
+119
+3% +$9.28K
KED
298
DELISTED
Kayne Anderson Energy
KED
$332K 0.06%
17,510
+860
+5% +$15.9K
XLY icon
299
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.3B
$324K 0.05%
8,098
+782
+11% +$31.5K
EPI icon
300
WisdomTree India Earnings Fund ETF
EPI
$2.02B
$323K 0.05%
14,940
-1,240
-8% -$26.5K
10 11
12
13 14

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GA
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NNP
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JJIJ
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BAWC
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RP
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PWA
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NIA
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USCA RIA's Q3 2016 Portfolio in Review

As of Q3 2016, USCA RIA held 403 positions worth $604M, up 1.4% from $595M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

USCA RIA's Q3 2016 filing shows 39 new, 149 increased, 118 reduced and 29 closed positions. Its largest new stake was US Bancorp: 48,412 shares worth $2.08M. The largest sale was iShares 20+ Year Treasury Bond ETF, an estimated $19.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Energy and Financials.

  • USCA RIA's largest Q3 2016 buy was US Bancorp: 48,412 shares worth $2.08M.
  • USCA RIA added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2016, an estimated $34.2M increase.
  • USCA RIA's biggest Q3 2016 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $19.4M.
  • USCA RIA fully exited iShares 10-20 Year Treasury Bond ETF in Q3 2016, selling an estimated $19.1M.
  • USCA RIA's ten largest holdings make up 22% of its $604M portfolio in Q3 2016.
  • USCA RIA opened 39 new positions and closed 29 in Q3 2016.
  • USCA RIA's portfolio value rose 1.4% quarter-over-quarter to $604M.

Based on USCA RIA's 13F filing for Q3 2016, filed 15 Nov 2016.