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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+3.42%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.79%
10 Year Est. Return
–
AUM
$551M
AUM Growth
+$88.4M
Cap. Flow
+$74.3M
Cap. Flow %
13.48%
Top 10 Hldgs %
24.16%
Holding
416
New
50
Increased
158
Reduced
97
Closed
63

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$20M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$18.6M
3
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$18.4M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.34M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$3.45M

Top Sells

Rank Stock Value
1
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$5.51M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$4.54M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$4.17M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$3.79M
5
XRT icon
State Street SPDR S&P Retail ETF
XRT
+$2.84M

Sector Composition

Rank Sector Weight
1 Miscellaneous 29.07%
2 Energy 9.96%
3 Technology 9.74%
4 Healthcare 8.4%
5 Industrials 8.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAR
276
DELISTED
Harman International Industries
HAR
$300K 0.05%
+3,373
New +$268K
FGD icon
277
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.65B
$298K 0.05%
13,196
+63
+0.5% +$1.34K
AAL icon
278
American Airlines Group
AAL
$8.69B
$297K 0.05%
7,246
+40
+0.6% +$1.61K
YUM icon
279
Yum! Brands
YUM
$41.1B
$297K 0.05%
5,045
– –
PCI
280
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$296K 0.05%
17,000
-9,000
-35% -$156K
ZTS icon
281
Zoetis
ZTS
$31.3B
$289K 0.05%
6,509
-181
-3% -$7.68K
OHAI
282
DELISTED
OHA Investment Corporation
OHAI
$288K 0.05%
84,891
-61,309
-42% -$204K
BPL
283
DELISTED
Buckeye Partners, L.P.
BPL
$285K 0.05%
4,200
– –
KYNB
284
Kyntra Bio
KYNB
$34.6M
$284K 0.05%
533
– –
PCEF icon
285
Invesco CEF Income Composite ETF
PCEF
$811M
$281K 0.05%
13,000
– –
APOG icon
286
Apogee Enterprises
APOG
$834M
$280K 0.05%
+6,375
New +$253K
SVC
287
Service Properties Trust
SVC
$986M
$280K 0.05%
2,107
+11
+0.5% +$1.33K
RKUS
288
DELISTED
RUCKUS WIRELESS INC COM STK (DE)
RKUS
$279K 0.05%
28,400
– –
DE icon
289
Deere & Co
DE
$187B
$274K 0.05%
3,560
– –
LUMN icon
290
Lumen
LUMN
$6.98B
$274K 0.05%
8,580
-165
-2% -$4.63K
TXN icon
291
Texas Instruments
TXN
$236B
$273K 0.05%
+4,759
New +$253K
CLNY
292
DELISTED
Colony Capital, Inc.
CLNY
$273K 0.05%
16,300
+1,800
+12% +$30.2K
IWR icon
293
iShares Russell Mid-Cap ETF
IWR
$56.9B
$272K 0.05%
6,684
– –
UAL icon
294
United Airlines
UAL
$36.2B
$269K 0.05%
4,501
-1,373
-23% -$72.9K
NOC icon
295
Northrop Grumman
NOC
$73.2B
$267K 0.05%
1,347
+20
+2% +$3.78K
FDN icon
296
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.38B
$265K 0.05%
3,882
+450
+13% +$29.6K
GEL icon
297
Genesis Energy
GEL
$1.94B
$263K 0.05%
8,260
– –
OIL
298
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$263K 0.05%
+51,440
New +$264K
FIS icon
299
Fidelity National Information Services
FIS
$21.6B
$262K 0.05%
4,143
– –
TGE
300
DELISTED
Tallgrass Energy, LP Class A Shares
TGE
$251K 0.05%
13,600
– –
10 11
12
13 14

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GA
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NNP
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JJIJ
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PWA
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USCA RIA's Q1 2016 Portfolio in Review

As of Q1 2016, USCA RIA held 416 positions worth $551M, up 19% from $463M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

USCA RIA deployed $74.3M of net new capital in Q1 2016, opening 50 new positions and adding to 158 existing holdings. Its largest new stake was iShares 10-20 Year Treasury Bond ETF: 131,721 shares worth $18.6M.

By sector, the portfolio is most concentrated in Miscellaneous at 29% of assets, up from 22% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was State Street Consumer Discretionary Select Sector SPDR ETF, an estimated $4.54M trimmed.

  • USCA RIA's largest Q1 2016 buy was iShares 10-20 Year Treasury Bond ETF: 131,721 shares worth $18.6M.
  • USCA RIA added most to iShares 20+ Year Treasury Bond ETF in Q1 2016, an estimated $20M increase.
  • USCA RIA's biggest Q1 2016 reduction was State Street Consumer Discretionary Select Sector SPDR ETF, cutting an estimated $4.54M.
  • USCA RIA fully exited State Street SPDR ICE Preferred Securities ETF in Q1 2016, selling an estimated $5.51M.
  • USCA RIA's ten largest holdings make up 24% of its $551M portfolio in Q1 2016.
  • USCA RIA opened 50 new positions and closed 63 in Q1 2016.
  • USCA RIA's portfolio value rose 19% quarter-over-quarter to $551M.

Based on USCA RIA's 13F filing for Q1 2016, filed 16 May 2016.