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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
-8.19%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.79%
10 Year Est. Return
–
AUM
$398M
AUM Growth
+$21.2M
Cap. Flow
+$60.3M
Cap. Flow %
15.13%
Top 10 Hldgs %
17.26%
Holding
410
New
69
Increased
154
Reduced
84
Closed
43

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$3M
2
GLD icon
SPDR Gold Trust
GLD
+$2.88M
3
QCOM icon
Qualcomm
QCOM
+$2.63M
4
JNJ icon
Johnson & Johnson
JNJ
+$2.58M
5
MON
Monsanto Co
MON
+$2.53M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$7.4M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.4M
3
SURE icon
AdvisorShares Insider Advantage ETF
SURE
+$1.79M
4
HAS icon
Hasbro
HAS
+$1.28M
5
HSNI
HSN, Inc.
HSNI
+$1.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 19.76%
2 Energy 13.32%
3 Technology 10.07%
4 Financials 9.74%
5 Consumer Staples 9.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZTS icon
276
Zoetis
ZTS
$32B
$275K 0.07%
6,690
– –
CPPL
277
DELISTED
Columbia Pipeline Partners LP
CPPL
$273K 0.07%
21,600
+11,800
+120% +$240K
TGE
278
DELISTED
Tallgrass Energy, LP Class A Shares
TGE
$272K 0.07%
13,695
-10,025
-42% -$279K
TEF
279
DELISTED
Telefonica
TEF
$270K 0.07%
29,727
+2,253
+8% +$24K
CLNY
280
DELISTED
Colony Capital, Inc.
CLNY
$270K 0.07%
13,828
+2,200
+19% +$48.7K
LQD icon
281
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
$267K 0.07%
2,299
-64,023
-97% -$7.4M
SVC
282
Service Properties Trust
SVC
$1.02B
$267K 0.07%
2,100
+9
+0.4% +$1.22K
DE icon
283
Deere & Co
DE
$170B
$263K 0.07%
3,560
– –
SWK icon
284
Stanley Black & Decker
SWK
$14.8B
$262K 0.07%
2,700
+375
+16% +$38.6K
CQP icon
285
Cheniere Energy
CQP
$33.4B
$261K 0.07%
+9,900
New +$290K
IWR icon
286
iShares Russell Mid-Cap ETF
IWR
$57.1B
$260K 0.07%
6,684
+808
+14% +$33.5K
BHC icon
287
Bausch Health
BHC
$2.36B
$255K 0.06%
1,432
+18
+1% +$4.2K
IMAX icon
288
IMAX
IMAX
$2.76B
$253K 0.06%
7,500
+1,850
+33% +$64.1K
HACK icon
289
Amplify Cybersecurity ETF
HACK
$2.97B
$251K 0.06%
+9,950
New +$287K
EAD
290
Allspring Income Opportunities Fund
EAD
$378M
$250K 0.06%
33,000
+1,000
+3% +$7.97K
BSV icon
291
Vanguard Short-Term Bond ETF
BSV
$45.6B
$249K 0.06%
+3,100
New +$248K
BPL
292
DELISTED
Buckeye Partners, L.P.
BPL
$249K 0.06%
4,200
– –
MHF
293
Western Asset Municipal High Income Fund
MHF
$152M
$246K 0.06%
+34,011
New +$244K
SKYY icon
294
First Trust Cloud Computing ETF
SKYY
$3.37B
$246K 0.06%
8,772
+503
+6% +$14.8K
IBOC icon
295
International Bancshares
IBOC
$4.41B
$244K 0.06%
+9,736
New +$255K
MOO icon
296
VanEck Agribusiness ETF
MOO
$1.02B
$239K 0.06%
5,220
+100
+2% +$5.15K
MU icon
297
Micron Technology
MU
$1.05T
$238K 0.06%
15,908
+4,100
+35% +$70.5K
NOC icon
298
Northrop Grumman
NOC
$77.5B
$236K 0.06%
1,420
– –
NXR
299
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$233K 0.06%
+17,005
New +$233K
D icon
300
Dominion Energy
D
$57.7B
$231K 0.06%
+3,288
New +$231K
10 11
12
13 14

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A
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GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q3 2015 Portfolio in Review

As of Q3 2015, USCA RIA held 410 positions worth $398M, up 5.6% from $377M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

USCA RIA deployed $60.3M of net new capital in Q3 2015, opening 69 new positions and adding to 154 existing holdings. Its largest new stake was Monsanto Co: 25,656 shares worth $2.19M.

By sector, the portfolio is most concentrated in Miscellaneous at 20% of assets, down from 22% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $7.4M trimmed.

  • USCA RIA's largest Q3 2015 buy was Monsanto Co: 25,656 shares worth $2.19M.
  • USCA RIA added most to Microsoft in Q3 2015, an estimated $3M increase.
  • USCA RIA's biggest Q3 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $7.4M.
  • USCA RIA fully exited AdvisorShares Insider Advantage ETF in Q3 2015, selling an estimated $1.79M.
  • USCA RIA's ten largest holdings make up 17% of its $398M portfolio in Q3 2015.
  • USCA RIA opened 69 new positions and closed 43 in Q3 2015.
  • USCA RIA's portfolio value rose 5.6% quarter-over-quarter to $398M.

Based on USCA RIA's 13F filing for Q3 2015, filed 13 Nov 2015.