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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
-1.16%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$377M
AUM Growth
+$4.08M
Cap. Flow
+$11.3M
Cap. Flow %
2.99%
Top 10 Hldgs %
18.45%
Holding
371
New
39
Increased
134
Reduced
126
Closed
30

Top Buys

Rank Stock Value
1
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$5.48M
2
IBB icon
iShares Biotechnology ETF
IBB
+$1.53M
3
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
+$1.49M
4
EVA
Enviva Inc.
EVA
+$1.36M
5
IVZ icon
Invesco
IVZ
+$1.25M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$3.42M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$1.93M
3
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$1.45M
4
PFE icon
Pfizer
PFE
+$1.31M
5
UNH icon
UnitedHealth
UNH
+$1.29M

Sector Composition

Rank Sector Weight
1 Energy 16.97%
2 Financials 9%
3 Technology 8.93%
4 Industrials 8.63%
5 Healthcare 8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLNY
276
DELISTED
Colony Capital, Inc.
CLNY
$263K 0.07%
11,628
+228
+2% +$5.79K
VIG icon
277
Vanguard Dividend Appreciation ETF
VIG
$110B
$262K 0.07%
3,340
+240
+8% +$19.4K
NKE icon
278
Nike
NKE
$62.6B
$261K 0.07%
+4,824
New +$247K
TRNM
279
DELISTED
ROYAL BK SCOTLAND PLC RBS US MID CAP TRENDPILOT ETN
TRNM
$261K 0.07%
7,296
-1,530
-17% -$55.6K
FIS icon
280
Fidelity National Information Services
FIS
$21B
$256K 0.07%
4,143
+225
+6% +$14.4K
LUMN icon
281
Lumen
LUMN
$6.9B
$252K 0.07%
8,580
-690
-7% -$23.5K
IWR icon
282
iShares Russell Mid-Cap ETF
IWR
$56.7B
$250K 0.07%
5,876
-236
-4% -$10.3K
IBN icon
283
ICICI Bank
IBN
$106B
$249K 0.07%
+26,290
New +$247K
AFL icon
284
Aflac
AFL
$62.9B
$248K 0.07%
7,962
+902
+13% +$28.5K
DUK icon
285
Duke Energy
DUK
$99.7B
$247K 0.07%
3,494
-190
-5% -$14.4K
TIP icon
286
iShares TIPS Bond ETF
TIP
$14.5B
$247K 0.07%
2,207
-110
-5% -$12.4K
LMRK
287
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$247K 0.07%
15,334
+3,323
+28% +$56.7K
PX
288
DELISTED
Praxair Inc
PX
$247K 0.07%
2,065
+60
+3% +$7.31K
CPPL
289
DELISTED
Columbia Pipeline Partners LP
CPPL
$247K 0.07%
9,800
-200
-2% -$5.37K
SWK icon
290
Stanley Black & Decker
SWK
$13.9B
$245K 0.07%
2,325
-11,175
-83% -$1.14M
EOI
291
Eaton Vance Enhanced Equity Income Fund
EOI
$815M
$244K 0.06%
18,550
– –
SKYY icon
292
First Trust Cloud Computing ETF
SKYY
$2.76B
$244K 0.06%
+8,269
New +$251K
TTP
293
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$243K 0.06%
2,375
+325
+16% +$36.6K
KKR icon
294
KKR & Co
KKR
$85.8B
$242K 0.06%
10,600
-9,596
-48% -$220K
NSC icon
295
Norfolk Southern
NSC
$74.3B
$241K 0.06%
2,761
-10,263
-79% -$1M
EFF
296
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$240K 0.06%
15,000
– –
IJK icon
297
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$239K 0.06%
+5,644
New +$242K
SBNY
298
DELISTED
Signature Bank
SBNY
$238K 0.06%
+1,628
New +$226K
BKEP
299
DELISTED
Blueknight Energy Partners L.P.
BKEP
$232K 0.06%
31,000
– –
IJJ icon
300
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.82B
$229K 0.06%
+3,548
New +$234K
10 11
12
13 14

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A
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GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q2 2015 Portfolio in Review

As of Q2 2015, USCA RIA held 371 positions worth $377M, up 1.1% from $373M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

USCA RIA's Q2 2015 filing shows 39 new, 134 increased, 126 reduced and 30 closed positions. Its largest new stake was State Street SPDR ICE Preferred Securities ETF: 123,284 shares worth $5.35M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $3.42M.

By sector, the portfolio is most concentrated in Energy at 17% of assets, down from 17% a quarter earlier, followed by Financials and Technology.

  • USCA RIA's largest Q2 2015 buy was State Street SPDR ICE Preferred Securities ETF: 123,284 shares worth $5.35M.
  • USCA RIA added most to iShares Biotechnology ETF in Q2 2015, an estimated $1.53M increase.
  • USCA RIA's biggest Q2 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $3.42M.
  • USCA RIA fully exited Rockwell Collins in Q2 2015, selling an estimated $1.19M.
  • USCA RIA's ten largest holdings make up 18% of its $377M portfolio in Q2 2015.
  • USCA RIA opened 39 new positions and closed 30 in Q2 2015.
  • USCA RIA's portfolio value rose 1.1% quarter-over-quarter to $377M.

Based on USCA RIA's 13F filing for Q2 2015, filed 12 Aug 2015.