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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
-0.36%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$328M
AUM Growth
+$29.9M
Cap. Flow
+$33.8M
Cap. Flow %
10.29%
Top 10 Hldgs %
20.85%
Holding
352
New
62
Increased
161
Reduced
67
Closed
28

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$2.15M
2
OXY icon
Occidental Petroleum
OXY
+$1.71M
3
COP icon
ConocoPhillips
COP
+$1.66M
4
EXC icon
Exelon
EXC
+$1.58M
5
CSCO icon
Cisco
CSCO
+$1.39M

Top Sells

Rank Stock Value
1
INTC icon
Intel
INTC
+$2.14M
2
MSFT icon
Microsoft
MSFT
+$1.29M
3
LLY icon
Eli Lilly
LLY
+$1.2M
4
HBI
Hanesbrands
HBI
+$1.15M
5
WBA
Walgreens Boots Alliance
WBA
+$1.1M

Sector Composition

Rank Sector Weight
1 Energy 26.88%
2 Industrials 9.16%
3 Technology 8.86%
4 Consumer Staples 8.22%
5 Financials 8.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIG icon
276
Vanguard Dividend Appreciation ETF
VIG
$110B
$231K 0.07%
3,000
+250
+9% +$19.4K
AKAM icon
277
Akamai
AKAM
$17.1B
$230K 0.07%
3,850
– –
VE
278
DELISTED
VEOLIA ENVIRONNEMENT
VE
$230K 0.07%
13,100
+600
+5% +$10.7K
VIA
279
DELISTED
Via Renewables, Inc. Class A Common Stock
VIA
$229K 0.07%
+5,280
New +$229K
NEE icon
280
NextEra Energy
NEE
$187B
$227K 0.07%
9,688
+1,276
+15% +$30.8K
SRC
281
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$224K 0.07%
4,547
+14
+0.3% +$723
GILD icon
282
Gilead Sciences
GILD
$162B
$223K 0.07%
+2,091
New +$205K
FIS icon
283
Fidelity National Information Services
FIS
$20.7B
$221K 0.07%
3,918
– –
GHC icon
284
Graham Holdings Company
GHC
$4.92B
$217K 0.07%
513
– –
GSK icon
285
GSK
GSK
$102B
$212K 0.06%
+3,681
New +$226K
VGSH icon
286
Vanguard Short-Term Treasury ETF
VGSH
$29.2B
$212K 0.06%
+3,485
New +$212K
CNP icon
287
CenterPoint Energy
CNP
$28.9B
$211K 0.06%
8,629
+305
+4% +$7.5K
CL icon
288
Colgate-Palmolive
CL
$72.1B
$210K 0.06%
+3,214
New +$212K
IGR
289
CBRE Global Real Estate Income Fund
IGR
$696M
$210K 0.06%
+25,000
New +$223K
PNR icon
290
Pentair
PNR
$10B
$209K 0.06%
4,750
-4,034
-46% -$187K
VNQ icon
291
Vanguard Real Estate ETF
VNQ
$39.1B
$208K 0.06%
+2,897
New +$219K
RDS.B
292
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$208K 0.06%
2,626
-30
-1% -$2.53K
CI icon
293
Cigna
CI
$75.7B
$207K 0.06%
+2,282
New +$213K
TOO
294
DELISTED
Teekay Offshore Partners L.P.
TOO
$207K 0.06%
+6,150
New +$213K
MU icon
295
Micron Technology
MU
$1.12T
$206K 0.06%
+6,000
New +$194K
IWR icon
296
iShares Russell Mid-Cap ETF
IWR
$56.5B
$205K 0.06%
+5,176
New +$208K
TGNA
297
DELISTED
TEGNA Inc
TGNA
$202K 0.06%
12,999
-4,778
-27% -$81.9K
AGG icon
298
iShares Core US Aggregate Bond ETF
AGG
$137B
$201K 0.06%
+1,842
New +$201K
DEO icon
299
Diageo
DEO
$45.7B
$201K 0.06%
+1,744
New +$211K
RMT
300
Royce Micro-Cap Trust
RMT
$745M
$201K 0.06%
17,056
– –
10 11
12
13 14

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GA
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NNP
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JJIJ
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BAWC
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RP
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PWA
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NIA
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USCA RIA's Q3 2014 Portfolio in Review

As of Q3 2014, USCA RIA held 352 positions worth $328M, up 10% from $298M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

USCA RIA deployed $33.8M of net new capital in Q3 2014, opening 62 new positions and adding to 161 existing holdings. Its largest new stake was Lowe's Companies: 23,766 shares worth $1.26M.

By sector, the portfolio is most concentrated in Energy at 27% of assets, down from 28% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Intel, an estimated $2.14M trimmed.

  • USCA RIA's largest Q3 2014 buy was Lowe's Companies: 23,766 shares worth $1.26M.
  • USCA RIA added most to Target in Q3 2014, an estimated $2.15M increase.
  • USCA RIA's biggest Q3 2014 reduction was Intel, cutting an estimated $2.14M.
  • USCA RIA fully exited Eli Lilly in Q3 2014, selling an estimated $1.2M.
  • USCA RIA's ten largest holdings make up 21% of its $328M portfolio in Q3 2014.
  • USCA RIA opened 62 new positions and closed 28 in Q3 2014.
  • USCA RIA's portfolio value rose 10% quarter-over-quarter to $328M.

Based on USCA RIA's 13F filing for Q3 2014, filed 14 Nov 2014.