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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+6.96%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$298M
AUM Growth
+$19.9M
Cap. Flow
+$2.26M
Cap. Flow %
0.76%
Top 10 Hldgs %
22.97%
Holding
317
New
47
Increased
119
Reduced
71
Closed
27

Top Buys

Rank Stock Value
1
UPS icon
United Parcel Service
UPS
+$1.11M
2
CMCSK
COMCAST CORP SPL A (NEW)
CMCSK
+$990K
3
CMI icon
Cummins
CMI
+$987K
4
AFSI
AmTrust Financial Services, Inc.
AFSI
+$978K
5
GM icon
General Motors
GM
+$973K

Top Sells

Rank Stock Value
1
LO
LORILLARD INC COM STK
LO
+$1.65M
2
MO icon
Altria Group
MO
+$1.58M
3
RNET
RigNet, Inc.
RNET
+$1.53M
4
COP icon
ConocoPhillips
COP
+$1.52M
5
LUMN icon
Lumen
LUMN
+$1.1M

Sector Composition

Rank Sector Weight
1 Energy 27.69%
2 Industrials 9.92%
3 Technology 9.6%
4 Financials 8.3%
5 Consumer Staples 7.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WATT icon
276
Energous
WATT
$84.7M
$192K 0.06%
+21
New +$153K
LRE
277
DELISTED
LRR ENERGY LP
LRE
$179K 0.06%
10,000
-6,000
-38% -$104K
VMO icon
278
Invesco Municipal Opportunity Trust
VMO
$653M
$148K 0.05%
+11,711
New +$146K
HYT icon
279
BlackRock Corporate High Yield Fund
HYT
$1.37B
$147K 0.05%
11,956
-209
-2% -$2.55K
BREW
280
DELISTED
Craft Brew Alliance, Inc.
BREW
$127K 0.04%
11,500
– –
MHF
281
Western Asset Municipal High Income Fund
MHF
$152M
$122K 0.04%
+16,552
New +$120K
HK
282
DELISTED
Halcon Resources Corporation
HK
$113K 0.04%
90
-1
-1% -$997
WEN icon
283
Wendy's
WEN
$1.41B
$105K 0.04%
12,300
– –
PMM
284
Franklin Managed Municipal Income Trust
PMM
$277M
$103K 0.03%
+14,381
New +$103K
FTR
285
DELISTED
Frontier Communications Corp.
FTR
$90K 0.03%
1,025
– –
ABEV icon
286
Ambev
ABEV
$48.7B
$79K 0.03%
11,250
– –
LUB
287
DELISTED
Luby's Inc.
LUB
$65K 0.02%
11,100
– –
HERO
288
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
$62K 0.02%
+15,367
New +$68.6K
QMCO icon
289
Quantum Corp
QMCO
$460M
$55K 0.02%
279
– –
TEUM
290
DELISTED
Pareteum Corporation
TEUM
$16K 0.01%
680
– –
CBT icon
291
Cabot Corp
CBT
$4.62B
– –
-16,230
Closed -$959K
CVS icon
292
CVS Health
CVS
$138B
– –
-12,197
Closed -$913K
EMN icon
293
Eastman Chemical
EMN
$7.93B
– –
-9,686
Closed -$835K
EOG icon
294
EOG Resources
EOG
$76.7B
– –
-2,972
Closed -$292K
ETR icon
295
Entergy
ETR
$53.6B
– –
-19,600
Closed -$655K
GILD icon
296
Gilead Sciences
GILD
$162B
– –
-3,207
Closed -$227K
HAS icon
297
Hasbro
HAS
$12.6B
– –
-15,238
Closed -$848K
HLT icon
298
Hilton Worldwide
HLT
$73.8B
– –
-5,875
Closed -$392K
IBM icon
299
IBM
IBM
$194B
– –
-1,581
Closed -$291K
KLAC icon
300
KLA
KLAC
$281B
– –
-125,360
Closed -$867K
9 10 11
12
13

Similar funds

A
AdvicePeriod Los Angeles, California $1.54B AUM 29.32% 1-Year Est. Return
GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q2 2014 Portfolio in Review

As of Q2 2014, USCA RIA held 317 positions worth $298M, up 7.1% from $278M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

USCA RIA's Q2 2014 filing shows 47 new, 119 increased, 71 reduced and 27 closed positions. Its largest new stake was COMCAST CORP SPL A (NEW): 18,561 shares worth $990K. The largest sale was LORILLARD INC COM STK, an estimated $1.65M.

By sector, the portfolio is most concentrated in Energy at 28% of assets, up from 27% a quarter earlier, followed by Industrials and Technology.

  • USCA RIA's largest Q2 2014 buy was COMCAST CORP SPL A (NEW): 18,561 shares worth $990K.
  • USCA RIA added most to United Parcel Service in Q2 2014, an estimated $1.11M increase.
  • USCA RIA's biggest Q2 2014 reduction was LORILLARD INC COM STK, cutting an estimated $1.65M.
  • USCA RIA fully exited RigNet, Inc. in Q2 2014, selling an estimated $1.53M.
  • USCA RIA's ten largest holdings make up 23% of its $298M portfolio in Q2 2014.
  • USCA RIA opened 47 new positions and closed 27 in Q2 2014.
  • USCA RIA's portfolio value rose 7.1% quarter-over-quarter to $298M.

Based on USCA RIA's 13F filing for Q2 2014, filed 28 Aug 2014.