We are live on ! Find out more
UR

USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+2.86%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$278M
AUM Growth
+$27.8M
Cap. Flow
+$21.2M
Cap. Flow %
7.63%
Top 10 Hldgs %
22.86%
Holding
292
New
38
Increased
138
Reduced
52
Closed
22

Top Buys

Rank Stock Value
1
T icon
AT&T
T
+$1.82M
2
RNET
RigNet, Inc.
RNET
+$1.37M
3
DD icon
DuPont de Nemours
DD
+$1.21M
4
MSFT icon
Microsoft
MSFT
+$909K
5
CAT icon
Caterpillar
CAT
+$907K

Top Sells

Rank Stock Value
1
LYB icon
LyondellBasell Industries
LYB
+$1.09M
2
FL
Foot Locker
FL
+$824K
3
EPC icon
Edgewell Personal Care
EPC
+$757K
4
PAG icon
Penske Automotive Group
PAG
+$756K
5
TROW icon
T. Rowe Price
TROW
+$744K

Sector Composition

Rank Sector Weight
1 Energy 26.64%
2 Technology 9.84%
3 Industrials 9.12%
4 Consumer Staples 8.63%
5 Financials 8.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FL
276
DELISTED
Foot Locker
FL
– –
-19,884
Closed -$824K
GLD icon
277
SPDR Gold Trust
GLD
$130B
– –
-2,724
Closed -$316K
LOW icon
278
Lowe's Companies
LOW
$113B
– –
-4,070
Closed -$202K
NLY icon
279
Annaly Capital Management
NLY
$16.6B
– –
-3,545
Closed -$141K
PAG icon
280
Penske Automotive Group
PAG
$14.1B
– –
-16,035
Closed -$756K
SJM icon
281
J.M. Smucker
SJM
$12.4B
– –
-6,649
Closed -$689K
TPR icon
282
Tapestry
TPR
$28.5B
– –
-12,525
Closed -$703K
TROW icon
283
T. Rowe Price
TROW
$24.5B
– –
-8,886
Closed -$744K
ZTS icon
284
Zoetis
ZTS
$31.2B
– –
-6,765
Closed -$221K
BNFT
285
DELISTED
Benefitfocus, Inc.
BNFT
– –
-3,800
Closed -$219K
YHOO
286
DELISTED
Yahoo Inc
YHOO
– –
-5,770
Closed -$233K
ARG
287
DELISTED
Airgas Inc
ARG
– –
-6,055
Closed -$677K
SD
288
DELISTED
SANDRIDGE ENERGY, INC.
SD
– –
-30,500
Closed -$185K
HUB.B
289
DELISTED
HUBBELL INC CL-B
HUB.B
– –
-6,336
Closed -$690K
AWAY
290
DELISTED
HOMEAWAY INC COM
AWAY
– –
-5,000
Closed -$204K
PNG
291
DELISTED
PAA NATURAL GAS STORAGE, L.P. COM UNIT LTD PARTNERSHIP
PNG
– –
-14,950
Closed -$344K
LNCO
292
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
– –
-6,670
Closed -$206K
8 9 10 11
12

Similar funds

A
AdvicePeriod Los Angeles, California $1.54B AUM 29.32% 1-Year Est. Return
GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q1 2014 Portfolio in Review

As of Q1 2014, USCA RIA held 292 positions worth $278M, up 11% from $251M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

USCA RIA deployed $21.2M of net new capital in Q1 2014, opening 38 new positions and adding to 138 existing holdings. Its largest new stake was RigNet, Inc.: 28,433 shares worth $1.53M.

By sector, the portfolio is most concentrated in Energy at 27% of assets, down from 28% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was LyondellBasell Industries, an estimated $1.09M trimmed.

  • USCA RIA's largest Q1 2014 buy was RigNet, Inc.: 28,433 shares worth $1.53M.
  • USCA RIA added most to AT&T in Q1 2014, an estimated $1.82M increase.
  • USCA RIA's biggest Q1 2014 reduction was LyondellBasell Industries, cutting an estimated $1.09M.
  • USCA RIA fully exited Foot Locker in Q1 2014, selling an estimated $824K.
  • USCA RIA's ten largest holdings make up 23% of its $278M portfolio in Q1 2014.
  • USCA RIA opened 38 new positions and closed 22 in Q1 2014.
  • USCA RIA's portfolio value rose 11% quarter-over-quarter to $278M.

Based on USCA RIA's 13F filing for Q1 2014, filed 12 May 2014.