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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+8.32%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$1.52B
AUM Growth
+$96.7M
Cap. Flow
+$8.87M
Cap. Flow %
0.58%
Top 10 Hldgs %
14.47%
Holding
568
New
80
Increased
225
Reduced
138
Closed
43

Top Buys

Rank Stock Value
1
IWC icon
iShares Micro-Cap ETF
IWC
+$7.83M
2
PLTR icon
Palantir
PLTR
+$5.88M
3
KO icon
Coca-Cola
KO
+$5.26M
4
EXC icon
Exelon
EXC
+$5.16M
5
ORCL icon
Oracle
ORCL
+$5.12M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$107M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.9M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$55.4M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$15.2M
5
IBB icon
iShares Biotechnology ETF
IBB
+$12.6M

Sector Composition

Rank Sector Weight
1 Technology 13.57%
2 Financials 12.52%
3 Healthcare 9.16%
4 Consumer Staples 7.62%
5 Energy 7.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BP icon
251
BP
BP
$113B
$1.51M 0.1%
61,922
-3,688
-6% -$88.8K
OPER icon
252
ClearShares Ultra-Short Maturity ETF
OPER
$110M
$1.5M 0.1%
15,003
– –
CIBR icon
253
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.8B
$1.5M 0.1%
35,869
+1,000
+3% +$43.8K
TEVA icon
254
Teva Pharmaceuticals
TEVA
$35.9B
$1.5M 0.1%
130,000
-2,272
-2% -$26.1K
DJUL icon
255
FT Vest US Equity Deep Buffer ETF July
DJUL
$409M
$1.5M 0.1%
46,353
+514
+1% +$16.4K
HACK icon
256
Amplify Cybersecurity ETF
HACK
$2.63B
$1.49M 0.1%
27,069
+825
+3% +$48.3K
NFLX icon
257
Netflix
NFLX
$292B
$1.48M 0.1%
28,370
-1,110
-4% -$58.9K
XPO icon
258
XPO
XPO
$25B
$1.47M 0.1%
34,408
+6,361
+23% +$264K
U icon
259
Unity
U
$12.5B
$1.46M 0.1%
14,530
-920
-6% -$113K
FTSL icon
260
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$1.45M 0.1%
30,225
-20,478
-40% -$983K
FOR icon
261
Forestar Group
FOR
$1.44B
$1.44M 0.09%
62,025
-3,750
-6% -$84K
SRLN icon
262
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
$1.41M 0.09%
30,876
+3,300
+12% +$151K
DOV icon
263
Dover
DOV
$27.2B
$1.4M 0.09%
10,211
-700
-6% -$89.1K
SPYV icon
264
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$1.39M 0.09%
36,572
-718
-2% -$26K
VGI
265
Virtus Global Multi-Sector Income Fund
VGI
$81.2M
$1.37M 0.09%
114,880
– –
GNRC icon
266
Generac Holdings
GNRC
$11.9B
$1.36M 0.09%
4,140
– –
KTF
267
DWS Municipal Income Trust
KTF
$346M
$1.35M 0.09%
116,250
+740
+0.6% +$8.55K
JHSC icon
268
John Hancock Multifactor Small Cap ETF
JHSC
$701M
$1.35M 0.09%
+39,945
New +$1.33M
MMP
269
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.35M 0.09%
31,180
+1,305
+4% +$57.1K
AQB icon
270
AquaBounty Technologies
AQB
$4.68M
$1.33M 0.09%
+9,914
New +$1.71M
LUMN icon
271
Lumen
LUMN
$6.53B
$1.32M 0.09%
98,895
-3,063
-3% -$38K
GE icon
272
GE Aerospace
GE
$367B
$1.28M 0.08%
19,584
-60
-0.3% -$3.63K
GCOW icon
273
Pacer Global Cash Cows Dividend ETF
GCOW
$3.33B
$1.27M 0.08%
41,463
-556
-1% -$16.6K
WSR
274
DELISTED
Whitestone REIT
WSR
$1.19M 0.08%
122,566
+11,285
+10% +$101K
NIQ
275
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$1.18M 0.08%
80,759
-2,630
-3% -$38.2K
9 10
11
12 13

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GA
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NNP
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JJIJ
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BAWC
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RP
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PWA
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NIA
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USCA RIA's Q1 2021 Portfolio in Review

As of Q1 2021, USCA RIA held 568 positions worth $1.52B, up 6.8% from $1.42B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

USCA RIA's Q1 2021 filing shows 80 new, 225 increased, 138 reduced and 43 closed positions. Its largest new stake was iShares Micro-Cap ETF: 54,795 shares worth $8.05M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $107M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.

  • USCA RIA's largest Q1 2021 buy was iShares Micro-Cap ETF: 54,795 shares worth $8.05M.
  • USCA RIA added most to Palantir in Q1 2021, an estimated $5.88M increase.
  • USCA RIA's biggest Q1 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $107M.
  • USCA RIA fully exited Invesco KBW Bank ETF in Q1 2021, selling an estimated $2.64M.
  • USCA RIA's ten largest holdings make up 14% of its $1.52B portfolio in Q1 2021.
  • USCA RIA opened 80 new positions and closed 43 in Q1 2021.
  • USCA RIA's portfolio value rose 6.8% quarter-over-quarter to $1.52B.

Based on USCA RIA's 13F filing for Q1 2021, filed 27 Apr 2021.