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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
+$101M
Cap. Flow
+$34.8M
Cap. Flow %
3.11%
Top 10 Hldgs %
14.8%
Holding
501
New
48
Increased
210
Reduced
148
Closed
35

Top Buys

Rank Stock Value
1
LVS icon
Las Vegas Sands
LVS
+$6.28M
2
DOW icon
Dow Inc
DOW
+$5.12M
3
ALB icon
Albemarle
ALB
+$5.05M
4
KMI icon
Kinder Morgan
KMI
+$3.27M
5
BBY icon
Best Buy
BBY
+$3.25M

Top Sells

Rank Stock Value
1
STI
SunTrust Banks, Inc.
STI
+$7.26M
2
TGT icon
Target
TGT
+$4.23M
3
ADM icon
Archer Daniels Midland
ADM
+$3.99M
4
D icon
Dominion Energy
D
+$3.38M
5
GM icon
General Motors
GM
+$3.29M

Sector Composition

Rank Sector Weight
1 Financials 13.25%
2 Technology 11.14%
3 Energy 9.87%
4 Healthcare 9.35%
5 Industrials 8.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ANAT
251
DELISTED
American National Group, Inc. Common Stock
ANAT
$981K 0.09%
8,332
-673
-7% -$79.6K
KDP icon
252
Keurig Dr Pepper
KDP
$40.4B
$965K 0.09%
33,341
-201
-0.6% -$5.77K
SHM icon
253
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$951K 0.09%
19,359
+10,000
+107% +$490K
BTT icon
254
BlackRock Municipal 2030 Target Term Trust
BTT
$1.42B
$945K 0.08%
39,079
+14,754
+61% +$353K
DD icon
255
DuPont de Nemours
DD
$18.6B
$942K 0.08%
11,695
-4,015
-26% -$333K
FYC icon
256
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.25B
$904K 0.08%
19,365
+1,878
+11% +$84.6K
LMRK
257
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$900K 0.08%
54,876
-1,000
-2% -$16.9K
GTE icon
258
Gran Tierra Energy
GTE
$272M
$897K 0.08%
69,500
-2,600
-4% -$28.3K
JMBS icon
259
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.7B
$877K 0.08%
16,849
+1,200
+8% +$62.8K
MUB icon
260
iShares National Muni Bond ETF
MUB
$45B
$877K 0.08%
7,700
+4,500
+141% +$513K
QDF icon
261
FlexShares Quality Dividend Index Fund
QDF
$2.19B
$871K 0.08%
17,962
+1,100
+7% +$51.6K
FIS icon
262
Fidelity National Information Services
FIS
$20.7B
$868K 0.08%
6,237
-5,234
-46% -$702K
FTA icon
263
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.35B
$846K 0.08%
14,978
+1,348
+10% +$72.3K
FOXA icon
264
Fox Class A
FOXA
$23.1B
$843K 0.08%
22,743
-5,437
-19% -$186K
EQM
265
DELISTED
EQM Midstream Partners, LP
EQM
$829K 0.07%
27,715
– –
OXY icon
266
Occidental Petroleum
OXY
$57.3B
$827K 0.07%
20,071
+5,574
+38% +$223K
TJX icon
267
TJX Companies
TJX
$170B
$790K 0.07%
12,939
-3,108
-19% -$184K
B
268
Barrick Mining
B
$62.3B
$786K 0.07%
42,304
+25,304
+149% +$434K
SMB icon
269
VanEck Short Muni ETF
SMB
$312M
$785K 0.07%
44,093
+4,066
+10% +$72.2K
ALL icon
270
Allstate
ALL
$65.5B
$775K 0.07%
6,892
– –
PKG icon
271
Packaging Corp of America
PKG
$20.8B
$771K 0.07%
6,883
-27,083
-80% -$2.99M
QYLD icon
272
Global X NASDAQ-100 Covered Call ETF
QYLD
$8B
$771K 0.07%
32,644
+17,715
+119% +$411K
MDLZ icon
273
Mondelez International
MDLZ
$77.1B
$764K 0.07%
13,862
-3,160
-19% -$169K
SNY icon
274
Sanofi
SNY
$104B
$762K 0.07%
15,179
-19
-0.1% -$890
ACWI icon
275
iShares MSCI ACWI ETF
ACWI
$32.7B
$753K 0.07%
9,500
– –
9 10
11
12 13

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A
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GA
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NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
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BAWC
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RP
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PWA
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NIA
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USCA RIA's Q4 2019 Portfolio in Review

As of Q4 2019, USCA RIA held 501 positions worth $1.12B, up 9.9% from $1.02B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

USCA RIA deployed $34.8M of net new capital in Q4 2019, opening 48 new positions and adding to 210 existing holdings. Its largest new stake was Las Vegas Sands: 100,592 shares worth $6.95M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 14% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Target, an estimated $4.23M trimmed.

  • USCA RIA's largest Q4 2019 buy was Las Vegas Sands: 100,592 shares worth $6.95M.
  • USCA RIA added most to Dow Inc in Q4 2019, an estimated $5.12M increase.
  • USCA RIA's biggest Q4 2019 reduction was Target, cutting an estimated $4.23M.
  • USCA RIA fully exited SunTrust Banks, Inc. in Q4 2019, selling an estimated $7.26M.
  • USCA RIA's ten largest holdings make up 15% of its $1.12B portfolio in Q4 2019.
  • USCA RIA opened 48 new positions and closed 35 in Q4 2019.
  • USCA RIA's portfolio value rose 9.9% quarter-over-quarter to $1.12B.

Based on USCA RIA's 13F filing for Q4 2019, filed 27 Jan 2020.