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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
-11.18%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$752M
AUM Growth
-$230M
Cap. Flow
-$119M
Cap. Flow %
-15.83%
Top 10 Hldgs %
15.62%
Holding
497
New
27
Increased
160
Reduced
169
Closed
79

Top Buys

Rank Stock Value
1
D icon
Dominion Energy
D
+$3.62M
2
AOS icon
A.O. Smith
AOS
+$3.06M
3
IGI
Western Asset Investment Grade Defined Opportunity Trust
IGI
+$2.86M
4
GIS icon
General Mills
GIS
+$2.77M
5
QCOM icon
Qualcomm
QCOM
+$2.75M

Top Sells

Rank Stock Value
1
SPG icon
Simon Property Group
SPG
+$7.01M
2
IBM icon
IBM
IBM
+$5.89M
3
ETN icon
Eaton
ETN
+$5.54M
4
WFC icon
Wells Fargo
WFC
+$4.53M
5
NVDA icon
NVIDIA
NVDA
+$4.34M

Sector Composition

Rank Sector Weight
1 Financials 12.87%
2 Technology 10.38%
3 Healthcare 9.91%
4 Consumer Staples 9.22%
5 Energy 8.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NFLX icon
251
Netflix
NFLX
$287B
$549K 0.07%
20,520
+1,300
+7% +$38.9K
XMPT icon
252
VanEck CEF Muni Income ETF
XMPT
$219M
$545K 0.07%
+22,840
New +$545K
KTOS icon
253
Kratos Defense & Security Solutions
KTOS
$9.27B
$544K 0.07%
38,600
-19,600
-34% -$270K
ALL icon
254
Allstate
ALL
$65.5B
$542K 0.07%
6,554
-762
-10% -$68.4K
LOW icon
255
Lowe's Companies
LOW
$113B
$541K 0.07%
5,855
– –
ET icon
256
Energy Transfer Partners
ET
$70.3B
$540K 0.07%
+40,878
New +$621K
XYL icon
257
Xylem
XYL
$27.8B
$534K 0.07%
8,001
– –
GE icon
258
GE Aerospace
GE
$362B
$531K 0.07%
14,645
-12,749
-47% -$576K
STC icon
259
Stewart Information Services
STC
$1.95B
$521K 0.07%
+12,575
New +$528K
DGRW icon
260
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.5B
$517K 0.07%
13,478
-519
-4% -$21.5K
XLV icon
261
State Street Health Care Select Sector SPDR ETF
XLV
$41.8B
$517K 0.07%
+5,974
New +$541K
SYK icon
262
Stryker
SYK
$122B
$503K 0.07%
3,211
– –
CPT icon
263
Camden Property Trust
CPT
$11.2B
$489K 0.07%
5,550
– –
WY icon
264
Weyerhaeuser
WY
$17B
$487K 0.06%
22,277
-25,205
-53% -$671K
NSC icon
265
Norfolk Southern
NSC
$78.3B
$482K 0.06%
3,220
– –
FYC icon
266
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.25B
$464K 0.06%
11,567
+116
+1% +$5.2K
ZTS icon
267
Zoetis
ZTS
$31.3B
$464K 0.06%
5,423
-208
-4% -$18.7K
MMM icon
268
3M
MMM
$87.5B
$459K 0.06%
2,880
+227
+9% +$37.7K
BTT icon
269
BlackRock Municipal 2030 Target Term Trust
BTT
$1.42B
$458K 0.06%
22,325
-26,970
-55% -$544K
XBI icon
270
State Street SPDR S&P Biotech ETF
XBI
$10.2B
$458K 0.06%
6,385
+727
+13% +$58.6K
FTA icon
271
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.35B
$456K 0.06%
9,862
+101
+1% +$5.12K
TELL
272
DELISTED
Tellurian Inc.
TELL
$454K 0.06%
65,340
– –
ISRG icon
273
Intuitive Surgical
ISRG
$119B
$452K 0.06%
2,832
+1,776
+168% +$301K
BNY
274
Bank of New York Mellon
BNY
$109B
$439K 0.06%
9,320
– –
AER icon
275
AerCap
AER
$23.4B
$436K 0.06%
11,000
-79
-0.7% -$3.95K
9 10
11
12 13

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A
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GA
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NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
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NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q4 2018 Portfolio in Review

As of Q4 2018, USCA RIA held 497 positions worth $752M, down 23% from $982M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

USCA RIA withdrew a net $119M in Q4 2018, closing 79 positions and reducing 169 holdings. Its most notable exit was NVIDIA, an estimated $4.34M position sold in full.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 12% a quarter earlier, followed by Technology and Healthcare.

Against the trend, USCA RIA opened a new position in A.O. Smith worth $2.84M.

  • USCA RIA's largest Q4 2018 buy was A.O. Smith: 66,526 shares worth $2.84M.
  • USCA RIA added most to Dominion Energy in Q4 2018, an estimated $3.62M increase.
  • USCA RIA's biggest Q4 2018 reduction was Simon Property Group, cutting an estimated $7.01M.
  • USCA RIA fully exited NVIDIA in Q4 2018, selling an estimated $4.34M.
  • USCA RIA's ten largest holdings make up 16% of its $752M portfolio in Q4 2018.
  • USCA RIA opened 27 new positions and closed 79 in Q4 2018.
  • USCA RIA's portfolio value fell 23% quarter-over-quarter to $752M.

Based on USCA RIA's 13F filing for Q4 2018, filed 12 Feb 2019.