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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+5.88%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$982M
AUM Growth
+$50.8M
Cap. Flow
+$3.99M
Cap. Flow %
0.41%
Top 10 Hldgs %
14.52%
Holding
490
New
41
Increased
233
Reduced
128
Closed
20

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$7.6M
2
KMI icon
Kinder Morgan
KMI
+$5.16M
3
MET icon
MetLife
MET
+$4.23M
4
WFC icon
Wells Fargo
WFC
+$3.63M
5
OXY icon
Occidental Petroleum
OXY
+$3.22M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$7.32M
2
VLO icon
Valero Energy
VLO
+$7.24M
3
ADM icon
Archer Daniels Midland
ADM
+$3.77M
4
LOW icon
Lowe's Companies
LOW
+$3.74M
5
TGT icon
Target
TGT
+$3.64M

Sector Composition

Rank Sector Weight
1 Financials 12.16%
2 Technology 11.11%
3 Healthcare 9.59%
4 Consumer Staples 8.33%
5 Energy 8.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLK icon
251
State Street Technology Select Sector SPDR ETF
XLK
$116B
$788K 0.08%
20,914
+1,542
+8% +$56.6K
XLU icon
252
State Street Utilities Select Sector SPDR ETF
XLU
$24B
$772K 0.08%
+29,338
New +$780K
HCA icon
253
HCA Healthcare
HCA
$83.6B
$771K 0.08%
5,545
+273
+5% +$34K
BDX icon
254
Becton Dickinson
BDX
$42.1B
$767K 0.08%
3,012
– –
AXP icon
255
American Express
AXP
$233B
$762K 0.08%
7,153
-621
-8% -$64.6K
QDF icon
256
FlexShares Quality Dividend Index Fund
QDF
$2.19B
$762K 0.08%
16,109
+403
+3% +$18.9K
NEA icon
257
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$753K 0.08%
59,450
– –
WCN
258
Waste Connections
WCN
$42.5B
$739K 0.08%
9,266
– –
MGU
259
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$739K 0.08%
34,770
-100
-0.3% -$2.24K
GRX
260
Gabelli Healthcare & Wellness Trust
GRX
$140M
$728K 0.07%
66,050
– –
ALL icon
261
Allstate
ALL
$65.3B
$722K 0.07%
7,316
+149
+2% +$14.5K
NFLX icon
262
Netflix
NFLX
$285B
$719K 0.07%
19,220
-52,670
-73% -$1.91M
MDLZ icon
263
Mondelez International
MDLZ
$76.8B
$715K 0.07%
16,640
+1,262
+8% +$53.8K
BAX icon
264
Baxter International
BAX
$11.2B
$712K 0.07%
9,237
+2
+0% +$148
XLP icon
265
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14B
$706K 0.07%
+13,084
New +$702K
GLW icon
266
Corning
GLW
$135B
$701K 0.07%
19,871
– –
CONE
267
DELISTED
CyrusOne Inc Common Stock
CONE
$683K 0.07%
10,773
+2
+0% +$129
NBB icon
268
Nuveen Taxable Municipal Income Fund
NBB
$447M
$676K 0.07%
33,794
– –
LOW icon
269
Lowe's Companies
LOW
$113B
$672K 0.07%
5,855
-35,891
-86% -$3.74M
MU icon
270
Micron Technology
MU
$1.11T
$667K 0.07%
14,750
-4,230
-22% -$213K
SBR
271
Sabine Royalty Trust
SBR
$1.08B
$663K 0.07%
15,700
– –
NKE icon
272
Nike
NKE
$60.6B
$660K 0.07%
7,792
-887
-10% -$71.2K
PGHY icon
273
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$222M
$659K 0.07%
28,282
+1,590
+6% +$37.2K
KTF
274
DWS Municipal Income Trust
KTF
$347M
$655K 0.07%
62,400
+2,275
+4% +$24.7K
INCO icon
275
Columbia India Consumer ETF
INCO
$225M
$648K 0.07%
15,800
-300
-2% -$13.8K
9 10
11
12 13

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GA
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NNP
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JJIJ
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BAWC
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RP
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PWA
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NIA
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USCA RIA's Q3 2018 Portfolio in Review

As of Q3 2018, USCA RIA held 490 positions worth $982M, up 5.5% from $931M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

USCA RIA's Q3 2018 filing shows 41 new, 233 increased, 128 reduced and 20 closed positions. Its largest new stake was Occidental Petroleum: 39,819 shares worth $3.27M. The largest sale was Pfizer, an estimated $7.32M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 12% a quarter earlier, followed by Technology and Healthcare.

  • USCA RIA's largest Q3 2018 buy was Occidental Petroleum: 39,819 shares worth $3.27M.
  • USCA RIA added most to CVS Health in Q3 2018, an estimated $7.6M increase.
  • USCA RIA's biggest Q3 2018 reduction was Pfizer, cutting an estimated $7.32M.
  • USCA RIA fully exited TJX Companies in Q3 2018, selling an estimated $3.19M.
  • USCA RIA's ten largest holdings make up 15% of its $982M portfolio in Q3 2018.
  • USCA RIA opened 41 new positions and closed 20 in Q3 2018.
  • USCA RIA's portfolio value rose 5.5% quarter-over-quarter to $982M.

Based on USCA RIA's 13F filing for Q3 2018, filed 2 Nov 2018.