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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+5.5%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$906M
AUM Growth
+$133M
Cap. Flow
+$62.4M
Cap. Flow %
6.89%
Top 10 Hldgs %
16.14%
Holding
473
New
68
Increased
184
Reduced
140
Closed
46

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$7.49M
2
MO icon
Altria Group
MO
+$6.18M
3
SPG icon
Simon Property Group
SPG
+$5.93M
4
TGT icon
Target
TGT
+$5.38M
5
KMB icon
Kimberly-Clark
KMB
+$5.28M

Top Sells

Rank Stock Value
1
INTC icon
Intel
INTC
+$6.83M
2
ABBV icon
AbbVie
ABBV
+$5.3M
3
BA icon
Boeing
BA
+$4.81M
4
BMY icon
Bristol-Myers Squibb
BMY
+$3.56M
5
RDIV icon
Invesco S&P Ultra Dividend Revenue ETF
RDIV
+$3.55M

Sector Composition

Rank Sector Weight
1 Technology 11.31%
2 Financials 10.4%
3 Healthcare 9.6%
4 Consumer Staples 8.95%
5 Industrials 8.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLV icon
251
State Street Health Care Select Sector SPDR ETF
XLV
$41.3B
$707K 0.08%
+8,548
New +$705K
OC icon
252
Owens Corning
OC
$11.3B
$704K 0.08%
7,652
+752
+11% +$63.4K
SBUX icon
253
Starbucks
SBUX
$119B
$702K 0.08%
12,217
-18,707
-60% -$1.06M
SBR
254
Sabine Royalty Trust
SBR
$1.08B
$700K 0.08%
15,700
-1,500
-9% -$63.9K
FTSM icon
255
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$690K 0.08%
11,504
+6,636
+136% +$398K
BHK icon
256
BlackRock Core Bond Trust
BHK
$643M
$688K 0.08%
49,025
-1,940
-4% -$27.3K
NWN icon
257
Northwest Natural Holdings
NWN
$2.17B
$686K 0.08%
11,500
– –
COL
258
DELISTED
Rockwell Collins
COL
$684K 0.08%
5,043
+27
+0.5% +$3.62K
WRK
259
DELISTED
WestRock Company
WRK
$679K 0.07%
+10,737
New +$652K
QDF icon
260
FlexShares Quality Dividend Index Fund
QDF
$2.22B
$667K 0.07%
14,803
+202
+1% +$8.8K
WCN
261
Waste Connections
WCN
$42.7B
$657K 0.07%
9,266
– –
IGSB icon
262
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
$653K 0.07%
12,488
-3,422
-22% -$180K
FBIN icon
263
Fortune Brands Innovations
FBIN
$5.99B
$650K 0.07%
11,115
– –
AIG icon
264
American International
AIG
$41.5B
$644K 0.07%
10,806
-699
-6% -$42.9K
AER icon
265
AerCap
AER
$23.7B
$642K 0.07%
12,200
– –
SYY icon
266
Sysco
SYY
$39.3B
$642K 0.07%
10,578
-22,823
-68% -$1.29M
FDT icon
267
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.29B
$638K 0.07%
+10,221
New +$620K
CEM
268
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$638K 0.07%
8,360
+2,920
+54% +$201K
FTC icon
269
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.32B
$637K 0.07%
10,415
+5,426
+109% +$325K
TELL
270
DELISTED
Tellurian Inc.
TELL
$636K 0.07%
65,340
– –
KYNB
271
Kyntra Bio
KYNB
$29.2M
$632K 0.07%
533
– –
PB icon
272
Prosperity Bancshares
PB
$8.76B
$631K 0.07%
9,000
– –
BDX icon
273
Becton Dickinson
BDX
$42.2B
$630K 0.07%
3,017
+55
+2% +$11.5K
FDC
274
DELISTED
First Data Corporation
FDC
$618K 0.07%
36,998
+1,600
+5% +$27.5K
DGRW icon
275
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.7B
$610K 0.07%
14,733
-610
-4% -$24.3K
9 10
11
12 13

Similar funds

A
AdvicePeriod Los Angeles, California $1.54B AUM 29.32% 1-Year Est. Return
GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q4 2017 Portfolio in Review

As of Q4 2017, USCA RIA held 473 positions worth $906M, up 17% from $773M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

USCA RIA deployed $62.4M of net new capital in Q4 2017, opening 68 new positions and adding to 184 existing holdings. Its largest new stake was Simon Property Group: 36,530 shares worth $6.27M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 11% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Intel, an estimated $6.83M trimmed.

  • USCA RIA's largest Q4 2017 buy was Simon Property Group: 36,530 shares worth $6.27M.
  • USCA RIA added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $7.49M increase.
  • USCA RIA's biggest Q4 2017 reduction was Intel, cutting an estimated $6.83M.
  • USCA RIA fully exited Invesco S&P Ultra Dividend Revenue ETF in Q4 2017, selling an estimated $3.55M.
  • USCA RIA's ten largest holdings make up 16% of its $906M portfolio in Q4 2017.
  • USCA RIA opened 68 new positions and closed 46 in Q4 2017.
  • USCA RIA's portfolio value rose 17% quarter-over-quarter to $906M.

Based on USCA RIA's 13F filing for Q4 2017, filed 9 Feb 2018.