We are live on ! Find out more
UR

USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+4.02%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.79%
10 Year Est. Return
–
AUM
$773M
AUM Growth
-$7.75M
Cap. Flow
-$7.99M
Cap. Flow %
-1.03%
Top 10 Hldgs %
16.71%
Holding
411
New
–
Increased
–
Reduced
2
Closed
6

Top Buys

No buys this quarter

Top Sells

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$6.23M
2
IBMF
iShares iBonds Sep 2017 Term Muni Bond ETF
IBMF
+$395K
3
WFM
Whole Foods Market Inc
WFM
+$375K
4
OKS
Oneok Partners LP
OKS
+$293K
5
DD
Du Pont De Nemours E I
DD
+$247K

Sector Composition

Rank Sector Weight
1 Miscellaneous 21.73%
2 Financials 12.75%
3 Technology 11.36%
4 Healthcare 10.7%
5 Energy 9.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVY icon
251
iShares Select Dividend ETF
DVY
$23.9B
$614K 0.08%
6,654
– –
INCO icon
252
Columbia India Consumer ETF
INCO
$226M
$609K 0.08%
14,600
– –
CAT icon
253
Caterpillar
CAT
$374B
$606K 0.08%
5,639
– –
LLL
254
DELISTED
L3 Technologies, Inc.
LLL
$605K 0.08%
3,620
– –
IGF icon
255
iShares Global Infrastructure ETF
IGF
$10.5B
$604K 0.08%
13,730
– –
OHI icon
256
Omega Healthcare
OHI
$14.1B
$602K 0.08%
18,231
– –
QDF icon
257
Northern Trust Quality Dividend ETF
QDF
$2.24B
$600K 0.08%
14,601
– –
WCN
258
Waste Connections
WCN
$41.5B
$597K 0.08%
9,266
– –
FNF icon
259
Fidelity National Financial
FNF
$12.3B
$592K 0.08%
19,013
– –
CIBR icon
260
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.2B
$591K 0.08%
27,397
– –
KBWB icon
261
Invesco KBW Bank ETF
KBWB
$6.94B
$582K 0.08%
11,800
– –
SNY icon
262
Sanofi
SNY
$106B
$582K 0.08%
12,145
– –
MMM icon
263
3M
MMM
$86.9B
$579K 0.07%
3,328
– –
PB icon
264
Prosperity Bancshares
PB
$8.75B
$578K 0.07%
9,000
– –
EMLP icon
265
First Trust North American Energy Infrastructure Fund
EMLP
$4.17B
$573K 0.07%
23,325
– –
IVOV icon
266
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.35B
$568K 0.07%
9,976
– –
AER icon
267
AerCap
AER
$22.9B
$566K 0.07%
12,200
– –
BDX icon
268
Becton Dickinson
BDX
$50.3B
$564K 0.07%
2,962
– –
DGRW icon
269
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.3B
$564K 0.07%
15,343
– –
KAACU
270
DELISTED
Kayne Anderson Acquisition Corp. Unit
KAACU
$564K 0.07%
56,400
– –
KRE icon
271
State Street SPDR S&P Regional Banking ETF
KRE
$4.22B
$563K 0.07%
10,254
– –
TXN icon
272
Texas Instruments
TXN
$236B
$561K 0.07%
7,298
– –
XLY icon
273
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.4B
$545K 0.07%
12,168
– –
SHY icon
274
iShares 1-3 Year Treasury Bond ETF
SHY
$25.7B
$537K 0.07%
6,360
– –
EMWP
275
DELISTED
Eros Media World PLC
EMWP
$534K 0.07%
2,330
– –
9 10
11
12 13

Similar funds

A
AdvicePeriod Los Angeles, California $1.54B AUM 29.32% 1-Year Est. Return
GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q3 2017 Portfolio in Review

As of Q3 2017, USCA RIA held 411 positions worth $773M, down 0.99% from $781M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Trading was light in Q3 2017: portfolio turnover was 1.5%. USCA RIA opened no new positions and exited 6, leaving the 411-position portfolio largely intact.

By sector, the portfolio is most concentrated in Miscellaneous at 22% of assets, up from 22% a quarter earlier, followed by Financials and Technology.

  • USCA RIA's biggest Q3 2017 reduction was MetLife, cutting an estimated $197K.
  • USCA RIA fully exited DuPont de Nemours in Q3 2017, selling an estimated $6.23M.
  • USCA RIA's ten largest holdings make up 17% of its $773M portfolio in Q3 2017.
  • USCA RIA opened 0 new positions and closed 6 in Q3 2017.
  • USCA RIA's portfolio value fell 0.99% quarter-over-quarter to $773M.

Based on USCA RIA's 13F filing for Q3 2017, filed 7 Nov 2017.