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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+2.85%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$650M
AUM Growth
+$46.1M
Cap. Flow
+$32.7M
Cap. Flow %
5.04%
Top 10 Hldgs %
19.71%
Holding
417
New
43
Increased
151
Reduced
120
Closed
41

Top Buys

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$4.82M
2
CMI icon
Cummins
CMI
+$4.69M
3
HPQ icon
HP
HPQ
+$3.68M
4
MPC icon
Marathon Petroleum
MPC
+$3.47M
5
GIS icon
General Mills
GIS
+$3.21M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$7.76M
2
PRU icon
Prudential Financial
PRU
+$3.66M
3
GD icon
General Dynamics
GD
+$2.85M
4
JPM icon
JPMorgan Chase
JPM
+$2.24M
5
SNY icon
Sanofi
SNY
+$2.17M

Sector Composition

Rank Sector Weight
1 Technology 11.26%
2 Energy 10.33%
3 Financials 10.18%
4 Consumer Staples 8.79%
5 Healthcare 8.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDX icon
251
FedEx
FDX
$76.6B
$509K 0.08%
2,732
+1,500
+122% +$275K
AER icon
252
AerCap
AER
$23.7B
$508K 0.08%
12,200
+200
+2% +$8.41K
FBIN icon
253
Fortune Brands Innovations
FBIN
$5.99B
$508K 0.08%
11,115
– –
EZM icon
254
WisdomTree US MidCap Fund
EZM
$938M
$504K 0.08%
14,730
-150
-1% -$4.92K
GS icon
255
Goldman Sachs
GS
$324B
$488K 0.08%
2,037
+670
+49% +$136K
BUD icon
256
AB InBev
BUD
$161B
$486K 0.07%
4,612
+1,842
+66% +$206K
WCN
257
Waste Connections
WCN
$42.7B
$486K 0.07%
9,267
– –
RITM icon
258
Rithm Capital
RITM
$5.1B
$483K 0.07%
30,700
– –
XLV icon
259
State Street Health Care Select Sector SPDR ETF
XLV
$41.3B
$470K 0.07%
+6,820
New +$474K
BNY
260
Bank of New York Mellon
BNY
$110B
$462K 0.07%
9,760
-519
-5% -$23.4K
IVOV icon
261
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.34B
$462K 0.07%
8,392
-8,888
-51% -$470K
EEP
262
DELISTED
Enbridge Energy Partners
EEP
$456K 0.07%
17,909
-1,000
-5% -$24.4K
FNF icon
263
Fidelity National Financial
FNF
$13.5B
$455K 0.07%
19,301
– –
SYNH
264
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$455K 0.07%
8,650
+1,425
+20% +$69K
IBDN
265
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
$455K 0.07%
+18,370
New +$460K
XLI icon
266
State Street Industrial Select Sector SPDR ETF
XLI
$33.2B
$451K 0.07%
+7,243
New +$436K
SE
267
DELISTED
Spectra Energy Corp Wi
SE
$445K 0.07%
10,833
-700
-6% -$29K
FTNT icon
268
Fortinet
FTNT
$114B
$441K 0.07%
73,250
+13,875
+23% +$86.7K
MOS icon
269
The Mosaic Company
MOS
$7.24B
$440K 0.07%
15,005
-2,485
-14% -$66.7K
INCO icon
270
Columbia India Consumer ETF
INCO
$225M
$437K 0.07%
13,500
+2,200
+19% +$74.8K
UNP icon
271
Union Pacific
UNP
$174B
$435K 0.07%
4,195
+109
+3% +$10.7K
AVGO icon
272
Broadcom
AVGO
$1.89T
$433K 0.07%
24,500
-23,500
-49% -$407K
SNY icon
273
Sanofi
SNY
$105B
$429K 0.07%
10,612
-55,100
-84% -$2.17M
NIQ
274
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$422K 0.07%
34,310
– –
AVB icon
275
AvalonBay Communities
AVB
$27B
$420K 0.06%
2,370
+290
+14% +$48.9K
9 10
11
12 13

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A
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GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q4 2016 Portfolio in Review

As of Q4 2016, USCA RIA held 417 positions worth $650M, up 7.6% from $604M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

USCA RIA deployed $32.7M of net new capital in Q4 2016, opening 43 new positions and adding to 151 existing holdings. Its largest new stake was Tyson Foods: 30,201 shares worth $1.86M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Financials.

On the sell side, the largest reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $7.76M trimmed.

  • USCA RIA's largest Q4 2016 buy was Tyson Foods: 30,201 shares worth $1.86M.
  • USCA RIA added most to AbbVie in Q4 2016, an estimated $4.82M increase.
  • USCA RIA's biggest Q4 2016 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $7.76M.
  • USCA RIA fully exited General Dynamics in Q4 2016, selling an estimated $2.85M.
  • USCA RIA's ten largest holdings make up 20% of its $650M portfolio in Q4 2016.
  • USCA RIA opened 43 new positions and closed 41 in Q4 2016.
  • USCA RIA's portfolio value rose 7.6% quarter-over-quarter to $650M.

Based on USCA RIA's 13F filing for Q4 2016, filed 9 Feb 2017.