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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+3.42%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.79%
10 Year Est. Return
–
AUM
$551M
AUM Growth
+$88.4M
Cap. Flow
+$74.3M
Cap. Flow %
13.48%
Top 10 Hldgs %
24.16%
Holding
416
New
50
Increased
158
Reduced
97
Closed
63

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$20M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$18.6M
3
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$18.4M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.34M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$3.45M

Top Sells

Rank Stock Value
1
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$5.51M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$4.54M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$4.17M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$3.79M
5
XRT icon
State Street SPDR S&P Retail ETF
XRT
+$2.84M

Sector Composition

Rank Sector Weight
1 Miscellaneous 29.07%
2 Energy 9.96%
3 Technology 9.74%
4 Healthcare 8.4%
5 Industrials 8.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PANW icon
251
Palo Alto Networks
PANW
$272B
$357K 0.06%
13,140
-5,880
-31% -$145K
EEP
252
DELISTED
Enbridge Energy Partners
EEP
$353K 0.06%
19,296
-282
-1% -$4.98K
IGSB icon
253
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$352K 0.06%
6,686
– –
FNX icon
254
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.39B
$350K 0.06%
7,057
-821
-10% -$37.6K
AER icon
255
AerCap
AER
$22.9B
$349K 0.06%
9,000
+2,800
+45% +$96.4K
CVS icon
256
CVS Health
CVS
$124B
$344K 0.06%
3,320
-7,817
-70% -$760K
EPI icon
257
WisdomTree India Earnings Fund ETF
EPI
$2.05B
$344K 0.06%
17,648
-190
-1% -$3.46K
NI icon
258
NiSource
NI
$19.8B
$344K 0.06%
14,604
-500
-3% -$10.7K
PSO icon
259
Pearson
PSO
$9.6B
$342K 0.06%
27,303
+8,665
+46% +$99K
MLPI
260
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$335K 0.06%
+13,930
New +$308K
NPM
261
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$333K 0.06%
22,621
-2,000
-8% -$29K
XLY icon
262
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.4B
$330K 0.06%
8,332
-121,930
-94% -$4.54M
PCG icon
263
PG&E
PCG
$31.5B
$328K 0.06%
5,500
-100
-2% -$5.57K
UNP icon
264
Union Pacific
UNP
$172B
$325K 0.06%
4,091
– –
BUD icon
265
AB InBev
BUD
$158B
$323K 0.06%
2,588
– –
L icon
266
Loews
L
$22.3B
$322K 0.06%
8,417
+285
+4% +$10.5K
LM
267
DELISTED
Legg Mason, Inc.
LM
$317K 0.06%
9,145
+400
+5% +$12.5K
BNY
268
Bank of New York Mellon
BNY
$112B
$315K 0.06%
8,547
-34
-0.4% -$1.23K
AKAM icon
269
Akamai
AKAM
$15.1B
$313K 0.06%
5,630
-3,475
-38% -$177K
SMC
270
Summit Midstream
SMC
$471M
$310K 0.06%
1,218
-296
-20% -$70.9K
MDIV icon
271
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$432M
$309K 0.06%
16,641
+221
+1% +$3.9K
IDV icon
272
iShares International Select Dividend ETF
IDV
$8.74B
$307K 0.06%
10,606
+107
+1% +$2.94K
Y
273
DELISTED
Alleghany Corp
Y
$304K 0.06%
613
– –
WWAV
274
DELISTED
The WhiteWave Foods Company
WWAV
$303K 0.06%
7,450
-10,500
-58% -$399K
EXPE icon
275
Expedia Group
EXPE
$35.8B
$302K 0.05%
+2,800
New +$299K
9 10
11
12 13

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GA
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NNP
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JJIJ
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BAWC
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RP
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PWA
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NIA
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USCA RIA's Q1 2016 Portfolio in Review

As of Q1 2016, USCA RIA held 416 positions worth $551M, up 19% from $463M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

USCA RIA deployed $74.3M of net new capital in Q1 2016, opening 50 new positions and adding to 158 existing holdings. Its largest new stake was iShares 10-20 Year Treasury Bond ETF: 131,721 shares worth $18.6M.

By sector, the portfolio is most concentrated in Miscellaneous at 29% of assets, up from 22% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was State Street Consumer Discretionary Select Sector SPDR ETF, an estimated $4.54M trimmed.

  • USCA RIA's largest Q1 2016 buy was iShares 10-20 Year Treasury Bond ETF: 131,721 shares worth $18.6M.
  • USCA RIA added most to iShares 20+ Year Treasury Bond ETF in Q1 2016, an estimated $20M increase.
  • USCA RIA's biggest Q1 2016 reduction was State Street Consumer Discretionary Select Sector SPDR ETF, cutting an estimated $4.54M.
  • USCA RIA fully exited State Street SPDR ICE Preferred Securities ETF in Q1 2016, selling an estimated $5.51M.
  • USCA RIA's ten largest holdings make up 24% of its $551M portfolio in Q1 2016.
  • USCA RIA opened 50 new positions and closed 63 in Q1 2016.
  • USCA RIA's portfolio value rose 19% quarter-over-quarter to $551M.

Based on USCA RIA's 13F filing for Q1 2016, filed 16 May 2016.