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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+2.01%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$362M
AUM Growth
+$33.9M
Cap. Flow
+$33.9M
Cap. Flow %
9.36%
Top 10 Hldgs %
21.12%
Holding
376
New
52
Increased
131
Reduced
99
Closed
51

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$10.1M
2
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$6.49M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.7M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$3.77M
5
KMI icon
Kinder Morgan
KMI
+$3.24M

Top Sells

Rank Stock Value
1
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$3.25M
2
STX icon
Seagate
STX
+$1.66M
3
DUK icon
Duke Energy
DUK
+$1.15M
4
SNA icon
Snap-on
SNA
+$985K
5
CTWS
Connecticut Water Service Inc
CTWS
+$972K

Sector Composition

Rank Sector Weight
1 Energy 20.06%
2 Industrials 8.65%
3 Technology 8.4%
4 Financials 7.87%
5 Consumer Staples 7.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DGX icon
251
Quest Diagnostics
DGX
$23.2B
$288K 0.08%
+4,302
New +$271K
ZTS icon
252
Zoetis
ZTS
$31.1B
$288K 0.08%
6,690
-11
-0.2% -$446
FFA
253
First Trust Enhanced Equity Income Fund
FFA
$456M
$287K 0.08%
+20,000
New +$289K
HCA icon
254
HCA Healthcare
HCA
$82.5B
$286K 0.08%
3,903
– –
Y
255
DELISTED
Alleghany Corp
Y
$283K 0.08%
611
– –
GLD icon
256
SPDR Gold Trust
GLD
$133B
$282K 0.08%
2,485
+457
+23% +$52.7K
AXP icon
257
American Express
AXP
$238B
$279K 0.08%
2,999
+190
+7% +$17K
FE icon
258
FirstEnergy
FE
$28.5B
$279K 0.08%
7,150
-100
-1% -$3.67K
KYN icon
259
Kayne Anderson Energy Infrastructure Fund
KYN
$2.52B
$275K 0.08%
7,200
– –
TWTR
260
DELISTED
Twitter, Inc.
TWTR
$274K 0.08%
+7,625
New +$325K
WPC icon
261
W.P. Carey
WPC
$16.8B
$272K 0.08%
3,957
-242
-6% -$16K
GHC icon
262
Graham Holdings Company
GHC
$4.94B
$268K 0.07%
513
– –
BKEP
263
DELISTED
Blueknight Energy Partners L.P.
BKEP
$263K 0.07%
39,600
-17,300
-30% -$124K
CLNY
264
DELISTED
Colony Capital, Inc.
CLNY
$262K 0.07%
11,000
+200
+2% +$4.66K
UAL icon
265
United Airlines
UAL
$38.1B
$261K 0.07%
+3,901
New +$216K
HYG icon
266
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.4B
$260K 0.07%
2,902
-2,410
-45% -$219K
MLPL
267
DELISTED
UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN
MLPL
$260K 0.07%
4,520
-15,295
-77% -$962K
TEF
268
DELISTED
Telefonica
TEF
$259K 0.07%
24,125
-3,942
-14% -$44.2K
MOO icon
269
VanEck Agribusiness ETF
MOO
$990M
$256K 0.07%
4,870
– –
PX
270
DELISTED
Praxair Inc
PX
$256K 0.07%
1,979
-56
-3% -$7.09K
SRC
271
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$255K 0.07%
4,783
+236
+5% +$12.3K
AWP
272
abrdn Global Premier Properties Fund
AWP
$379M
$253K 0.07%
11,697
-142
-1% -$2.89K
VIG icon
273
Vanguard Dividend Appreciation ETF
VIG
$110B
$248K 0.07%
3,050
+50
+2% +$3.95K
FIS icon
274
Fidelity National Information Services
FIS
$21B
$244K 0.07%
3,918
– –
VNQ icon
275
Vanguard Real Estate ETF
VNQ
$39.2B
$244K 0.07%
3,008
+111
+4% +$8.71K
9 10
11
12 13

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A
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GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q4 2014 Portfolio in Review

As of Q4 2014, USCA RIA held 376 positions worth $362M, up 10% from $328M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

USCA RIA deployed $33.9M of net new capital in Q4 2014, opening 52 new positions and adding to 131 existing holdings. Its largest new stake was iShares Russell Mid-Cap Value ETF: 90,311 shares worth $6.66M.

By sector, the portfolio is most concentrated in Energy at 20% of assets, down from 27% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Seagate, an estimated $1.66M trimmed.

  • USCA RIA's largest Q4 2014 buy was iShares Russell Mid-Cap Value ETF: 90,311 shares worth $6.66M.
  • USCA RIA added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2014, an estimated $10.1M increase.
  • USCA RIA's biggest Q4 2014 reduction was Seagate, cutting an estimated $1.66M.
  • USCA RIA fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $3.25M.
  • USCA RIA's ten largest holdings make up 21% of its $362M portfolio in Q4 2014.
  • USCA RIA opened 52 new positions and closed 51 in Q4 2014.
  • USCA RIA's portfolio value rose 10% quarter-over-quarter to $362M.

Based on USCA RIA's 13F filing for Q4 2014, filed 11 Feb 2015.