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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
-0.36%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$328M
AUM Growth
+$29.9M
Cap. Flow
+$33.8M
Cap. Flow %
10.29%
Top 10 Hldgs %
20.85%
Holding
352
New
62
Increased
161
Reduced
67
Closed
28

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$2.15M
2
OXY icon
Occidental Petroleum
OXY
+$1.71M
3
COP icon
ConocoPhillips
COP
+$1.66M
4
EXC icon
Exelon
EXC
+$1.58M
5
CSCO icon
Cisco
CSCO
+$1.39M

Top Sells

Rank Stock Value
1
INTC icon
Intel
INTC
+$2.14M
2
MSFT icon
Microsoft
MSFT
+$1.29M
3
LLY icon
Eli Lilly
LLY
+$1.2M
4
HBI
Hanesbrands
HBI
+$1.15M
5
WBA
Walgreens Boots Alliance
WBA
+$1.1M

Sector Composition

Rank Sector Weight
1 Energy 26.88%
2 Industrials 9.16%
3 Technology 8.86%
4 Consumer Staples 8.22%
5 Financials 8.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLRE icon
251
Greenlight Captial
GLRE
$537M
$272K 0.08%
8,400
– –
SYK icon
252
Stryker
SYK
$119B
$270K 0.08%
3,338
-200
-6% -$16.5K
SE
253
DELISTED
Spectra Energy Corp Wi
SE
$264K 0.08%
6,734
+1,712
+34% +$70.5K
PX
254
DELISTED
Praxair Inc
PX
$263K 0.08%
2,035
– –
ET icon
255
Energy Transfer Partners
ET
$70.1B
$262K 0.08%
+8,486
New +$249K
WPC icon
256
W.P. Carey
WPC
$16.8B
$262K 0.08%
4,199
+268
+7% +$17.5K
JNK icon
257
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.26B
$261K 0.08%
2,168
+82
+4% +$10.1K
PHO icon
258
Invesco Water Resources ETF
PHO
$1.93B
$259K 0.08%
+10,508
New +$269K
MOO icon
259
VanEck Agribusiness ETF
MOO
$990M
$258K 0.08%
4,870
– –
GRX
260
Gabelli Healthcare & Wellness Trust
GRX
$141M
$255K 0.08%
+25,728
New +$260K
Y
261
DELISTED
Alleghany Corp
Y
$255K 0.08%
611
+15
+3% +$6.41K
AWK icon
262
American Water Works
AWK
$26.1B
$252K 0.08%
+5,232
New +$256K
MMD
263
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$285M
$250K 0.08%
+14,000
New +$246K
ZTS icon
264
Zoetis
ZTS
$31.1B
$248K 0.08%
6,701
-70
-1% -$2.4K
AXP icon
265
American Express
AXP
$238B
$246K 0.08%
2,809
+523
+23% +$47.1K
AWP
266
abrdn Global Premier Properties Fund
AWP
$379M
$244K 0.07%
11,839
– –
EZM icon
267
WisdomTree US MidCap Fund
EZM
$938M
$244K 0.07%
8,370
+1,200
+17% +$36.3K
FE icon
268
FirstEnergy
FE
$28.5B
$243K 0.07%
7,250
-500
-6% -$16.5K
WWAV
269
DELISTED
The WhiteWave Foods Company
WWAV
$243K 0.07%
+6,700
New +$224K
CLNY
270
DELISTED
Colony Capital, Inc.
CLNY
$242K 0.07%
10,800
– –
TTP
271
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$241K 0.07%
1,750
– –
LBTYK icon
272
Liberty Global Class C
LBTYK
$3.44B
$239K 0.07%
+7,189
New +$242K
HCR
273
DELISTED
Hi-Crush Inc. Common Stock
HCR
$237K 0.07%
+4,600
New +$287K
GLD icon
274
SPDR Gold Trust
GLD
$133B
$236K 0.07%
+2,028
New +$250K
MRO
275
DELISTED
Marathon Oil Corporation
MRO
$232K 0.07%
6,182
+25
+0.4% +$991
9 10
11
12 13

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GA
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NNP
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JJIJ
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BAWC
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RP
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PWA
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NIA
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USCA RIA's Q3 2014 Portfolio in Review

As of Q3 2014, USCA RIA held 352 positions worth $328M, up 10% from $298M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

USCA RIA deployed $33.8M of net new capital in Q3 2014, opening 62 new positions and adding to 161 existing holdings. Its largest new stake was Lowe's Companies: 23,766 shares worth $1.26M.

By sector, the portfolio is most concentrated in Energy at 27% of assets, down from 28% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Intel, an estimated $2.14M trimmed.

  • USCA RIA's largest Q3 2014 buy was Lowe's Companies: 23,766 shares worth $1.26M.
  • USCA RIA added most to Target in Q3 2014, an estimated $2.15M increase.
  • USCA RIA's biggest Q3 2014 reduction was Intel, cutting an estimated $2.14M.
  • USCA RIA fully exited Eli Lilly in Q3 2014, selling an estimated $1.2M.
  • USCA RIA's ten largest holdings make up 21% of its $328M portfolio in Q3 2014.
  • USCA RIA opened 62 new positions and closed 28 in Q3 2014.
  • USCA RIA's portfolio value rose 10% quarter-over-quarter to $328M.

Based on USCA RIA's 13F filing for Q3 2014, filed 14 Nov 2014.