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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+2.86%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$278M
AUM Growth
+$27.8M
Cap. Flow
+$21.2M
Cap. Flow %
7.63%
Top 10 Hldgs %
22.86%
Holding
292
New
38
Increased
138
Reduced
52
Closed
22

Top Buys

Rank Stock Value
1
T icon
AT&T
T
+$1.82M
2
RNET
RigNet, Inc.
RNET
+$1.37M
3
DD icon
DuPont de Nemours
DD
+$1.21M
4
MSFT icon
Microsoft
MSFT
+$909K
5
CAT icon
Caterpillar
CAT
+$907K

Top Sells

Rank Stock Value
1
LYB icon
LyondellBasell Industries
LYB
+$1.09M
2
FL
Foot Locker
FL
+$824K
3
EPC icon
Edgewell Personal Care
EPC
+$757K
4
PAG icon
Penske Automotive Group
PAG
+$756K
5
TROW icon
T. Rowe Price
TROW
+$744K

Sector Composition

Rank Sector Weight
1 Energy 26.64%
2 Technology 9.84%
3 Industrials 9.12%
4 Consumer Staples 8.63%
5 Financials 8.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIS icon
251
Fidelity National Information Services
FIS
$20.7B
$209K 0.08%
3,918
– –
RMT
252
Royce Micro-Cap Trust
RMT
$744M
$209K 0.08%
17,056
+1,001
+6% +$12.4K
ARP
253
DELISTED
ATLAS RESOURCE PARTNERS L P COM UIT REPSTG LTD PTNRS
ARP
$209K 0.08%
10,000
– –
SAVE
254
DELISTED
Spirit Airlines, Inc.
SAVE
$208K 0.07%
+3,500
New +$184K
RDS.B
255
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$207K 0.07%
2,656
-10
-0.4% -$758
TTP
256
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$204K 0.07%
+1,750
New +$199K
AMLP icon
257
Alerian MLP ETF
AMLP
$13B
$197K 0.07%
2,226
+2
+0.1% +$175
GDP
258
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
$189K 0.07%
+11,950
New +$186K
MRIN
259
DELISTED
Marin Software
MRIN
$181K 0.07%
+408
New +$181K
BREW
260
DELISTED
Craft Brew Alliance, Inc.
BREW
$176K 0.06%
11,500
– –
GTAT
261
DELISTED
GT ADVANCED TECHNOLOGIES INC COM STK (DE)
GTAT
$171K 0.06%
+10,000
New +$129K
HYT icon
262
BlackRock Corporate High Yield Fund
HYT
$1.36B
$149K 0.05%
+12,165
New +$149K
WEN icon
263
Wendy's
WEN
$1.36B
$112K 0.04%
12,300
– –
FTR
264
DELISTED
Frontier Communications Corp.
FTR
$88K 0.03%
1,025
– –
ABEV icon
265
Ambev
ABEV
$47.9B
$83K 0.03%
11,250
– –
LUB
266
DELISTED
Luby's Inc.
LUB
$68K 0.02%
11,100
– –
HK
267
DELISTED
Halcon Resources Corporation
HK
$68K 0.02%
91
– –
QMCO icon
268
Quantum Corp
QMCO
$460M
$55K 0.02%
279
+12
+4% +$2.34K
TEUM
269
DELISTED
Pareteum Corporation
TEUM
$18K 0.01%
680
– –
HXM
270
DELISTED
DESARROLLADORA HOMES DA DE CV (HOMEX DEV. CORP)
HXM
$14K 0.01%
+10,000
New +$15.4K
CINF icon
271
Cincinnati Financial
CINF
$27.7B
– –
-6,905
Closed -$362K
DEM icon
272
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.89B
– –
-7,043
Closed -$359K
DFS
273
DELISTED
Discover Financial Services
DFS
– –
-12,684
Closed -$710K
EPC icon
274
Edgewell Personal Care
EPC
$1.22B
– –
-9,438
Closed -$757K
FAX
275
abrdn Asia-Pacific Income Fund
FAX
$594M
– –
-2,706
Closed -$94K
8 9 10
11
12

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A
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GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q1 2014 Portfolio in Review

As of Q1 2014, USCA RIA held 292 positions worth $278M, up 11% from $251M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

USCA RIA deployed $21.2M of net new capital in Q1 2014, opening 38 new positions and adding to 138 existing holdings. Its largest new stake was RigNet, Inc.: 28,433 shares worth $1.53M.

By sector, the portfolio is most concentrated in Energy at 27% of assets, down from 28% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was LyondellBasell Industries, an estimated $1.09M trimmed.

  • USCA RIA's largest Q1 2014 buy was RigNet, Inc.: 28,433 shares worth $1.53M.
  • USCA RIA added most to AT&T in Q1 2014, an estimated $1.82M increase.
  • USCA RIA's biggest Q1 2014 reduction was LyondellBasell Industries, cutting an estimated $1.09M.
  • USCA RIA fully exited Foot Locker in Q1 2014, selling an estimated $824K.
  • USCA RIA's ten largest holdings make up 23% of its $278M portfolio in Q1 2014.
  • USCA RIA opened 38 new positions and closed 22 in Q1 2014.
  • USCA RIA's portfolio value rose 11% quarter-over-quarter to $278M.

Based on USCA RIA's 13F filing for Q1 2014, filed 12 May 2014.