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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+9.01%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$251M
AUM Growth
+$30.8M
Cap. Flow
+$13.1M
Cap. Flow %
5.22%
Top 10 Hldgs %
23.85%
Holding
294
New
48
Increased
96
Reduced
71
Closed
40

Top Buys

Rank Stock Value
1
OILT
OILTANKING PARTNERS L P UIT LTD PARTNERSHIP INT (DE)
OILT
+$1.22M
2
GM icon
General Motors
GM
+$1.14M
3
AMGN icon
Amgen
AMGN
+$932K
4
MAT icon
Mattel
MAT
+$864K
5
CMI icon
Cummins
CMI
+$841K

Top Sells

Rank Stock Value
1
CVRR
CVR Refining, LP
CVRR
+$1.17M
2
FLIC
First of Long Island Corp
FLIC
+$976K
3
GM.PRB
GENERAL MTRS CO JR PFD CONV SER B (DE)
GM.PRB
+$960K
4
DHC
Diversified Healthcare Trust
DHC
+$930K
5
O icon
Realty Income
O
+$921K

Sector Composition

Rank Sector Weight
1 Energy 27.62%
2 Consumer Staples 9.79%
3 Financials 9.32%
4 Technology 8.92%
5 Industrials 8.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTR
251
DELISTED
Frontier Communications Corp.
FTR
$71K 0.03%
1,025
– –
HK
252
DELISTED
Halcon Resources Corporation
HK
$61K 0.02%
91
-200
-69% -$155K
QMCO icon
253
Quantum Corp
QMCO
$443M
$51K 0.02%
267
-6
-2% -$1.23K
TEUM
254
DELISTED
Pareteum Corporation
TEUM
$21K 0.01%
680
– –
AROW icon
255
Arrow Financial
AROW
$655M
– –
-21,044
Closed -$405K
ARTNA icon
256
Artesian Resources
ARTNA
$354M
– –
-38,272
Closed -$852K
BKLN icon
257
Invesco Senior Loan ETF
BKLN
$7.1B
– –
-9,300
Closed -$230K
CPK icon
258
Chesapeake Utilities
CPK
$3.26B
– –
-12,213
Closed -$427K
CPT icon
259
Camden Property Trust
CPT
$11.2B
– –
-3,350
Closed -$206K
DHC
260
Diversified Healthcare Trust
DHC
$2.27B
– –
-40,191
Closed -$930K
FLIC
261
DELISTED
First of Long Island Corp
FLIC
– –
-56,545
Closed -$976K
GIS icon
262
General Mills
GIS
$19.1B
– –
-8,941
Closed -$428K
GSK icon
263
GSK
GSK
$103B
– –
-5,026
Closed -$315K
IEP icon
264
Icahn Enterprises
IEP
$5.18B
– –
-4,000
Closed -$333K
MSEX icon
265
Middlesex Water
MSEX
$1.05B
– –
-21,434
Closed -$458K
MUR icon
266
Murphy Oil
MUR
$5.58B
– –
-6,331
Closed -$382K
NEM icon
267
Newmont
NEM
$101B
– –
-7,807
Closed -$219K
NML
268
Neuberger Energy Infrastructure and Income Fund Inc
NML
$615M
– –
-13,000
Closed -$244K
O icon
269
Realty Income
O
$60.8B
– –
-23,911
Closed -$921K
ACH
270
Accendra Health
ACH
$240M
– –
-25,157
Closed -$870K
PCY icon
271
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
– –
-12,980
Closed -$355K
PSX icon
272
Phillips 66
PSX
$83.1B
– –
-5,223
Closed -$302K
RBCAA icon
273
Republic Bancorp
RBCAA
$1.83B
– –
-17,107
Closed -$471K
RSG icon
274
Republic Services
RSG
$66.5B
– –
-13,299
Closed -$444K
SBSI icon
275
Southside Bancshares
SBSI
$1.03B
– –
-22,354
Closed -$506K
8 9 10
11
12

Similar funds

A
AdvicePeriod Los Angeles, California $1.54B AUM 29.32% 1-Year Est. Return
GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q4 2013 Portfolio in Review

As of Q4 2013, USCA RIA held 294 positions worth $251M, up 14% from $220M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

USCA RIA deployed $13.1M of net new capital in Q4 2013, opening 48 new positions and adding to 96 existing holdings. Its largest new stake was OILTANKING PARTNERS L P UIT LTD PARTNERSHIP INT (DE): 41,600 shares worth $1.29M.

By sector, the portfolio is most concentrated in Energy at 28% of assets, down from 30% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was NGL Energy Partners, an estimated $619K trimmed.

  • USCA RIA's largest Q4 2013 buy was OILTANKING PARTNERS L P UIT LTD PARTNERSHIP INT (DE): 41,600 shares worth $1.29M.
  • USCA RIA added most to Cummins in Q4 2013, an estimated $841K increase.
  • USCA RIA's biggest Q4 2013 reduction was NGL Energy Partners, cutting an estimated $619K.
  • USCA RIA fully exited CVR Refining, LP in Q4 2013, selling an estimated $1.17M.
  • USCA RIA's ten largest holdings make up 24% of its $251M portfolio in Q4 2013.
  • USCA RIA opened 48 new positions and closed 40 in Q4 2013.
  • USCA RIA's portfolio value rose 14% quarter-over-quarter to $251M.

Based on USCA RIA's 13F filing for Q4 2013, filed 5 Feb 2014.