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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+13.45%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$1.42B
AUM Growth
+$149M
Cap. Flow
+$1.19M
Cap. Flow %
0.08%
Top 10 Hldgs %
31.48%
Holding
524
New
60
Increased
169
Reduced
191
Closed
36

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.3M
2
ARKK icon
ARK Innovation ETF
ARKK
+$13.5M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$10.1M
4
ARKW icon
ARK Web x.0 ETF
ARKW
+$8.08M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.41M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$52.7M
2
DUK icon
Duke Energy
DUK
+$6.22M
3
CMI icon
Cummins
CMI
+$5.28M
4
PM icon
Philip Morris
PM
+$4.46M
5
IHF icon
iShares US Healthcare Providers ETF
IHF
+$3.38M

Sector Composition

Rank Sector Weight
1 Technology 11.54%
2 Financials 9.07%
3 Healthcare 7.32%
4 Energy 5.9%
5 Communication Services 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DD icon
226
DuPont de Nemours
DD
$18.6B
$1.13M 0.08%
12,653
-786
-6% -$61.7K
BIT icon
227
BlackRock Multi-Sector Income Trust
BIT
$696M
$1.11M 0.08%
63,370
+5,000
+9% +$82.4K
VIG icon
228
Vanguard Dividend Appreciation ETF
VIG
$111B
$1.11M 0.08%
7,880
+1,000
+15% +$136K
EMN icon
229
Eastman Chemical
EMN
$7.8B
$1.09M 0.08%
+10,909
New +$1.01M
VTEB icon
230
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.1B
$1.09M 0.08%
19,780
-10,817
-35% -$590K
CTXS
231
DELISTED
Citrix Systems Inc
CTXS
$1.08M 0.08%
8,275
-338
-4% -$43K
LBTYK icon
232
Liberty Global Class C
LBTYK
$3.27B
$1.07M 0.08%
45,228
-8,800
-16% -$191K
GE icon
233
GE Aerospace
GE
$367B
$1.06M 0.07%
19,644
-1,063
-5% -$47.6K
MU icon
234
Micron Technology
MU
$1.04T
$1.05M 0.07%
13,943
-237
-2% -$14.3K
LUMN icon
235
Lumen
LUMN
$6.53B
$994K 0.07%
101,958
-94,803
-48% -$936K
DBL
236
DoubleLine Opportunistic Credit Fund
DBL
$278M
$993K 0.07%
50,545
– –
GSLC icon
237
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.2B
$984K 0.07%
13,001
+80
+0.6% +$5.75K
XYL icon
238
Xylem
XYL
$28.5B
$967K 0.07%
9,502
– –
PAA icon
239
Plains All American Pipeline
PAA
$17.4B
$948K 0.07%
114,990
+2,710
+2% +$20.6K
GNRC icon
240
Generac Holdings
GNRC
$11.9B
$941K 0.07%
+4,140
New +$891K
BTT icon
241
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
$937K 0.07%
36,479
– –
HAL icon
242
Halliburton
HAL
$27.9B
$931K 0.07%
49,251
+11,635
+31% +$181K
SO icon
243
Southern Company
SO
$110B
$926K 0.07%
15,079
+32
+0.2% +$1.92K
MS icon
244
Morgan Stanley
MS
$337B
$923K 0.06%
+13,462
New +$772K
VCIT icon
245
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$910K 0.06%
9,364
+500
+6% +$48.2K
EXR icon
246
Extra Space Storage
EXR
$31.2B
$899K 0.06%
7,758
– –
APD icon
247
Air Products & Chemicals
APD
$66.3B
$892K 0.06%
3,266
+521
+19% +$147K
EFA icon
248
iShares MSCI EAFE ETF
EFA
$76.4B
$892K 0.06%
12,229
+126
+1% +$8.62K
FMB icon
249
First Trust Managed Municipal ETF
FMB
$2.03B
$890K 0.06%
15,691
-100
-0.6% -$5.6K
WSR
250
DELISTED
Whitestone REIT
WSR
$887K 0.06%
111,281
+3,540
+3% +$25.5K
8 9
10
11 12

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GA
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USCA RIA's Q4 2020 Portfolio in Review

As of Q4 2020, USCA RIA held 524 positions worth $1.42B, up 12% from $1.28B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

USCA RIA's Q4 2020 filing shows 60 new, 169 increased, 191 reduced and 36 closed positions. Its largest new stake was iShares Russell 2000 Value ETF: 19,375 shares worth $2.55M. The largest sale was Invesco QQQ Trust, an estimated $52.7M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

  • USCA RIA's largest Q4 2020 buy was iShares Russell 2000 Value ETF: 19,375 shares worth $2.55M.
  • USCA RIA added most to State Street SPDR S&P 500 ETF Trust in Q4 2020, an estimated $14.3M increase.
  • USCA RIA's biggest Q4 2020 reduction was Invesco QQQ Trust, cutting an estimated $52.7M.
  • USCA RIA fully exited Kratos Defense & Security Solutions in Q4 2020, selling an estimated $2.22M.
  • USCA RIA's ten largest holdings make up 31% of its $1.42B portfolio in Q4 2020.
  • USCA RIA opened 60 new positions and closed 36 in Q4 2020.
  • USCA RIA's portfolio value rose 12% quarter-over-quarter to $1.42B.

Based on USCA RIA's 13F filing for Q4 2020, filed 27 Jan 2021.