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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+1.65%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$32.1M
Cap. Flow
+$22.5M
Cap. Flow %
2.21%
Top 10 Hldgs %
14.93%
Holding
481
New
35
Increased
212
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.31M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.11M
3
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$3M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$2.94M
5
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$2.25M

Top Sells

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$6.08M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.38M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$3.99M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.17M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.51M

Sector Composition

Rank Sector Weight
1 Financials 13.8%
2 Technology 11.17%
3 Healthcare 9.91%
4 Energy 9.17%
5 Industrials 8.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WY icon
226
Weyerhaeuser
WY
$17B
$1.08M 0.11%
38,855
-1,406
-3% -$36.7K
SUB icon
227
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$1.06M 0.1%
9,966
+5,516
+124% +$589K
NFLX icon
228
Netflix
NFLX
$287B
$1.06M 0.1%
39,620
-1,500
-4% -$46.9K
FLIR
229
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$1.06M 0.1%
+20,145
New +$1.03M
LUV icon
230
Southwest Airlines
LUV
$21.9B
$1.03M 0.1%
19,155
+1,250
+7% +$65.4K
PCAR icon
231
PACCAR
PCAR
$68.8B
$1.02M 0.1%
21,915
-1,770
-7% -$80.7K
IWM icon
232
iShares Russell 2000 ETF
IWM
$81.2B
$1.01M 0.1%
6,706
-15,002
-69% -$2.29M
DHI icon
233
D.R. Horton
DHI
$39.9B
$1.01M 0.1%
+19,200
New +$916K
LMRK
234
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$1.01M 0.1%
55,876
– –
TEVA icon
235
Teva Pharmaceuticals
TEVA
$36.3B
$996K 0.1%
144,743
+1,802
+1% +$13.8K
FDT icon
236
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.28B
$991K 0.1%
18,932
-3,121
-14% -$163K
BAX icon
237
Baxter International
BAX
$11.2B
$977K 0.1%
11,173
+364
+3% +$31.1K
MDLZ icon
238
Mondelez International
MDLZ
$77.1B
$942K 0.09%
17,022
+8,470
+99% +$463K
NBB icon
239
Nuveen Taxable Municipal Income Fund
NBB
$446M
$937K 0.09%
42,059
+4,315
+11% +$94.1K
TWTR
240
DELISTED
Twitter, Inc.
TWTR
$934K 0.09%
22,675
-255
-1% -$10.4K
COP icon
241
ConocoPhillips
COP
$146B
$931K 0.09%
16,340
-1,046
-6% -$59.5K
MTT
242
DELISTED
Western Asset Municipal Defined Opportunity Trust Inc.
MTT
$923K 0.09%
42,636
+1,515
+4% +$33K
KDP icon
243
Keurig Dr Pepper
KDP
$40.4B
$916K 0.09%
+33,542
New +$936K
SNLN
244
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$911K 0.09%
52,198
– –
NEE icon
245
NextEra Energy
NEE
$187B
$906K 0.09%
15,548
+5,292
+52% +$286K
EQM
246
DELISTED
EQM Midstream Partners, LP
EQM
$906K 0.09%
27,715
-2,790
-9% -$98K
GTE icon
247
Gran Tierra Energy
GTE
$272M
$901K 0.09%
72,100
+500
+0.7% +$7.31K
GE icon
248
GE Aerospace
GE
$362B
$895K 0.09%
20,077
+2,275
+13% +$107K
TJX icon
249
TJX Companies
TJX
$170B
$894K 0.09%
16,047
+6,301
+65% +$343K
FOXA icon
250
Fox Class A
FOXA
$23.1B
$889K 0.09%
+28,180
New +$975K
8 9
10
11 12

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GA
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NNP
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JJIJ
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USCA RIA's Q3 2019 Portfolio in Review

As of Q3 2019, USCA RIA held 481 positions worth $1.02B, up 3.3% from $985M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

USCA RIA's Q3 2019 filing shows 35 new, 212 increased, 128 reduced and 28 closed positions. Its largest new stake was iShares MSCI USA Min Vol Factor ETF: 64,925 shares worth $4.16M. The largest sale was Main Street Capital, an estimated $6.08M.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 14% a quarter earlier, followed by Technology and Healthcare.

  • USCA RIA's largest Q3 2019 buy was iShares MSCI USA Min Vol Factor ETF: 64,925 shares worth $4.16M.
  • USCA RIA added most to iShares Core US Aggregate Bond ETF in Q3 2019, an estimated $7.31M increase.
  • USCA RIA's biggest Q3 2019 reduction was Main Street Capital, cutting an estimated $6.08M.
  • USCA RIA fully exited Twilio in Q3 2019, selling an estimated $1.46M.
  • USCA RIA's ten largest holdings make up 15% of its $1.02B portfolio in Q3 2019.
  • USCA RIA opened 35 new positions and closed 28 in Q3 2019.
  • USCA RIA's portfolio value rose 3.3% quarter-over-quarter to $1.02B.

Based on USCA RIA's 13F filing for Q3 2019, filed 31 Oct 2019.