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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
-11.18%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$752M
AUM Growth
-$230M
Cap. Flow
-$119M
Cap. Flow %
-15.83%
Top 10 Hldgs %
15.62%
Holding
497
New
27
Increased
160
Reduced
169
Closed
79

Top Buys

Rank Stock Value
1
D icon
Dominion Energy
D
+$3.62M
2
AOS icon
A.O. Smith
AOS
+$3.06M
3
IGI
Western Asset Investment Grade Defined Opportunity Trust
IGI
+$2.86M
4
GIS icon
General Mills
GIS
+$2.77M
5
QCOM icon
Qualcomm
QCOM
+$2.75M

Top Sells

Rank Stock Value
1
SPG icon
Simon Property Group
SPG
+$7.01M
2
IBM icon
IBM
IBM
+$5.89M
3
ETN icon
Eaton
ETN
+$5.54M
4
WFC icon
Wells Fargo
WFC
+$4.53M
5
NVDA icon
NVIDIA
NVDA
+$4.34M

Sector Composition

Rank Sector Weight
1 Financials 12.87%
2 Technology 10.38%
3 Healthcare 9.91%
4 Consumer Staples 9.22%
5 Energy 8.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMF
226
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$658K 0.09%
68,154
-2,365
-3% -$26.4K
QDF icon
227
FlexShares Quality Dividend Index Fund
QDF
$2.19B
$657K 0.09%
16,516
+407
+3% +$17.9K
NBB icon
228
Nuveen Taxable Municipal Income Fund
NBB
$446M
$654K 0.09%
33,794
– –
MPC icon
229
Marathon Petroleum
MPC
$91.2B
$653K 0.09%
11,058
-902
-8% -$61.6K
SGDM icon
230
Sprott Gold Miners ETF
SGDM
$552M
$649K 0.09%
37,115
+10,115
+37% +$164K
LMRK
231
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$644K 0.09%
55,876
-10,000
-15% -$134K
PGHY icon
232
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$222M
$642K 0.09%
28,282
– –
CAT icon
233
Caterpillar
CAT
$412B
$641K 0.09%
5,045
-300
-6% -$39K
EMN icon
234
Eastman Chemical
EMN
$7.77B
$639K 0.09%
8,741
-8,998
-51% -$717K
SMC
235
Summit Midstream
SMC
$417M
$626K 0.08%
+4,154
New +$866K
FDT icon
236
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.28B
$619K 0.08%
12,625
-830
-6% -$43.7K
GRX
237
Gabelli Healthcare & Wellness Trust
GRX
$140M
$618K 0.08%
66,810
+760
+1% +$7.8K
NKE icon
238
Nike
NKE
$60.8B
$618K 0.08%
8,329
+537
+7% +$40.2K
KYNB
239
Kyntra Bio
KYNB
$28.6M
$617K 0.08%
533
– –
BDX icon
240
Becton Dickinson
BDX
$42.1B
$612K 0.08%
2,783
-229
-8% -$53.2K
IGSB icon
241
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$610K 0.08%
11,804
– –
GLW icon
242
Corning
GLW
$134B
$600K 0.08%
19,871
– –
MTT
243
DELISTED
Western Asset Municipal Defined Opportunity Trust Inc.
MTT
$599K 0.08%
+30,698
New +$613K
CRZO
244
DELISTED
Carrizo Oil & Gas Inc
CRZO
$594K 0.08%
52,574
+1,444
+3% +$25.7K
BAX icon
245
Baxter International
BAX
$11.2B
$586K 0.08%
8,903
-334
-4% -$22.4K
SBR
246
Sabine Royalty Trust
SBR
$1.08B
$585K 0.08%
15,700
– –
BGB
247
Blackstone Strategic Credit 2027 Term Fund
BGB
$504M
$574K 0.08%
42,635
+2,000
+5% +$29.6K
CONE
248
DELISTED
CyrusOne Inc Common Stock
CONE
$570K 0.08%
10,775
+2
+0% +$114
HAS icon
249
Hasbro
HAS
$12.4B
$566K 0.08%
6,968
-8,586
-55% -$799K
PB icon
250
Prosperity Bancshares
PB
$8.71B
$561K 0.07%
9,000
– –
8 9
10
11 12

Similar funds

A
AdvicePeriod Los Angeles, California $1.54B AUM 29.32% 1-Year Est. Return
GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q4 2018 Portfolio in Review

As of Q4 2018, USCA RIA held 497 positions worth $752M, down 23% from $982M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

USCA RIA withdrew a net $119M in Q4 2018, closing 79 positions and reducing 169 holdings. Its most notable exit was NVIDIA, an estimated $4.34M position sold in full.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 12% a quarter earlier, followed by Technology and Healthcare.

Against the trend, USCA RIA opened a new position in A.O. Smith worth $2.84M.

  • USCA RIA's largest Q4 2018 buy was A.O. Smith: 66,526 shares worth $2.84M.
  • USCA RIA added most to Dominion Energy in Q4 2018, an estimated $3.62M increase.
  • USCA RIA's biggest Q4 2018 reduction was Simon Property Group, cutting an estimated $7.01M.
  • USCA RIA fully exited NVIDIA in Q4 2018, selling an estimated $4.34M.
  • USCA RIA's ten largest holdings make up 16% of its $752M portfolio in Q4 2018.
  • USCA RIA opened 27 new positions and closed 79 in Q4 2018.
  • USCA RIA's portfolio value fell 23% quarter-over-quarter to $752M.

Based on USCA RIA's 13F filing for Q4 2018, filed 12 Feb 2019.