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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+5.5%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$906M
AUM Growth
+$133M
Cap. Flow
+$62.4M
Cap. Flow %
6.89%
Top 10 Hldgs %
16.14%
Holding
473
New
68
Increased
184
Reduced
140
Closed
46

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$7.49M
2
MO icon
Altria Group
MO
+$6.18M
3
SPG icon
Simon Property Group
SPG
+$5.93M
4
TGT icon
Target
TGT
+$5.38M
5
KMB icon
Kimberly-Clark
KMB
+$5.28M

Top Sells

Rank Stock Value
1
INTC icon
Intel
INTC
+$6.83M
2
ABBV icon
AbbVie
ABBV
+$5.3M
3
BA icon
Boeing
BA
+$4.81M
4
BMY icon
Bristol-Myers Squibb
BMY
+$3.56M
5
RDIV icon
Invesco S&P Ultra Dividend Revenue ETF
RDIV
+$3.55M

Sector Composition

Rank Sector Weight
1 Technology 11.31%
2 Financials 10.4%
3 Healthcare 9.6%
4 Consumer Staples 8.95%
5 Industrials 8.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KTOS icon
226
Kratos Defense & Security Solutions
KTOS
$8.98B
$846K 0.09%
79,850
+12,350
+18% +$141K
COP icon
227
ConocoPhillips
COP
$145B
$843K 0.09%
15,351
+1,268
+9% +$65.2K
FTSL icon
228
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$841K 0.09%
+17,500
New +$843K
AGN
229
DELISTED
Allergan plc
AGN
$840K 0.09%
5,135
-827
-14% -$148K
KYN icon
230
Kayne Anderson Energy Infrastructure Fund
KYN
$2.52B
$828K 0.09%
43,448
+8,548
+24% +$141K
PAA icon
231
Plains All American Pipeline
PAA
$17.3B
$826K 0.09%
40,012
-9,844
-20% -$201K
PSA icon
232
Public Storage
PSA
$54.7B
$825K 0.09%
3,947
– –
FTNT icon
233
Fortinet
FTNT
$114B
$821K 0.09%
94,000
+500
+0.5% +$4.07K
SLYG icon
234
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.04B
$818K 0.09%
14,392
+8,304
+136% +$479K
VGI
235
Virtus Global Multi-Sector Income Fund
VGI
$82.6M
$817K 0.09%
46,675
+10,070
+28% +$182K
BX icon
236
Blackstone
BX
$150B
$810K 0.09%
25,305
-800
-3% -$26K
OHI icon
237
Omega Healthcare
OHI
$15.1B
$774K 0.09%
28,107
+9,876
+54% +$285K
XLI icon
238
State Street Industrial Select Sector SPDR ETF
XLI
$33.2B
$767K 0.08%
10,132
-565
-5% -$41.1K
KMI icon
239
Kinder Morgan
KMI
$72.3B
$763K 0.08%
42,201
-39,619
-48% -$711K
SRLN icon
240
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
$760K 0.08%
16,115
+700
+5% +$33.1K
TMO icon
241
Thermo Fisher Scientific
TMO
$196B
$760K 0.08%
4,000
-100
-2% -$19.2K
VGK icon
242
Vanguard FTSE Europe ETF
VGK
$30.2B
$746K 0.08%
12,612
+1,406
+13% +$82K
INCO icon
243
Columbia India Consumer ETF
INCO
$225M
$744K 0.08%
15,000
+400
+3% +$18.5K
JEF icon
244
Jefferies Financial Group
JEF
$12.9B
$743K 0.08%
31,350
-894
-3% -$20.6K
JBLU icon
245
JetBlue
JBLU
$1.92B
$741K 0.08%
33,175
-11,200
-25% -$229K
IVOV icon
246
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.34B
$738K 0.08%
12,114
+2,138
+21% +$128K
GLW icon
247
Corning
GLW
$133B
$734K 0.08%
22,952
-43,151
-65% -$1.36M
EFV icon
248
iShares MSCI EAFE Value ETF
EFV
$27.7B
$723K 0.08%
13,102
+503
+4% +$27.6K
KRE icon
249
State Street SPDR S&P Regional Banking ETF
KRE
$4.85B
$714K 0.08%
12,139
+1,885
+18% +$108K
CAT icon
250
Caterpillar
CAT
$410B
$711K 0.08%
4,515
-1,124
-20% -$156K
8 9
10
11 12

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GA
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NNP
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JJIJ
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BAWC
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RP
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PWA
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NIA
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USCA RIA's Q4 2017 Portfolio in Review

As of Q4 2017, USCA RIA held 473 positions worth $906M, up 17% from $773M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

USCA RIA deployed $62.4M of net new capital in Q4 2017, opening 68 new positions and adding to 184 existing holdings. Its largest new stake was Simon Property Group: 36,530 shares worth $6.27M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 11% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Intel, an estimated $6.83M trimmed.

  • USCA RIA's largest Q4 2017 buy was Simon Property Group: 36,530 shares worth $6.27M.
  • USCA RIA added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $7.49M increase.
  • USCA RIA's biggest Q4 2017 reduction was Intel, cutting an estimated $6.83M.
  • USCA RIA fully exited Invesco S&P Ultra Dividend Revenue ETF in Q4 2017, selling an estimated $3.55M.
  • USCA RIA's ten largest holdings make up 16% of its $906M portfolio in Q4 2017.
  • USCA RIA opened 68 new positions and closed 46 in Q4 2017.
  • USCA RIA's portfolio value rose 17% quarter-over-quarter to $906M.

Based on USCA RIA's 13F filing for Q4 2017, filed 9 Feb 2018.