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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+2.48%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$604M
AUM Growth
+$8.45M
Cap. Flow
-$2.32M
Cap. Flow %
-0.38%
Top 10 Hldgs %
22.43%
Holding
403
New
39
Increased
149
Reduced
118
Closed
29

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$34.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.8M
3
TGT icon
Target
TGT
+$2.96M
4
MCD icon
McDonald's
MCD
+$2.46M
5
CAH icon
Cardinal Health
CAH
+$2.26M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$19.4M
2
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$19.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.64M
4
ABBV icon
AbbVie
ABBV
+$4.73M
5
QCOM icon
Qualcomm
QCOM
+$3.07M

Sector Composition

Rank Sector Weight
1 Technology 10.27%
2 Energy 9.72%
3 Financials 9.21%
4 Consumer Staples 8.44%
5 Industrials 8.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HON icon
226
Honeywell
HON
$73.4B
$561K 0.09%
5,359
-118
-2% -$12.3K
POT
227
DELISTED
Potash Corp Of Saskatchewan
POT
$559K 0.09%
34,259
-1,673
-5% -$27.6K
BDX icon
228
Becton Dickinson
BDX
$42.2B
$558K 0.09%
+3,183
New +$544K
DGRW icon
229
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.7B
$557K 0.09%
17,254
+1,323
+8% +$42.9K
FBIN icon
230
Fortune Brands Innovations
FBIN
$5.99B
$552K 0.09%
11,115
– –
KMG
231
DELISTED
KMG Chemicals Inc
KMG
$552K 0.09%
19,500
– –
NKE icon
232
Nike
NKE
$62.3B
$551K 0.09%
10,458
+634
+6% +$35.8K
CPK icon
233
Chesapeake Utilities
CPK
$3.23B
$542K 0.09%
+8,880
New +$570K
SHY icon
234
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$541K 0.09%
6,360
-1,250
-16% -$106K
D icon
235
Dominion Energy
D
$62.6B
$540K 0.09%
7,265
+988
+16% +$75.3K
JLS icon
236
Nuveen Mortgage and Income Fund
JLS
$95.6M
$538K 0.09%
22,252
– –
BTI icon
237
British American Tobacco
BTI
$134B
$537K 0.09%
8,414
+1,482
+21% +$94K
RTN
238
DELISTED
Raytheon Company
RTN
$536K 0.09%
3,940
– –
EOG icon
239
EOG Resources
EOG
$77.2B
$520K 0.09%
5,376
+1,452
+37% +$127K
DVA icon
240
DaVita
DVA
$15B
$510K 0.08%
7,715
– –
CPT icon
241
Camden Property Trust
CPT
$11.1B
$507K 0.08%
6,050
– –
AFL icon
242
Aflac
AFL
$62.7B
$502K 0.08%
13,974
+2,510
+22% +$91.4K
DXJ icon
243
WisdomTree Japan Hedged Equity Fund
DXJ
$7.2B
$501K 0.08%
+11,679
New +$485K
WES
244
DELISTED
Western Gas Partners Lp
WES
$501K 0.08%
9,100
-800
-8% -$40.1K
FNF icon
245
Fidelity National Financial
FNF
$13.5B
$495K 0.08%
19,301
– –
PB icon
246
Prosperity Bancshares
PB
$8.78B
$494K 0.08%
9,000
– –
SE
247
DELISTED
Spectra Energy Corp Wi
SE
$493K 0.08%
11,533
– –
TMO icon
248
Thermo Fisher Scientific
TMO
$196B
$491K 0.08%
3,084
– –
PGX icon
249
Invesco Preferred ETF
PGX
$3.86B
$485K 0.08%
32,052
-2,894
-8% -$44.3K
TROW icon
250
T. Rowe Price
TROW
$24.9B
$482K 0.08%
+7,242
New +$505K
8 9
10
11 12

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USCA RIA's Q3 2016 Portfolio in Review

As of Q3 2016, USCA RIA held 403 positions worth $604M, up 1.4% from $595M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

USCA RIA's Q3 2016 filing shows 39 new, 149 increased, 118 reduced and 29 closed positions. Its largest new stake was US Bancorp: 48,412 shares worth $2.08M. The largest sale was iShares 20+ Year Treasury Bond ETF, an estimated $19.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Energy and Financials.

  • USCA RIA's largest Q3 2016 buy was US Bancorp: 48,412 shares worth $2.08M.
  • USCA RIA added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2016, an estimated $34.2M increase.
  • USCA RIA's biggest Q3 2016 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $19.4M.
  • USCA RIA fully exited iShares 10-20 Year Treasury Bond ETF in Q3 2016, selling an estimated $19.1M.
  • USCA RIA's ten largest holdings make up 22% of its $604M portfolio in Q3 2016.
  • USCA RIA opened 39 new positions and closed 29 in Q3 2016.
  • USCA RIA's portfolio value rose 1.4% quarter-over-quarter to $604M.

Based on USCA RIA's 13F filing for Q3 2016, filed 15 Nov 2016.