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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
-8.19%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.79%
10 Year Est. Return
–
AUM
$398M
AUM Growth
+$21.2M
Cap. Flow
+$60.3M
Cap. Flow %
15.13%
Top 10 Hldgs %
17.26%
Holding
410
New
69
Increased
154
Reduced
84
Closed
43

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$3M
2
GLD icon
SPDR Gold Trust
GLD
+$2.88M
3
QCOM icon
Qualcomm
QCOM
+$2.63M
4
JNJ icon
Johnson & Johnson
JNJ
+$2.58M
5
MON
Monsanto Co
MON
+$2.53M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$7.4M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.4M
3
SURE icon
AdvisorShares Insider Advantage ETF
SURE
+$1.79M
4
HAS icon
Hasbro
HAS
+$1.28M
5
HSNI
HSN, Inc.
HSNI
+$1.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 19.76%
2 Energy 13.32%
3 Technology 10.07%
4 Financials 9.74%
5 Consumer Staples 9.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MKTO
226
DELISTED
MARKETO INC COM STK (DE)
MKTO
$358K 0.09%
12,600
-400
-3% -$11.3K
IGSB icon
227
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.4B
$351K 0.09%
6,686
– –
UNP icon
228
Union Pacific
UNP
$183B
$350K 0.09%
3,959
+80
+2% +$7.3K
HTO
229
H2O America
HTO
$2.66B
$343K 0.09%
11,162
+223
+2% +$6.63K
VTRS icon
230
Viatris
VTRS
$18.8B
$342K 0.09%
8,504
+1,150
+16% +$64.1K
AMLP icon
231
Alerian MLP ETF
AMLP
$13.4B
$341K 0.09%
5,464
+2,039
+60% +$148K
NEE icon
232
NextEra Energy
NEE
$171B
$340K 0.09%
13,960
-40,928
-75% -$1.04M
AAL icon
233
American Airlines Group
AAL
$9.03B
$338K 0.08%
8,695
+1,050
+14% +$43.1K
EBAY icon
234
eBay
EBAY
$47B
$338K 0.08%
13,816
-27,315
-66% -$735K
NPM
235
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$336K 0.08%
+24,621
New +$331K
BNY
236
Bank of New York Mellon
BNY
$110B
$334K 0.08%
8,543
+319
+4% +$13.3K
IDV icon
237
iShares International Select Dividend ETF
IDV
$8.6B
$334K 0.08%
11,858
+500
+4% +$15.3K
MRD
238
DELISTED
MEMORIAL RESOURCE DEV CORP COM STK (DE)
MRD
$334K 0.08%
19,000
– –
HEP
239
DELISTED
Holly Energy Partners, L.P.
HEP
$333K 0.08%
11,478
– –
ALL icon
240
Allstate
ALL
$65.9B
$332K 0.08%
5,709
– –
PAYX icon
241
Paychex
PAYX
$45.2B
$331K 0.08%
6,951
– –
YUM icon
242
Yum! Brands
YUM
$42B
$330K 0.08%
5,741
-2,282
-28% -$138K
WPC icon
243
W.P. Carey
WPC
$16.1B
$329K 0.08%
5,807
+900
+18% +$52.4K
NGLS
244
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$329K 0.08%
11,333
+1,278
+13% +$43.1K
AKAM icon
245
Akamai
AKAM
$15.4B
$328K 0.08%
4,750
-400
-8% -$28.8K
MDIV icon
246
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$432M
$327K 0.08%
17,789
-26,810
-60% -$522K
VGK icon
247
Vanguard FTSE Europe ETF
VGK
$30.9B
$324K 0.08%
+6,594
New +$349K
SBR
248
Sabine Royalty Trust
SBR
$1.09B
$321K 0.08%
+10,500
New +$346K
LBTYK icon
249
Liberty Global Class C
LBTYK
$3.56B
$320K 0.08%
8,991
-260
-3% -$10.5K
LOW icon
250
Lowe's Companies
LOW
$117B
$320K 0.08%
4,644
-500
-10% -$34.4K
8 9
10
11 12

Similar funds

A
AdvicePeriod Los Angeles, California $1.54B AUM 29.32% 1-Year Est. Return
GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q3 2015 Portfolio in Review

As of Q3 2015, USCA RIA held 410 positions worth $398M, up 5.6% from $377M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

USCA RIA deployed $60.3M of net new capital in Q3 2015, opening 69 new positions and adding to 154 existing holdings. Its largest new stake was Monsanto Co: 25,656 shares worth $2.19M.

By sector, the portfolio is most concentrated in Miscellaneous at 20% of assets, down from 22% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $7.4M trimmed.

  • USCA RIA's largest Q3 2015 buy was Monsanto Co: 25,656 shares worth $2.19M.
  • USCA RIA added most to Microsoft in Q3 2015, an estimated $3M increase.
  • USCA RIA's biggest Q3 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $7.4M.
  • USCA RIA fully exited AdvisorShares Insider Advantage ETF in Q3 2015, selling an estimated $1.79M.
  • USCA RIA's ten largest holdings make up 17% of its $398M portfolio in Q3 2015.
  • USCA RIA opened 69 new positions and closed 43 in Q3 2015.
  • USCA RIA's portfolio value rose 5.6% quarter-over-quarter to $398M.

Based on USCA RIA's 13F filing for Q3 2015, filed 13 Nov 2015.