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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+9.01%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$251M
AUM Growth
+$30.8M
Cap. Flow
+$13.1M
Cap. Flow %
5.22%
Top 10 Hldgs %
23.85%
Holding
294
New
48
Increased
96
Reduced
71
Closed
40

Top Buys

Rank Stock Value
1
OILT
OILTANKING PARTNERS L P UIT LTD PARTNERSHIP INT (DE)
OILT
+$1.22M
2
GM icon
General Motors
GM
+$1.14M
3
AMGN icon
Amgen
AMGN
+$932K
4
MAT icon
Mattel
MAT
+$864K
5
CMI icon
Cummins
CMI
+$841K

Top Sells

Rank Stock Value
1
CVRR
CVR Refining, LP
CVRR
+$1.17M
2
FLIC
First of Long Island Corp
FLIC
+$976K
3
GM.PRB
GENERAL MTRS CO JR PFD CONV SER B (DE)
GM.PRB
+$960K
4
DHC
Diversified Healthcare Trust
DHC
+$930K
5
O icon
Realty Income
O
+$921K

Sector Composition

Rank Sector Weight
1 Energy 27.62%
2 Consumer Staples 9.79%
3 Financials 9.32%
4 Technology 8.92%
5 Industrials 8.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAC icon
226
Bank of America
BAC
$430B
$220K 0.09%
14,123
-9,000
-39% -$134K
BNFT
227
DELISTED
Benefitfocus, Inc.
BNFT
$219K 0.09%
+3,800
New +$185K
MRO
228
DELISTED
Marathon Oil Corporation
MRO
$217K 0.09%
6,157
– –
BHP icon
229
BHP
BHP
$212B
$215K 0.09%
3,728
– –
FIS icon
230
Fidelity National Information Services
FIS
$20.7B
$210K 0.08%
+3,918
New +$193K
VTRS icon
231
Viatris
VTRS
$20.1B
$210K 0.08%
+4,834
New +$199K
EGP icon
232
EastGroup Properties
EGP
$11.5B
$209K 0.08%
3,600
– –
DAL icon
233
Delta Air Lines
DAL
$53.9B
$206K 0.08%
+7,488
New +$201K
SRC
234
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$206K 0.08%
+4,683
New +$207K
CLNY
235
DELISTED
Colony Capital, Inc.
CLNY
$206K 0.08%
+10,152
New +$205K
LNCO
236
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
$206K 0.08%
+6,670
New +$204K
VE
237
DELISTED
VEOLIA ENVIRONNEMENT
VE
$205K 0.08%
12,500
+400
+3% +$6.71K
ARP
238
DELISTED
ATLAS RESOURCE PARTNERS L P COM UIT REPSTG LTD PTNRS
ARP
$205K 0.08%
10,000
-11,000
-52% -$223K
AWAY
239
DELISTED
HOMEAWAY INC COM
AWAY
$204K 0.08%
+5,000
New +$170K
LOW icon
240
Lowe's Companies
LOW
$113B
$202K 0.08%
+4,070
New +$198K
RMT
241
Royce Micro-Cap Trust
RMT
$745M
$202K 0.08%
16,055
+1,167
+8% +$14.3K
RDS.B
242
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$200K 0.08%
+2,666
New +$188K
AMLP icon
243
Alerian MLP ETF
AMLP
$12.9B
$198K 0.08%
2,224
+2
+0.1% +$175
BREW
244
DELISTED
Craft Brew Alliance, Inc.
BREW
$189K 0.08%
11,500
– –
SD
245
DELISTED
SANDRIDGE ENERGY, INC.
SD
$185K 0.07%
+30,500
New +$182K
NLY icon
246
Annaly Capital Management
NLY
$16.7B
$141K 0.06%
3,545
– –
WEN icon
247
Wendy's
WEN
$1.37B
$107K 0.04%
12,300
-1,500
-11% -$12.9K
FAX
248
abrdn Asia-Pacific Income Fund
FAX
$597M
$94K 0.04%
2,706
-548
-17% -$20.1K
LUB
249
DELISTED
Luby's Inc.
LUB
$86K 0.03%
11,100
-1,500
-12% -$11.3K
ABEV icon
250
Ambev
ABEV
$47.7B
$83K 0.03%
+11,250
New +$82.2K
8 9
10
11 12

Similar funds

A
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GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q4 2013 Portfolio in Review

As of Q4 2013, USCA RIA held 294 positions worth $251M, up 14% from $220M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

USCA RIA deployed $13.1M of net new capital in Q4 2013, opening 48 new positions and adding to 96 existing holdings. Its largest new stake was OILTANKING PARTNERS L P UIT LTD PARTNERSHIP INT (DE): 41,600 shares worth $1.29M.

By sector, the portfolio is most concentrated in Energy at 28% of assets, down from 30% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was NGL Energy Partners, an estimated $619K trimmed.

  • USCA RIA's largest Q4 2013 buy was OILTANKING PARTNERS L P UIT LTD PARTNERSHIP INT (DE): 41,600 shares worth $1.29M.
  • USCA RIA added most to Cummins in Q4 2013, an estimated $841K increase.
  • USCA RIA's biggest Q4 2013 reduction was NGL Energy Partners, cutting an estimated $619K.
  • USCA RIA fully exited CVR Refining, LP in Q4 2013, selling an estimated $1.17M.
  • USCA RIA's ten largest holdings make up 24% of its $251M portfolio in Q4 2013.
  • USCA RIA opened 48 new positions and closed 40 in Q4 2013.
  • USCA RIA's portfolio value rose 14% quarter-over-quarter to $251M.

Based on USCA RIA's 13F filing for Q4 2013, filed 5 Feb 2014.