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UM

Ulysses Management Portfolio holdings

AUM $802M
1-Year Est. Return 5.35%
This Fund
S&P 500
This Quarter Est. Return
-10.65%
1 Year Est. Return
+5.35%
3 Year Est. Return
+48.67%
5 Year Est. Return
+15.21%
10 Year Est. Return
+258.4%
AUM
$937M
AUM Growth
+$97.4M
Cap. Flow
+$205M
Cap. Flow %
21.87%
Top 10 Hldgs %
75.56%
Holding
64
New
12
Increased
19
Reduced
6
Closed
9

Top Buys

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$8.77M
2
TWX
Time Warner Inc
TWX
+$5.89M
3
AVHI
A V Homes, Inc.
AVHI
+$5.63M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$4.83M
5
DISCK
Discovery, Inc. Series C Common Stock
DISCK
+$3.88M

Top Sells

Rank Stock Value
1
HVB
HUDSON VY HLDG CORP
HVB
+$11.1M
2
DD icon
DuPont de Nemours
DD
+$6.4M
3
TMUS icon
T-Mobile US
TMUS
+$5.67M
4
JPM icon
JPMorgan Chase
JPM
+$3.05M
5
FAST icon
Fastenal
FAST
+$1.26M

Sector Composition

Rank Sector Weight
1 Financials 7.45%
2 Technology 5.96%
3 Communication Services 5.56%
4 Materials 2.07%
5 Consumer Staples 1.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$806B
$240M 25.67%
1,255,000
+315,000
+34% +$63.9M
IWM icon
2
PUT
iShares Russell 2000 ETF
IWM
$81.5B
$186M 19.82%
1,700,000
-150,000
-8% -$17.8M
BUD icon
3
CALL
AB InBev
BUD
$166B
$85.1M 9.08%
800,000
+400,000
+100% +$46.4M
C icon
4
CALL
Citigroup
C
$224B
$49.5M 5.29%
998,400
+898,400
+898% +$49.1M
DFS
5
CALL
DELISTED
Discover Financial Services
DFS
$33.8M 3.61%
+650,000
New +$35.6M
SFLY
6
DELISTED
Shutterfly, Inc.
SFLY
$26.2M 2.8%
732,947
+47,008
+7% +$1.96M
IDCC icon
7
InterDigital
IDCC
$7.98B
$24M 2.57%
475,000
+58,000
+14% +$2.99M
CCOI icon
8
Cogent Communications
CCOI
$663M
$23.3M 2.49%
857,925
+50,000
+6% +$1.48M
C icon
9
Citigroup
C
$224B
$20.8M 2.22%
420,000
+15,000
+4% +$819K
MLM icon
10
Martin Marietta Materials
MLM
$32.6B
$19M 2.03%
125,000
– –
IL
11
DELISTED
IntraLinks Holdings Inc.
IL
$17.6M 1.88%
2,127,891
+264,111
+14% +$2.8M
PPLI
12
CALL
People Inc
PPLI
$3.13B
$17.4M 1.86%
1,493,414
+92,884
+7% +$1.23M
BUD icon
13
AB InBev
BUD
$166B
$15.6M 1.67%
147,000
– –
FSGI
14
DELISTED
FIRST SECURITY GROUP, INC.
FSGI
$14.9M 1.59%
6,000,000
– –
PPLI
15
People Inc
PPLI
$3.13B
$14.5M 1.54%
1,238,985
+151,076
+14% +$2.01M
DFS
16
DELISTED
Discover Financial Services
DFS
$14M 1.5%
270,000
+160,000
+145% +$8.77M
DCOM icon
17
Dime Commercial Bancshares
DCOM
$1.82B
$13.9M 1.49%
521,400
– –
CCK icon
18
Crown Holdings
CCK
$13B
$13M 1.39%
284,233
– –
MSFT icon
19
Microsoft
MSFT
$3.62T
$12.1M 1.29%
273,500
– –
AVHI
20
DELISTED
A V Homes, Inc.
AVHI
$7.28M 0.78%
538,232
+400,099
+290% +$5.63M
CMA.WS
21
DELISTED
Comerica Incorporated Ws
CMA.WS
$6.25M 0.67%
500,000
– –
FRBK
22
DELISTED
Republic First Bancorp Inc
FRBK
$5.84M 0.62%
1,570,012
+10,012
+0.6% +$36K
TMUS icon
23
T-Mobile US
TMUS
$190B
$5.68M 0.61%
142,700
-142,000
-50% -$5.67M
CCOI icon
24
CALL
Cogent Communications
CCOI
$663M
$5.43M 0.58%
200,000
– –
TWX
25
DELISTED
Time Warner Inc
TWX
$5.16M 0.55%
+75,000
New +$5.89M
1
2 3

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Ulysses Management's Q3 2015 Portfolio in Review

As of Q3 2015, Ulysses Management held 64 positions worth $937M, up 12% from $839M the previous quarter. Its ten largest holdings account for 76% of the portfolio.

Ulysses Management deployed $205M of net new capital in Q3 2015, opening 12 new positions and adding to 19 existing holdings. Its largest new stake was Time Warner Inc: 75,000 shares worth $5.16M.

By sector, the portfolio is most concentrated in Financials at 7.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was T-Mobile US, an estimated $5.67M trimmed.

  • Ulysses Management's largest Q3 2015 buy was Time Warner Inc: 75,000 shares worth $5.16M.
  • Ulysses Management added most to Discover Financial Services in Q3 2015, an estimated $8.77M increase.
  • Ulysses Management's biggest Q3 2015 reduction was T-Mobile US, cutting an estimated $5.67M.
  • Ulysses Management fully exited HUDSON VY HLDG CORP in Q3 2015, selling an estimated $11.1M.
  • Ulysses Management's ten largest holdings make up 76% of its $937M portfolio in Q3 2015.
  • Ulysses Management opened 12 new positions and closed 9 in Q3 2015.
  • Ulysses Management's portfolio value rose 12% quarter-over-quarter to $937M.

Based on Ulysses Management's 13F filing for Q3 2015, filed 16 Nov 2015.