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UM

Ulysses Management Portfolio holdings

AUM $802M
1-Year Est. Return 5.35%
This Fund
S&P 500
This Quarter Est. Return
-1.04%
1 Year Est. Return
+5.35%
3 Year Est. Return
+48.67%
5 Year Est. Return
+15.21%
10 Year Est. Return
+258.4%
AUM
$508M
AUM Growth
-$76.2M
Cap. Flow
-$71.8M
Cap. Flow %
-14.13%
Top 10 Hldgs %
68.56%
Holding
65
New
14
Increased
14
Reduced
11
Closed
10

Top Buys

Rank Stock Value
1
CCK icon
Crown Holdings
CCK
+$11.7M
2
SFLY
Shutterfly, Inc.
SFLY
+$9.2M
3
DWA
DREAMWORKS ANIMATION SKG INC CL-A
DWA
+$7.57M
4
MOVE
MOVE INC COM STK NEW (DE)
MOVE
+$4.78M
5
IL
IntraLinks Holdings Inc.
IL
+$4.27M

Top Sells

Rank Stock Value
1
OUTR
OUTERWALL INC
OUTR
+$7.6M
2
C icon
Citigroup
C
+$5.98M
3
ARMK icon
Aramark
ARMK
+$1.57M
4
PPLI
People Inc
PPLI
+$1.44M
5
EMC
EMC CORPORATION
EMC
+$1.26M

Sector Composition

Rank Sector Weight
1 Financials 9.84%
2 Technology 8.54%
3 Communication Services 6.69%
4 Consumer Discretionary 4.01%
5 Consumer Staples 3.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$806B
$102M 20.07%
545,000
-452,500
-45% -$83M
IWM icon
2
PUT
iShares Russell 2000 ETF
IWM
$81.5B
$69.2M 13.63%
595,000
+25,000
+4% +$2.88M
PEP icon
3
CALL
PepsiCo
PEP
$191B
$41.2M 8.11%
493,300
– –
SFLY
4
DELISTED
Shutterfly, Inc.
SFLY
$29.6M 5.84%
694,500
+193,000
+38% +$9.2M
MSFT icon
5
Microsoft
MSFT
$3.62T
$24.6M 4.85%
601,000
– –
C icon
6
Citigroup
C
$224B
$19M 3.75%
400,000
-120,000
-23% -$5.98M
AIG icon
7
American International
AIG
$41.8B
$17M 3.35%
340,000
-19,900
-6% -$990K
BUD icon
8
AB InBev
BUD
$166B
$16.3M 3.21%
155,000
– –
PPLI
9
People Inc
PPLI
$3.13B
$15.3M 3.02%
1,200,416
-111,908
-9% -$1.44M
EBIX
10
PUT
DELISTED
Ebix Inc
EBIX
$14M 2.75%
817,700
+657,600
+411% +$10.1M
MOVE
11
DELISTED
MOVE INC COM STK NEW (DE)
MOVE
$13.1M 2.58%
1,133,440
+353,633
+45% +$4.78M
FSGI
12
DELISTED
FIRST SECURITY GROUP, INC.
FSGI
$12.5M 2.46%
6,000,000
– –
CCK icon
13
Crown Holdings
CCK
$13B
$12.1M 2.38%
+270,000
New +$11.7M
CMA.WS
14
DELISTED
Comerica Incorporated Ws
CMA.WS
$11.2M 2.21%
500,000
– –
IDCC icon
15
InterDigital
IDCC
$7.98B
$10.8M 2.12%
325,000
+35,000
+12% +$1.04M
TMUS icon
16
T-Mobile US
TMUS
$190B
$10.3M 2.04%
313,000
– –
CSTM icon
17
Constellium
CSTM
$3.85B
$8.8M 1.73%
300,000
+80,000
+36% +$2.09M
HVB
18
DELISTED
HUDSON VY HLDG CORP
HVB
$7.27M 1.43%
381,699
+31,699
+9% +$589K
DWA
19
DELISTED
DREAMWORKS ANIMATION SKG INC CL-A
DWA
$6.37M 1.25%
+240,000
New +$7.57M
NOVB
20
DELISTED
NORTH VALLEY BANCORP-COM
NOVB
$5.56M 1.09%
230,000
– –
IL
21
DELISTED
IntraLinks Holdings Inc.
IL
$5.31M 1.04%
518,730
+391,160
+307% +$4.27M
CCK icon
22
CALL
Crown Holdings
CCK
$13B
$4.47M 0.88%
+100,000
New +$4.34M
CALY
23
Callaway Golf Company
CALY
$3.43B
$4.29M 0.85%
420,000
+100,000
+31% +$871K
IMCB
24
DELISTED
INTERMOUNTAIN COMMUNITY BANCORP (ID) COMMON STOCK
IMCB
$4.27M 0.84%
252,000
+17,000
+7% +$276K
TMUS icon
25
CALL
T-Mobile US
TMUS
$190B
$3.3M 0.65%
+100,000
New +$3.17M
1
2 3

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Ulysses Management's Q1 2014 Portfolio in Review

As of Q1 2014, Ulysses Management held 65 positions worth $508M, down 13% from $584M the previous quarter. Its ten largest holdings account for 69% of the portfolio.

Ulysses Management withdrew a net $71.8M in Q1 2014, closing 10 positions and reducing 11 holdings. Its most notable exit was Aramark, an estimated $1.57M position sold in full.

By sector, the portfolio is most concentrated in Financials at 9.8% of assets, up from 9.1% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Ulysses Management opened a new position in Crown Holdings worth $12.1M.

  • Ulysses Management's largest Q1 2014 buy was Crown Holdings: 270,000 shares worth $12.1M.
  • Ulysses Management added most to Shutterfly, Inc. in Q1 2014, an estimated $9.2M increase.
  • Ulysses Management's biggest Q1 2014 reduction was OUTERWALL INC, cutting an estimated $7.6M.
  • Ulysses Management fully exited Aramark in Q1 2014, selling an estimated $1.57M.
  • Ulysses Management's ten largest holdings make up 69% of its $508M portfolio in Q1 2014.
  • Ulysses Management opened 14 new positions and closed 10 in Q1 2014.
  • Ulysses Management's portfolio value fell 13% quarter-over-quarter to $508M.

Based on Ulysses Management's 13F filing for Q1 2014, filed 15 May 2014.