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UM

Ulysses Management Portfolio holdings

AUM $802M
1-Year Est. Return 5.35%
This Fund
S&P 500
This Quarter Est. Return
+3.22%
1 Year Est. Return
+5.35%
3 Year Est. Return
+48.67%
5 Year Est. Return
+15.21%
10 Year Est. Return
+258.4%
AUM
$782M
AUM Growth
+$169M
Cap. Flow
+$174M
Cap. Flow %
22.26%
Top 10 Hldgs %
71.03%
Holding
58
New
10
Increased
13
Reduced
8
Closed
5

Top Buys

Rank Stock Value
1
CCOI icon
Cogent Communications
CCOI
+$12.3M
2
DD icon
DuPont de Nemours
DD
+$8.77M
3
TWX
Time Warner Inc
TWX
+$6.2M
4
WBA
Walgreens Boots Alliance
WBA
+$3.12M
5
GE icon
GE Aerospace
GE
+$2.08M

Top Sells

Rank Stock Value
1
DWA
DREAMWORKS ANIMATION SKG INC CL-A
DWA
+$7.87M
2
MSFT icon
Microsoft
MSFT
+$7.31M
3
CSTM icon
Constellium
CSTM
+$2.31M
4
AMZN icon
Amazon
AMZN
+$650K
5
ORCL icon
Oracle
ORCL
+$608K

Sector Composition

Rank Sector Weight
1 Financials 8.21%
2 Technology 6.16%
3 Communication Services 5.58%
4 Consumer Discretionary 2.4%
5 Consumer Staples 2.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$806B
$241M 30.79%
1,222,500
+527,500
+76% +$104M
IWM icon
2
PUT
iShares Russell 2000 ETF
IWM
$81.5B
$114M 14.54%
1,040,000
+45,000
+5% +$5.15M
PEP icon
3
CALL
PepsiCo
PEP
$191B
$45.9M 5.87%
493,300
– –
SFLY
4
DELISTED
Shutterfly, Inc.
SFLY
$34.3M 4.38%
703,000
-11,500
-2% -$561K
MOVE
5
DELISTED
MOVE INC COM STK NEW (DE)
MOVE
$31.4M 4.01%
1,495,840
-34,171
-2% -$514K
C icon
6
Citigroup
C
$224B
$18.4M 2.35%
354,700
-5,300
-1% -$266K
AIG icon
7
American International
AIG
$41.8B
$18.3M 2.35%
339,600
– –
SFLY
8
CALL
DELISTED
Shutterfly, Inc.
SFLY
$18.2M 2.33%
+374,100
New +$18.3M
MSFT icon
9
Microsoft
MSFT
$3.62T
$18M 2.31%
389,100
-163,900
-30% -$7.31M
PPLI
10
CALL
People Inc
PPLI
$3.13B
$16.5M 2.11%
1,398,852
+559,541
+67% +$6.76M
BUD icon
11
AB InBev
BUD
$166B
$16.3M 2.08%
147,000
– –
PPLI
12
People Inc
PPLI
$3.13B
$15.4M 1.96%
1,304,267
– –
CCOI icon
13
Cogent Communications
CCOI
$663M
$14.8M 1.89%
439,853
+359,853
+450% +$12.3M
IDCC icon
14
InterDigital
IDCC
$7.98B
$14.7M 1.88%
370,000
+45,000
+14% +$1.98M
CCK icon
15
Crown Holdings
CCK
$13B
$12.9M 1.65%
290,000
+20,000
+7% +$963K
IL
16
DELISTED
IntraLinks Holdings Inc.
IL
$12.6M 1.62%
1,560,491
+219,221
+16% +$1.84M
FSGI
17
DELISTED
FIRST SECURITY GROUP, INC.
FSGI
$11.9M 1.52%
6,000,000
– –
EBIX
18
PUT
DELISTED
Ebix Inc
EBIX
$11.6M 1.49%
820,600
+262,900
+47% +$3.65M
CMA.WS
19
DELISTED
Comerica Incorporated Ws
CMA.WS
$10.3M 1.32%
500,000
– –
DD icon
20
DuPont de Nemours
DD
$19.1B
$8.73M 1.12%
+65,748
New +$8.77M
TMUS icon
21
T-Mobile US
TMUS
$190B
$7.5M 0.96%
259,700
+50,000
+24% +$1.54M
HVB
22
DELISTED
HUDSON VY HLDG CORP
HVB
$7.26M 0.93%
400,000
– –
ALLY icon
23
Ally Financial
ALLY
$13.4B
$6.17M 0.79%
266,653
– –
FRBK
24
DELISTED
Republic First Bancorp Inc
FRBK
$6.03M 0.77%
1,550,000
-25,000
-2% -$113K
TWX
25
DELISTED
Time Warner Inc
TWX
$6.02M 0.77%
+80,000
New +$6.2M
1
2 3

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Ulysses Management's Q3 2014 Portfolio in Review

As of Q3 2014, Ulysses Management held 58 positions worth $782M, up 28% from $613M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Ulysses Management deployed $174M of net new capital in Q3 2014, opening 10 new positions and adding to 13 existing holdings. Its largest new stake was DuPont de Nemours: 65,748 shares worth $8.73M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 11% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was Microsoft, an estimated $7.31M trimmed.

  • Ulysses Management's largest Q3 2014 buy was DuPont de Nemours: 65,748 shares worth $8.73M.
  • Ulysses Management added most to Cogent Communications in Q3 2014, an estimated $12.3M increase.
  • Ulysses Management's biggest Q3 2014 reduction was Microsoft, cutting an estimated $7.31M.
  • Ulysses Management fully exited DREAMWORKS ANIMATION SKG INC CL-A in Q3 2014, selling an estimated $7.87M.
  • Ulysses Management's ten largest holdings make up 71% of its $782M portfolio in Q3 2014.
  • Ulysses Management opened 10 new positions and closed 5 in Q3 2014.
  • Ulysses Management's portfolio value rose 28% quarter-over-quarter to $782M.

Based on Ulysses Management's 13F filing for Q3 2014, filed 14 Nov 2014.