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UM

Ulysses Management Portfolio holdings

AUM $802M
1-Year Est. Return 5.35%
This Fund
S&P 500
This Quarter Est. Return
+21.67%
1 Year Est. Return
+5.35%
3 Year Est. Return
+48.67%
5 Year Est. Return
+15.21%
10 Year Est. Return
+258.4%
AUM
$611M
AUM Growth
-$246M
Cap. Flow
-$319M
Cap. Flow %
-52.14%
Top 10 Hldgs %
70.1%
Holding
56
New
10
Increased
3
Reduced
21
Closed
15

Top Buys

Rank Stock Value
1
EBAY icon
eBay
EBAY
+$9.01M
2
FCE.A
Forest City Realty Trust, Inc.
FCE.A
+$3.34M
3
QVCGA
QVC Group Inc Series A
QVCGA
+$3.34M
4
SFLY
Shutterfly, Inc.
SFLY
+$2.69M
5
CMCSA icon
Comcast
CMCSA
+$2.67M

Top Sells

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$11.5M
2
TMUS icon
T-Mobile US
TMUS
+$6.54M
3
CCOI icon
Cogent Communications
CCOI
+$6.39M
4
IL
IntraLinks Holdings Inc.
IL
+$2.71M
5
DCOM icon
Dime Commercial Bancshares
DCOM
+$2.65M

Sector Composition

Rank Sector Weight
1 Financials 18.42%
2 Communication Services 8.83%
3 Technology 7.99%
4 Consumer Discretionary 2.89%
5 Consumer Staples 2.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$806B
$190M 31.08%
850,000
-400,000
-32% -$87.4M
SFLY
2
DELISTED
Shutterfly, Inc.
SFLY
$34M 5.56%
676,788
+55,523
+9% +$2.69M
IWM icon
3
PUT
iShares Russell 2000 ETF
IWM
$81.5B
$33.7M 5.51%
250,000
-1,250,000
-83% -$160M
PPLI
4
People Inc
PPLI
$3.13B
$32.4M 5.31%
2,801,548
-69,942
-2% -$819K
C icon
5
CALL
Citigroup
C
$224B
$27.8M 4.55%
468,400
-100,000
-18% -$5.4M
IL
6
DELISTED
IntraLinks Holdings Inc.
IL
$27.6M 4.51%
2,037,857
-242,872
-11% -$2.71M
C icon
7
Citigroup
C
$224B
$22.6M 3.69%
379,900
-40,100
-10% -$2.16M
TSLA icon
8
PUT
Tesla
TSLA
$1.27T
$21.4M 3.5%
1,500,000
-900,000
-38% -$11.8M
DFS
9
DELISTED
Discover Financial Services
DFS
$19.7M 3.22%
273,068
-1,932
-0.7% -$123K
CMA.WS
10
DELISTED
Comerica Incorporated Ws
CMA.WS
$19.4M 3.17%
500,000
– –
ACBI
11
DELISTED
Atlantic Capital Bancshares, Inc. Common Stock
ACBI
$17.8M 2.92%
939,367
– –
MSFT icon
12
Microsoft
MSFT
$3.62T
$16.7M 2.73%
268,500
– –
BUD icon
13
AB InBev
BUD
$166B
$15.5M 2.54%
147,000
– –
DCOM icon
14
Dime Commercial Bancshares
DCOM
$1.82B
$14.4M 2.35%
378,805
-83,009
-18% -$2.65M
EBAY icon
15
eBay
EBAY
$47.6B
$11.3M 1.85%
380,000
+305,000
+407% +$9.01M
PJT icon
16
PJT Partners
PJT
$4.36B
$10.6M 1.73%
343,148
-50,000
-13% -$1.44M
FRBK
17
DELISTED
Republic First Bancorp Inc
FRBK
$10.5M 1.71%
1,255,000
-334,149
-21% -$1.85M
CCOI icon
18
Cogent Communications
CCOI
$663M
$9.37M 1.53%
226,682
-167,443
-42% -$6.39M
AVHI
19
DELISTED
A V Homes, Inc.
AVHI
$8.6M 1.41%
544,080
– –
HAWK
20
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$8.07M 1.32%
214,100
-500
-0.2% -$17.8K
MTCH icon
21
Match Group
MTCH
$9.46B
$7.7M 1.26%
450,444
-48,431
-10% -$858K
DFS
22
CALL
DELISTED
Discover Financial Services
DFS
$7.21M 1.18%
100,000
-375,000
-79% -$23.8M
QVCGA
23
DELISTED
QVC Group Inc Series A
QVCGA
$5.35M 0.88%
5,521
+3,461
+168% +$3.34M
WBMD
24
DELISTED
WebMD Health Corp.
WBMD
$5.31M 0.87%
107,166
-42,834
-29% -$2.21M
TFIN icon
25
Triumph Financial Inc
TFIN
$1.83B
$5.16M 0.84%
197,400
-7,600
-4% -$162K
1
2 3

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Ulysses Management's Q4 2016 Portfolio in Review

As of Q4 2016, Ulysses Management held 56 positions worth $611M, down 29% from $857M the previous quarter. Its ten largest holdings account for 70% of the portfolio.

Ulysses Management withdrew a net $319M in Q4 2016, closing 15 positions and reducing 21 holdings. Its most notable exit was Time Warner Inc, an estimated $11.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 11% a quarter earlier, followed by Communication Services and Technology.

Against the trend, Ulysses Management opened a new position in Forest City Realty Trust, Inc. worth $3.44M.

  • Ulysses Management's largest Q4 2016 buy was Forest City Realty Trust, Inc.: 165,000 shares worth $3.44M.
  • Ulysses Management added most to eBay in Q4 2016, an estimated $9.01M increase.
  • Ulysses Management's biggest Q4 2016 reduction was T-Mobile US, cutting an estimated $6.54M.
  • Ulysses Management fully exited Time Warner Inc in Q4 2016, selling an estimated $11.5M.
  • Ulysses Management's ten largest holdings make up 70% of its $611M portfolio in Q4 2016.
  • Ulysses Management opened 10 new positions and closed 15 in Q4 2016.
  • Ulysses Management's portfolio value fell 29% quarter-over-quarter to $611M.

Based on Ulysses Management's 13F filing for Q4 2016, filed 14 Feb 2017.