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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AG icon
2276
First Majestic Silver
AG
$8.01B
$3.29M ﹤0.01%
335,197
+159,006
+90% +$1.65M
CHKP icon
2277
PUT
Check Point Software Technologies
CHKP
$13.6B
$3.28M ﹤0.01%
50,900
+2,500
+5% +$150K
OHAI
2278
DELISTED
OHA Investment Corporation
OHAI
$3.28M ﹤0.01%
438,762
+4,084
+0.9% +$30.9K
HMA
2279
CALL
DELISTED
HEALTH MGMT ASSOC INC CL-A
HMA
$3.28M ﹤0.01%
250,200
+250,000
+125,000% +$3.24M
CSL icon
2280
Carlisle Companies
CSL
$13.8B
$3.28M ﹤0.01%
41,286
+13,044
+46% +$958K
USB icon
2281
PUT
US Bancorp
USB
$98.9B
$3.28M ﹤0.01%
81,100
+3,900
+5% +$150K
TEX icon
2282
Terex
TEX
$7.89B
$3.27M ﹤0.01%
77,978
+17,464
+29% +$633K
MLPI
2283
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$3.27M ﹤0.01%
83,017
-114
-0.1% -$4.41K
GA
2284
DELISTED
GIANT INTERACTIVE GROUP INC ADR (CAYMAN ISLANDS)
GA
$3.27M ﹤0.01%
291,139
+1,735
+0.6% +$17.2K
LMT icon
2285
CALL
Lockheed Martin
LMT
$134B
$3.27M ﹤0.01%
22,000
+14,800
+206% +$2.01M
GAIN icon
2286
Gladstone Investment Corp
GAIN
$648M
$3.27M ﹤0.01%
405,397
+26,927
+7% +$199K
LOPE icon
2287
Grand Canyon Education
LOPE
$3.84B
$3.26M ﹤0.01%
74,862
+30,959
+71% +$1.36M
XPO icon
2288
XPO
XPO
$24.4B
$3.26M ﹤0.01%
358,223
+67,571
+23% +$521K
ARE icon
2289
Alexandria Real Estate Equities
ARE
$8.96B
$3.25M ﹤0.01%
51,061
+2,971
+6% +$191K
HI
2290
DELISTED
Hillenbrand
HI
$3.25M ﹤0.01%
110,293
+5,366
+5% +$153K
JPP
2291
DELISTED
SPDR RUSSELL/NOMURA PRIME JAPAN ETF
JPP
$3.25M ﹤0.01%
69,844
-8,338
-11% -$380K
IAI icon
2292
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.38B
$3.24M ﹤0.01%
83,903
-17,356
-17% -$620K
ICON
2293
DELISTED
Iconix Brand Group, Inc.
ICON
$3.24M ﹤0.01%
8,155
-794
-9% -$292K
COHR icon
2294
Coherent
COHR
$53.1B
$3.24M ﹤0.01%
184,085
+5,887
+3% +$100K
GAL icon
2295
State Street Global Allocation ETF
GAL
$302M
$3.23M ﹤0.01%
95,022
+47,753
+101% +$1.6M
JBLU icon
2296
CALL
JetBlue
JBLU
$2.02B
$3.23M ﹤0.01%
378,300
+49,100
+15% +$390K
SWY
2297
CALL
DELISTED
SAFEWAY INC
SWY
$3.23M ﹤0.01%
110,695
+71,823
+185% +$2.16M
JAZZ icon
2298
CALL
Jazz Pharmaceuticals
JAZZ
$16B
$3.23M ﹤0.01%
25,500
+8,000
+46% +$828K
DTD icon
2299
WisdomTree US Total Dividend Fund
DTD
$1.65B
$3.23M ﹤0.01%
96,110
+56,048
+140% +$1.82M
IM
2300
DELISTED
Ingram Micro
IM
$3.23M ﹤0.01%
137,534
+101,916
+286% +$2.39M
90 91
92
93 94

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.