UBS’s State Street Global Allocation ETF GAL Stock Holding History

UBS’s Portfolio GAL Stock Details GAL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$7.51M	Buy	217,837 +90,585	+71%	+$3.21M	0.01%	1681
2014 Q2	$4.52M	Sell	127,252 -2,391	-2%	-$83.4K	﹤0.01%	2060
2014 Q1	$4.44M	Buy	129,643 +34,621	+36%	+$1.17M	﹤0.01%	1982
2013 Q4	$3.23M	Buy	95,022 +47,753	+101%	+$1.6M	﹤0.01%	2308
2013 Q3	$1.55M	Buy	47,269 +8,863	+23%	+$286K	﹤0.01%	2865
2013 Q2	$1.2M	Buy	+38,406	New	+$1.24M	﹤0.01%	3131

Other funds holding GAL

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CWM

Cabot Wealth Management Salem, Massachusetts $982M AUM 21.85% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $304B AUM 35.64% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

FNBT

FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return

UBS's GAL Position: Q3 2014 in Review

UBS increased its State Street Global Allocation ETF (GAL) stake by 71% in Q3 2014, buying an estimated $3.21M and bringing the position to 217,837 shares worth $7.51M. The position accounts for 0.01% of the portfolio, ranked #1681.

UBS first reported a position in GAL in Q2 2013 and has held it in 6 quarters since. 15 funds tracked by Wall St. Rank hold GAL as of Q3 2014.

UBS held 217,837 shares of State Street Global Allocation ETF worth $7.51M as of Q3 2014.
UBS bought 90,585 State Street Global Allocation ETF shares in Q3 2014, an estimated $3.21M.
State Street Global Allocation ETF made up 0.01% of UBS's portfolio in Q3 2014, its #1681 holding.
UBS first reported a position in State Street Global Allocation ETF in Q2 2013 and has held it in 6 quarters since.
15 funds tracked by Wall St. Rank held State Street Global Allocation ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.