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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTOL icon
2201
Bristow Group
VTOL
$1.37B
$3.53M ﹤0.01%
57,253
-15,530
-21% -$962K
YPF icon
2202
CALL
YPF
YPF
$20B
$3.53M ﹤0.01%
107,200
+59,000
+122% +$1.51M
KMP
2203
PUT
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$3.53M ﹤0.01%
43,800
+4,900
+13% +$395K
ETFC
2204
PUT
DELISTED
E*Trade Financial Corporation
ETFC
$3.53M ﹤0.01%
179,800
+32,000
+22% +$569K
NS
2205
PUT
DELISTED
NuStar Energy L.P.
NS
$3.53M ﹤0.01%
69,200
+53,300
+335% +$2.47M
GXP
2206
DELISTED
Great Plains Energy Incorporated
GXP
$3.53M ﹤0.01%
145,433
+108,882
+298% +$2.57M
CNO icon
2207
CNO Financial Group
CNO
$4.96B
$3.52M ﹤0.01%
199,061
+93,229
+88% +$1.49M
DAN icon
2208
Dana Inc
DAN
$2.93B
$3.51M ﹤0.01%
178,943
+15,545
+10% +$316K
ZION icon
2209
CALL
Zions Bancorporation
ZION
$10B
$3.51M ﹤0.01%
117,200
+108,100
+1,188% +$3.11M
WW
2210
DELISTED
WW International
WW
$3.49M ﹤0.01%
106,108
+25,629
+32% +$894K
PHIIK
2211
DELISTED
PHI, Inc. Non-Voting Common Stock
PHIIK
$3.49M ﹤0.01%
80,369
+1,460
+2% +$59K
LDOS icon
2212
CALL
Leidos
LDOS
$14.5B
$3.49M ﹤0.01%
+75,000
New +$3.46M
PH icon
2213
PUT
Parker-Hannifin
PH
$124B
$3.49M ﹤0.01%
27,100
+9,000
+50% +$1.05M
NMR icon
2214
Nomura Holdings
NMR
$28.6B
$3.48M ﹤0.01%
448,566
+184,694
+70% +$1.41M
ELV icon
2215
PUT
Elevance Health
ELV
$82.1B
$3.48M ﹤0.01%
37,700
+19,500
+107% +$1.73M
EDF
2216
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$167M
$3.47M ﹤0.01%
189,393
-72,870
-28% -$1.38M
FDO
2217
CALL
DELISTED
FAMILY DOLLAR STORES
FDO
$3.47M ﹤0.01%
53,400
+49,800
+1,383% +$3.41M
MSA icon
2218
Mine Safety
MSA
$6.78B
$3.46M ﹤0.01%
67,652
+2,062
+3% +$103K
HYLS icon
2219
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.6B
$3.46M ﹤0.01%
+67,075
New +$3.45M
BGT icon
2220
BlackRock Floating Rate Income Trust
BGT
$324M
$3.46M ﹤0.01%
247,654
-37,025
-13% -$520K
BMI icon
2221
Badger Meter
BMI
$3.71B
$3.46M ﹤0.01%
126,872
+500
+0.4% +$13K
DX
2222
Dynex Capital
DX
$3B
$3.45M ﹤0.01%
143,919
+29,484
+26% +$740K
DECK icon
2223
Deckers Outdoor
DECK
$13.6B
$3.44M ﹤0.01%
244,722
-743,370
-75% -$9.17M
EQIX icon
2224
CALL
Equinix
EQIX
$103B
$3.44M ﹤0.01%
19,400
-37,200
-66% -$6.18M
UNG icon
2225
United States Natural Gas Fund
UNG
$458M
$3.44M ﹤0.01%
10,389
-795
-7% -$244K
87 88
89
90 91

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.