UBS’s First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF HYLS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q3	$7.58M	Sell	149,631 -153,702	-51%	-$7.79M	0.01%	1267
2014 Q2	$16M	Buy	303,333 +52,265	+21%	+$2.75M	0.01%	818
2014 Q1	$13.1M	Buy	251,068 +183,993	+274%	+$9.62M	0.01%	841
2013 Q4	$3.46M	Buy	+67,075	New	+$3.46M	﹤0.01%	1641