SNS Financial Group’s First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF HYLS Stock Holding History

SNS Financial Group’s Portfolio HYLS Stock Details HYLS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-37,825	Closed	-$1.92M	–	115
2014 Q3	$1.92M	Buy	37,825 +7,580	+25%	+$393K	0.63%	31
2014 Q2	$1.59M	Buy	30,245 +6,168	+26%	+$323K	0.64%	35
2014 Q1	$1.26M	Buy	24,077 +1,618	+7%	+$84.3K	0.56%	39
2013 Q4	$1.16M	Buy	22,459 +1,503	+7%	+$77.2K	0.53%	41
2013 Q3	$1.05M	Buy	+20,956	New	+$1.06M	0.67%	32

Other funds holding HYLS

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

Camelot Portfolios Maumee, Ohio $143M AUM 14.82% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Thrivent Financial for Lutherans Minneapolis, Minnesota $52.5B AUM 27.12% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 19.31% 1-Year Est. Return

SNS Financial Group's HYLS Position: Q4 2014 in Review

SNS Financial Group sold out of First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF (HYLS) in Q4 2014, closing a stake of 37,825 shares — an estimated $1.92M sold.

SNS Financial Group first reported a position in HYLS in Q3 2013 and held it in 5 quarters. The position peaked at $1.92M in Q3 2014. 38 funds tracked by Wall St. Rank hold HYLS as of Q4 2014.

SNS Financial Group reported no remaining First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF position as of Q4 2014 after selling out during the quarter.
SNS Financial Group sold 37,825 First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF shares in Q4 2014, an estimated $1.92M.
SNS Financial Group first reported a position in First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q3 2013 and held it in 5 quarters.
SNS Financial Group's First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF position peaked at $1.92M in Q3 2014.
38 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF as of Q4 2014.

Based on SNS Financial Group's 13F filing for Q4 2014, filed 17 Feb 2015.