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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TIBX
2076
DELISTED
TIBCO SOFTWARE INC
TIBX
$3.32M ﹤0.01%
129,701
-6,628
-5% -$158K
WFM
2077
CALL
DELISTED
Whole Foods Market Inc
WFM
$3.32M ﹤0.01%
56,700
-40,400
-42% -$2.23M
KALU icon
2078
Kaiser Aluminum
KALU
$2.65B
$3.31M ﹤0.01%
46,507
+2,083
+5% +$141K
IYM icon
2079
iShares US Basic Materials ETF
IYM
$1.14B
$3.31M ﹤0.01%
44,752
+5,133
+13% +$368K
OXY icon
2080
PUT
Occidental Petroleum
OXY
$54.6B
$3.31M ﹤0.01%
36,950
-12,212
-25% -$1.05M
CGW icon
2081
Invesco S&P Global Water Index ETF
CGW
$1.05B
$3.31M ﹤0.01%
128,841
-33,573
-21% -$830K
IAI icon
2082
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.38B
$3.31M ﹤0.01%
101,259
+7,238
+8% +$233K
CEO
2083
DELISTED
CNOOC Limited
CEO
$3.31M ﹤0.01%
16,383
+5,007
+44% +$952K
HUN icon
2084
Huntsman Corp
HUN
$2.06B
$3.31M ﹤0.01%
160,350
+26,682
+20% +$487K
RIO icon
2085
PUT
Rio Tinto
RIO
$150B
$3.3M ﹤0.01%
67,700
+1,500
+2% +$70K
TSS
2086
DELISTED
Total System Services, Inc.
TSS
$3.29M ﹤0.01%
111,848
+20,756
+23% +$573K
FXU icon
2087
First Trust Utilities AlphaDEX Fund
FXU
$835M
$3.29M ﹤0.01%
165,333
-7,558
-4% -$153K
CMCSK
2088
CALL
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$3.29M ﹤0.01%
75,900
-342,300
-82% -$14.8M
TDF
2089
Templeton Dragon Fund
TDF
$270M
$3.29M ﹤0.01%
126,260
+18,944
+18% +$491K
UNG icon
2090
United States Natural Gas Fund
UNG
$458M
$3.27M ﹤0.01%
11,184
+5,613
+101% +$1.68M
JGV
2091
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$3.27M ﹤0.01%
251,653
+600
+0.2% +$7.76K
ONXX
2092
CALL
DELISTED
ONYX PHARMACEUTICALS INC
ONXX
$3.27M ﹤0.01%
26,200
+24,200
+1,210% +$3.06M
SABA
2093
Saba Capital Income & Opportunities Fund II
SABA
$220M
$3.27M ﹤0.01%
195,343
+4,066
+2% +$67.1K
BALL icon
2094
Ball Corp
BALL
$17.2B
$3.26M ﹤0.01%
145,490
+26,668
+22% +$599K
RWJ icon
2095
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.06B
$3.26M ﹤0.01%
200,391
-2,790
-1% -$43.8K
PICB icon
2096
Invesco International Corporate Bond ETF
PICB
$352M
$3.26M ﹤0.01%
111,469
+8,118
+8% +$230K
AGO icon
2097
Assured Guaranty
AGO
$3.78B
$3.25M ﹤0.01%
173,555
+121,870
+236% +$2.58M
FHI icon
2098
Federated Hermes
FHI
$4.5B
$3.24M ﹤0.01%
119,460
+5,073
+4% +$144K
GWRE icon
2099
Guidewire Software
GWRE
$12.4B
$3.24M ﹤0.01%
68,841
+5,710
+9% +$257K
USG
2100
PUT
DELISTED
Usg
USG
$3.23M ﹤0.01%
113,000
+6,800
+6% +$173K
82 83
84
85 86

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.