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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.35%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+16.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVRR
2001
DELISTED
CVR Refining, LP
CVRR
$5.11M ﹤0.01%
219,312
+100,772
+85% +$2.47M
HSIC icon
2002
Henry Schein
HSIC
$10.1B
$5.1M ﹤0.01%
111,777
+28,076
+34% +$1.3M
TUP
2003
DELISTED
Tupperware Brands Corporation
TUP
$5.1M ﹤0.01%
73,907
-4,129
-5% -$314K
CBI
2004
PUT
DELISTED
Chicago Bridge & Iron Nv
CBI
$5.1M ﹤0.01%
88,200
-2,200
-2% -$139K
MESG
2005
DELISTED
XURA INC COM (DE)
MESG
$5.09M ﹤0.01%
227,890
+227,859
+735,029% +$5.65M
SUSA icon
2006
iShares ESG Optimized MSCI USA ETF
SUSA
$4.17B
$5.09M ﹤0.01%
123,590
+2,950
+2% +$122K
ALLY icon
2007
Ally Financial
ALLY
$13.5B
$5.08M ﹤0.01%
219,682
+120,065
+121% +$2.87M
PRU icon
2008
PUT
Prudential Financial
PRU
$42.3B
$5.07M ﹤0.01%
57,700
-1,900
-3% -$170K
ALKS icon
2009
Alkermes
ALKS
$8.44B
$5.07M ﹤0.01%
118,317
-39,629
-25% -$1.78M
SPDW icon
2010
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.9B
$5.07M ﹤0.01%
178,639
+5,444
+3% +$161K
MMP
2011
PUT
DELISTED
Magellan Midstream Partners, L.P.
MMP
$5.07M ﹤0.01%
60,200
+58,400
+3,244% +$4.86M
CHI
2012
Calamos Convertible Opportunities and Income Fund
CHI
$1.08B
$5.06M ﹤0.01%
373,863
-39,543
-10% -$545K
IAG icon
2013
IAMGOLD
IAG
$10.3B
$5.06M ﹤0.01%
1,832,009
+1,340,963
+273% +$4.95M
FTSL icon
2014
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$5.05M ﹤0.01%
103,461
-13,004
-11% -$643K
BSJE
2015
DELISTED
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
$5.05M ﹤0.01%
191,411
-17,634
-8% -$466K
JNPR
2016
DELISTED
Juniper Networks
JNPR
$5.05M ﹤0.01%
227,819
-814,845
-78% -$19.1M
APOL
2017
DELISTED
Apollo Education Group Inc Class A
APOL
$5.04M ﹤0.01%
200,603
+23,726
+13% +$660K
WLT
2018
CALL
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
$5.04M ﹤0.01%
2,155,330
+1,811,830
+527% +$9.37M
ETO
2019
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$527M
$5.04M ﹤0.01%
203,861
+9,076
+5% +$231K
RPM icon
2020
RPM International
RPM
$14.7B
$5.04M ﹤0.01%
110,029
+1,217
+1% +$55.8K
NXPI icon
2021
CALL
NXP Semiconductors
NXPI
$58.9B
$5.04M ﹤0.01%
73,600
+70,400
+2,200% +$4.68M
BBY icon
2022
PUT
Best Buy
BBY
$17.5B
$5.03M ﹤0.01%
149,800
+100,800
+206% +$3.16M
MTCN
2023
DELISTED
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
$5.01M ﹤0.01%
237,189
+532
+0.2% +$11.9K
LAD icon
2024
Lithia Motors
LAD
$8.32B
$5.01M ﹤0.01%
66,186
+1,676
+3% +$148K
HK
2025
DELISTED
Halcon Resources Corporation
HK
$5M ﹤0.01%
7,317
+656
+10% +$641K
79 80
81
82 83

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.75% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.55% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.88% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.