UBS’s GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF BSJE Stock Holding History

UBS’s Portfolio BSJE Stock Details BSJE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$5.05M	Sell	191,411 -17,634	-8%	-$466K	﹤0.01%	2023
2014 Q2	$5.53M	Sell	209,045 -177,825	-46%	-$4.71M	﹤0.01%	1866
2014 Q1	$10.3M	Buy	386,870 +145,616	+60%	+$3.87M	0.01%	1245
2013 Q4	$6.43M	Buy	241,254 +135,298	+128%	+$3.62M	0.01%	1630
2013 Q3	$2.83M	Buy	105,956 +42,700	+68%	+$1.13M	﹤0.01%	2250
2013 Q2	$1.66M	Buy	+63,256	New	+$1.68M	﹤0.01%	2753

Other funds holding BSJE

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Jefferies Group New York $12B AUM 6.2% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS's BSJE Position: Q3 2014 in Review

UBS reduced its GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF (BSJE) stake by 8.4% in Q3 2014, selling an estimated $466K and leaving 191,411 shares worth $5.05M. The position accounts for ﹤0.01% of the portfolio, ranked #2023.

UBS first reported a position in BSJE in Q2 2013 and has held it in 6 quarters since. The position peaked at $10.3M in Q1 2014. 52 funds tracked by Wall St. Rank hold BSJE as of Q3 2014.

UBS held 191,411 shares of GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF worth $5.05M as of Q3 2014.
UBS sold 17,634 GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF shares in Q3 2014, an estimated $466K.
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2023 holding.
UBS first reported a position in GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q2 2013 and has held it in 6 quarters since.
UBS's GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF position peaked at $10.3M in Q1 2014.
52 funds tracked by Wall St. Rank held GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.