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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMT
1951
Aberdeen Multi-Market Income Fund
MMT
$237M
$3.81M ﹤0.01%
576,944
-179,665
-24% -$1.16M
IMO icon
1952
Imperial Oil
IMO
$60.6B
$3.81M ﹤0.01%
86,746
-12,797
-13% -$537K
TUZ
1953
DELISTED
PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
TUZ
$3.8M ﹤0.01%
74,725
+5,186
+7% +$264K
OFS icon
1954
OFS Capital
OFS
$45.4M
$3.8M ﹤0.01%
300,274
+49,259
+20% +$595K
XRT icon
1955
CALL
State Street SPDR S&P Retail ETF
XRT
$448M
$3.8M ﹤0.01%
92,600
+66,400
+253% +$2.67M
UPL
1956
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$3.8M ﹤0.01%
184,602
+17,145
+10% +$361K
MTZ icon
1957
MasTec
MTZ
$26.1B
$3.79M ﹤0.01%
125,209
-3,285
-3% -$108K
SUSS
1958
DELISTED
SUSSER HOLDINGS CORPORATION COMMON STOCK
SUSS
$3.79M ﹤0.01%
71,366
+4,349
+6% +$217K
UIS icon
1959
Unisys
UIS
$246M
$3.79M ﹤0.01%
150,409
-11,606
-7% -$291K
HOS
1960
DELISTED
Hornbeck Offshore Services, Inc.
HOS
$3.78M ﹤0.01%
65,736
-1,010
-2% -$57.1K
ISCV icon
1961
iShares Morningstar Small-Cap Value ETF
ISCV
$692M
$3.76M ﹤0.01%
103,245
+3,519
+4% +$127K
UTHR icon
1962
United Therapeutics
UTHR
$26.4B
$3.76M ﹤0.01%
47,657
+16,074
+51% +$1.17M
LUMN icon
1963
CALL
Lumen
LUMN
$6.33B
$3.75M ﹤0.01%
119,500
-209,200
-64% -$7.12M
CKH
1964
DELISTED
Seacor Holdings Inc.
CKH
$3.75M ﹤0.01%
42,878
+17,610
+70% +$1.48M
ACI
1965
DELISTED
ARCH COAL, INC.
ACI
$3.75M ﹤0.01%
91,127
-10,932
-11% -$475K
LDOS icon
1966
Leidos
LDOS
$14.4B
$3.74M ﹤0.01%
82,184
+60,540
+280% +$2.25M
XONE
1967
DELISTED
The ExOne Company
XONE
$3.74M ﹤0.01%
87,788
+39,101
+80% +$2.45M
NSM
1968
DELISTED
Nationstar Mortgage Holdings
NSM
$3.74M ﹤0.01%
66,491
-13,510
-17% -$658K
WLY icon
1969
John Wiley & Sons Class A
WLY
$2.59B
$3.74M ﹤0.01%
78,334
-35,101
-31% -$1.57M
DELL
1970
PUT
DELISTED
DELL INC
DELL
$3.73M ﹤0.01%
271,500
-336,700
-55% -$4.56M
DAN icon
1971
Dana Inc
DAN
$2.91B
$3.73M ﹤0.01%
163,398
-63,243
-28% -$1.37M
COF icon
1972
PUT
Capital One
COF
$126B
$3.73M ﹤0.01%
54,200
-38,800
-42% -$2.61M
STEL
1973
DELISTED
STELLARONE CORPORATION COM
STEL
$3.72M ﹤0.01%
165,445
+79,119
+92% +$1.69M
SWN
1974
CALL
DELISTED
Southwestern Energy Company
SWN
$3.7M ﹤0.01%
101,800
-63,200
-38% -$2.4M
TFM
1975
DELISTED
THE FRESH MARKET, INC COM STK
TFM
$3.7M ﹤0.01%
78,226
+30,772
+65% +$1.6M
77 78
79
80 81

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.