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UBS’s Capital One COF Stock Holding History

UBS’s Portfolio COF Stock Details COF Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$686K Sell
8,400
-1,700
-17% -$139K ﹤0.01% 3969
2014
Q2 		$834K Sell
10,100
-24,100
-70% -$1.87M ﹤0.01% 3730
2014
Q1 		$2.64M Sell
34,200
-16,500
-33% -$1.21M ﹤0.01% 2501
2013
Q4 		$3.88M Sell
50,700
-3,500
-6% -$249K ﹤0.01% 2126
2013
Q3 		$3.73M Sell
54,200
-38,800
-42% -$2.61M ﹤0.01% 1979
2013
Q2 		$5.84M Buy
+93,000
New +$5.48M 0.01% 1481

Other funds holding COF

Dodge & Cox
Dodge & Cox San Francisco, California $182B AUM 14.68% 1-Year Est. Return
Capital World Investors
Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
Fidelity Investments
Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Barrow, Hanley, Mewhinney & Strauss
Barrow, Hanley, Mewhinney & Strauss Dallas, Texas $30.5B AUM 29.95% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
Boston Partners
Boston Partners Boston, Massachusetts $95.5B AUM 28.4% 1-Year Est. Return
Harris Associates
Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return
AllianceBernstein
AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

UBS's COF Position: Q3 2014 in Review

UBS increased its Capital One (COF) stake by 43% in Q3 2014, buying an estimated $18.2M and bringing the position to 733,119 shares worth $59.8M. The position accounts for 0.04% of the portfolio, ranked #436.

UBS first reported a position in COF in Q2 2013 and has held it in 6 quarters since. The position peaked at $64.3M in Q1 2014. 787 funds tracked by Wall St. Rank hold COF as of Q3 2014.

  • UBS held 733,119 shares of Capital One worth $59.8M as of Q3 2014.
  • UBS bought 222,151 Capital One shares in Q3 2014, an estimated $18.2M.
  • Capital One made up 0.04% of UBS's portfolio in Q3 2014, its #436 holding.
  • UBS first reported a position in Capital One in Q2 2013 and has held it in 6 quarters since.
  • UBS's Capital One position peaked at $64.3M in Q1 2014.
  • 787 funds tracked by Wall St. Rank held Capital One as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.