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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LULU icon
1826
CALL
lululemon athletica
LULU
$13B
$4.35M ﹤0.01%
59,500
+52,100
+704% +$3.63M
HBI
1827
DELISTED
Hanesbrands
HBI
$4.35M ﹤0.01%
279,272
+27,876
+11% +$415K
EXC icon
1828
CALL
Exelon
EXC
$48.6B
$4.34M ﹤0.01%
205,533
-119,170
-37% -$2.61M
SYT
1829
DELISTED
Syngenta Ag
SYT
$4.33M ﹤0.01%
53,262
-3,009
-5% -$241K
NNN icon
1830
NNN REIT
NNN
$9.39B
$4.3M ﹤0.01%
135,257
-48,015
-26% -$1.6M
EPHE icon
1831
iShares MSCI Philippines ETF
EPHE
$127M
$4.3M ﹤0.01%
130,784
-142,905
-52% -$4.91M
STL
1832
DELISTED
STERLING BANCORP
STL
$4.3M ﹤0.01%
313,144
+53,242
+20% +$708K
FAN icon
1833
First Trust Global Wind Energy ETF
FAN
$281M
$4.3M ﹤0.01%
411,246
+394,943
+2,423% +$3.79M
CPRI icon
1834
PUT
Capri Holdings
CPRI
$1.77B
$4.29M ﹤0.01%
57,600
-104,300
-64% -$7.27M
FTC icon
1835
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
$4.27M ﹤0.01%
114,959
+4,091
+4% +$148K
AU icon
1836
AngloGold Ashanti
AU
$40.3B
$4.27M ﹤0.01%
321,494
+97,908
+44% +$1.31M
WHR icon
1837
PUT
Whirlpool
WHR
$2.42B
$4.26M ﹤0.01%
29,100
-99,700
-77% -$13.2M
LEN icon
1838
PUT
Lennar Class A
LEN
$20.4B
$4.26M ﹤0.01%
126,382
-26,685
-17% -$866K
PTY icon
1839
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$4.25M ﹤0.01%
235,676
+41,826
+22% +$745K
MVC
1840
DELISTED
MVC Capital, Inc.
MVC
$4.25M ﹤0.01%
325,755
-40,042
-11% -$510K
APTV icon
1841
Aptiv
APTV
$12B
$4.25M ﹤0.01%
72,804
+27,619
+61% +$1.53M
CMI icon
1842
PUT
Cummins
CMI
$91.7B
$4.24M ﹤0.01%
31,900
-7,900
-20% -$975K
AES icon
1843
CALL
AES
AES
$10.6B
$4.24M ﹤0.01%
318,800
+310,000
+3,523% +$3.98M
MIN
1844
Aberdeen Intermediate Income Fund
MIN
$273M
$4.23M ﹤0.01%
797,278
+587,013
+279% +$3.11M
DAL icon
1845
CALL
Delta Air Lines
DAL
$55.9B
$4.23M ﹤0.01%
179,300
-263,100
-59% -$5.48M
CRUS icon
1846
Cirrus Logic
CRUS
$6.74B
$4.22M ﹤0.01%
186,395
+78,888
+73% +$1.63M
EVF
1847
Eaton Vance Senior Income Trust
EVF
$90.3M
$4.22M ﹤0.01%
600,794
+211,006
+54% +$1.52M
NICE icon
1848
Nice
NICE
$5.29B
$4.22M ﹤0.01%
102,032
-2,698
-3% -$104K
CVC
1849
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$4.22M ﹤0.01%
250,597
-56,914
-19% -$1.04M
MO icon
1850
PUT
Altria Group
MO
$122B
$4.21M ﹤0.01%
122,600
+51,100
+71% +$1.8M
72 73
74
75 76

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.