UBS’s Cummins CMI Stock Holding History

UBS’s Portfolio CMI Stock Details CMI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$1.02M	Sell	7,700 -6,200	-45%	-$894K	﹤0.01%	3567
2014 Q2	$2.15M	Buy	13,900 +2,700	+24%	+$408K	﹤0.01%	2798
2014 Q1	$1.67M	Sell	11,200 -49,500	-82%	-$6.88M	﹤0.01%	2954
2013 Q4	$8.56M	Buy	60,700 +28,800	+90%	+$3.82M	0.01%	1386
2013 Q3	$4.24M	Sell	31,900 -7,900	-20%	-$975K	﹤0.01%	1849
2013 Q2	$4.32M	Buy	+39,800	New	+$4.52M	0.01%	1777

Other funds holding CMI

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Hotchkis & Wiley Capital Management Los Angeles, California $32.4B AUM 17.21% 1-Year Est. Return

UBS's CMI Position: Q3 2014 in Review

UBS increased its Cummins (CMI) stake by 13% in Q3 2014, buying an estimated $7.97M and bringing the position to 465,222 shares worth $61.4M. The position accounts for 0.05% of the portfolio, ranked #424.

UBS first reported a position in CMI in Q2 2013 and has held it in 6 quarters since. The position peaked at $64M in Q1 2014. 792 funds tracked by Wall St. Rank hold CMI as of Q3 2014.

UBS held 465,222 shares of Cummins worth $61.4M as of Q3 2014.
UBS bought 55,258 Cummins shares in Q3 2014, an estimated $7.97M.
Cummins made up 0.05% of UBS's portfolio in Q3 2014, its #424 holding.
UBS first reported a position in Cummins in Q2 2013 and has held it in 6 quarters since.
UBS's Cummins position peaked at $64M in Q1 2014.
792 funds tracked by Wall St. Rank held Cummins as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.