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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTZ icon
1776
BlackRock Credit Allocation Income Trust
BTZ
$927M
$5.46M 0.01%
418,433
+20,029
+5% +$256K
KRC icon
1777
Kilroy Realty
KRC
$4.58B
$5.46M 0.01%
108,894
+18,979
+21% +$972K
ENLK
1778
DELISTED
EnLink Midstream Partners, LP
ENLK
$5.45M 0.01%
197,561
+53,338
+37% +$1.32M
AEE icon
1779
Ameren
AEE
$31.5B
$5.45M 0.01%
150,612
-44,932
-23% -$1.61M
LH icon
1780
Labcorp
LH
$24.3B
$5.44M 0.01%
69,245
+2,114
+3% +$180K
SINA
1781
DELISTED
Sina Corp
SINA
$5.44M 0.01%
64,525
+22,617
+54% +$1.85M
PGH
1782
DELISTED
Pengrowth Energy Corporation
PGH
$5.43M 0.01%
876,619
-81,080
-8% -$510K
LEG icon
1783
Leggett & Platt
LEG
$1.52B
$5.43M 0.01%
175,621
+2,541
+1% +$75.7K
GNW icon
1784
CALL
Genworth Financial
GNW
$3.8B
$5.41M 0.01%
348,400
+201,400
+137% +$2.91M
SNDK
1785
PUT
DELISTED
SANDISK CORP
SNDK
$5.41M 0.01%
76,700
-26,200
-25% -$1.77M
YOKU
1786
PUT
DELISTED
YOUKU TUDOU INC.(CAYMAN ISLS)
YOKU
$5.41M 0.01%
178,400
-100
-0.1% -$2.87K
PVI icon
1787
Invesco Floating Rate Municipal Income ETF
PVI
$32.2M
$5.4M 0.01%
216,311
-17,965
-8% -$449K
HIMX
1788
Himax Technologies
HIMX
$2.2B
$5.4M 0.01%
366,965
+82,811
+29% +$877K
NTI
1789
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
$5.4M 0.01%
219,406
+16,097
+8% +$380K
FFIV icon
1790
CALL
F5
FFIV
$22.1B
$5.39M 0.01%
59,300
+41,400
+231% +$3.53M
RL icon
1791
CALL
Ralph Lauren
RL
$22.2B
$5.38M 0.01%
30,500
-1,600
-5% -$273K
JOSB
1792
DELISTED
JOS A BANK CLOTHIERS INC
JOSB
$5.37M 0.01%
98,033
+77,813
+385% +$3.99M
CHI
1793
Calamos Convertible Opportunities and Income Fund
CHI
$1.02B
$5.37M 0.01%
404,630
-56,562
-12% -$736K
ENB icon
1794
CALL
Enbridge
ENB
$124B
$5.36M 0.01%
122,800
+92,600
+307% +$3.91M
MBI icon
1795
PUT
MBIA
MBI
$288M
$5.36M 0.01%
449,000
+164,500
+58% +$1.9M
DCM
1796
DELISTED
NTT DOCOMO, Inc.
DCM
$5.36M 0.01%
324,641
+8,411
+3% +$135K
AWK icon
1797
CALL
American Water Works
AWK
$26.3B
$5.36M 0.01%
126,800
+118,900
+1,505% +$4.98M
QRE
1798
DELISTED
QR ENERGY LP UNIT LTD PARTNERSHIP INT (DE)
QRE
$5.34M 0.01%
312,127
+90,161
+41% +$1.52M
ACM icon
1799
Aecom
ACM
$9.07B
$5.34M 0.01%
181,480
-33,021
-15% -$998K
MO icon
1800
PUT
Altria Group
MO
$122B
$5.34M 0.01%
139,100
+16,500
+13% +$609K
70 71
72
73 74

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.